Compliance Manager
2 weeks ago
Compliance Manager
Location: London
Our client is seeking a Compliance Manager to oversee regulatory compliance and AML functions for its UK operations. This role will be pivotal in ensuring adherence to UK financial regulations and fostering a compliance-driven culture.
Key Responsibilities:
- Develop and implement compliance and AML policies, ensuring alignment with FCA regulations and industry best practices.
- Manage AML procedures, financial crime risk assessments, and compliance monitoring.
- Oversee KYC/KYB processes for clients and vendors, conducting regular and ad hoc risk analysis.
- Ensure conflicts of interest are managed effectively.
- Collaborate with Growth, Product, and Operations teams to maintain compliance in new product development.
- Engage with senior management, auditors, and regulatory authorities to maintain compliance alignment.
- Maintain and update policies, keeping abreast of legal and regulatory developments in the fintech sector.
- Conduct compliance training and promote a strong compliance culture.
Qualifications & Experience:
- 4+ years of experience in compliance and AML within FCA-regulated financial services.
- Strong knowledge of UK investment firm regulations, FCA COBs rules, POCA 2002, and MLRs.
- Ability to thrive in a fast-paced, hybrid work environment.
- Passion for fintech and regulatory developments.
Why Join?
- Opportunity to shape the compliance framework of a rapidly growing fintech.
- Personal development budget and access to coaching.
- Flexible working arrangements with a focus on trust and empowerment.
- A collaborative, high-performing team committed to innovation and transparency.
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