Graduate Compliance Officer

Our Financial services client are looking for a Graduate Compliance Officer with a good grasp and a strong passion for everything related to compliance. Ideally you will have done a degree in finance, law or even criminology and have the desire to follow a path in compliance. You will be a hard working and dedicated individual who has an understanding of...

Job Description Our Financial services client are looking for a Graduate Compliance Officer with a good grasp and a strong passion for everything related to compliance. Ideally you will have done a degree in finance, law or even criminology and have the desire to follow a path in compliance. You will be a hard working and dedicated individual who has an...

Our Financial services client are looking for a Graduate Compliance Officer with a good grasp and a strong passion for everything related to compliance. Ideally you will have done a degree in finance, law or even criminology and have the desire to follow a path in compliance. You will be a hard working and dedicated individual who has an understanding of...

Our Financial services client are looking for a Graduate Compliance Officer with a good grasp and a strong passion for everything related to compliance. Ideally you will have done a degree in finance, law or even criminology and have the desire to follow a path in compliance. You will be a hard working and dedicated individual who has an understanding of...

Our Financial services client are looking for a Graduate Compliance Officer with a good grasp and a strong passion for everything related to compliance. Ideally you will have done a degree in finance, law or even criminology and have the desire to follow a path in compliance. You will be a hard working and dedicated individual who has an understanding of...

**THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...

**Graduate Risk & Compliance Consultant** Join our Risk & Compliance Team and play a critical role in providing 1st and 2nd line defence for businesses in the fast-evolving landscape of financial crime. Our training will prepare you for the dynamic world of financial crime. Explore exciting roles on client assignments. **Where ambition meets...

Our Financial services client are looking for a Graduate Compliance Officer with a good grasp and a strong passion for everything related to compliance. Ideally you will have done a degree in finance, law or even criminology and have the desire to follow a path in compliance. You will be a hard working and dedicated individual who has an understanding of...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

Job Summary:We are seeking a highly experienced Compliance Officer Lead to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Key Responsibilities:Ensure that companies have the correct...

We are looking for a Graduate Trainee Compliance Officer to join our growing Financial Planning team in Douglas and to provide support to our Compliance Director. Our Financial Planning team offer advice on every aspect of financial planning, including investments, pensions, mortgages and later life finances. This is a highly regulated industry, and...

**THE COMPANY**: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer. **THE RESPONSIBILITIES**: - Review/audit/investigation requests from Exchanges and Regulators - FATCA and CRS Audit and Advisory; ad hoc tax projects - Research in...

Job Description THE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business. THE RESPONSIBILITIES: Experience in US Swap Dealer business CFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market...

THE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...

THE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...

THE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...

Job OverviewWe are seeking an experienced Chief Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all relevant regulations.Provide...