Compliance Manager

2 weeks ago


London Area, United Kingdom MAM Gruppe Full time

Compliance Manager

Location: London

Our client is seeking a Compliance Manager to oversee regulatory compliance and AML functions for its UK operations. This role will be pivotal in ensuring adherence to UK financial regulations and fostering a compliance-driven culture.

Key Responsibilities:

  • Develop and implement compliance and AML policies, ensuring alignment with FCA regulations and industry best practices.
  • Manage AML procedures, financial crime risk assessments, and compliance monitoring.
  • Oversee KYC/KYB processes for clients and vendors, conducting regular and ad hoc risk analysis.
  • Ensure conflicts of interest are managed effectively.
  • Collaborate with Growth, Product, and Operations teams to maintain compliance in new product development.
  • Engage with senior management, auditors, and regulatory authorities to maintain compliance alignment.
  • Maintain and update policies, keeping abreast of legal and regulatory developments in the fintech sector.
  • Conduct compliance training and promote a strong compliance culture.

Qualifications & Experience:

  • 4+ years of experience in compliance and AML within FCA-regulated financial services.
  • Strong knowledge of UK investment firm regulations, FCA COBs rules, POCA 2002, and MLRs.
  • Ability to thrive in a fast-paced, hybrid work environment.
  • Passion for fintech and regulatory developments.

Why Join?

  • Opportunity to shape the compliance framework of a rapidly growing fintech.
  • Personal development budget and access to coaching.
  • Flexible working arrangements with a focus on trust and empowerment.
  • A collaborative, high-performing team committed to innovation and transparency.

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