Compliance Assistant

4 weeks ago


London Area, United Kingdom AJ FOX COMPLIANCE Full time

A prestigious UK Law Firm is hiring for a Compliance Assistant in London.

The core function of this role will be to support Senior Compliance professionals in the core internal risk management processes. You will work closely with firm-wide staff to ensure enquiries are dealt with promptly and various compliance teams are supported.

We are looking for someone with previous experience in a similar role, commercial awareness and a proven, genuine interest in compliance. A good understanding of SRA Regulations and data protection principles would likewise prove advantageous to this role.

Some responsibilities:

  • Handle compliance registers such as complaints, enquiries and data protection issues/requests
  • Monitor the compliance of file closures
  • Liaise with fee earners to facilitate the undertaking of compliance procedures (eg central record maintenance, file audits, non-compliance reviews)
  • Prepare trend analysis reports for senior management on a monthly and quarterly basis
  • Support senior staff in ensuring compliance policies/procedures are implemented in line with SRA and data protection regulations
  • Write articles on compliance for internal guidance purposes
  • Collaborate with other compliance-based teams to support key functions
  • Ad-hoc research/administrative tasks

A successful candidate will have a positive and ambitious work ethic, with superb organisational skills and a meticulous eye for detail. If you can align with previously mentioned attributes and can effectively manage a diverse workload to effortlessly meet deadlines, we want to hear from you

If interested, please submit your CV to be considered for this opportunity. Thank you.

Not quite right for you? Check out the rest of our risk and compliance roles or give one of our friendly team a call on 0207 117 2542.

Ref: 1011


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