Head of Compliance Monitoring

3 months ago

Gloucester, United Kingdom Howden Group Holdings Full time

From day one, our mission has been to create an independent business with a unique culture – one that is controlled by the people who work for it. Finding the most talented and entrepreneurial people has always been key to our success. 

People come to Howden for lots of different reasons, but they stay for the same one: our culture. That’s what sets us apart, and why we nurture and retain the best talent in the market. Whatever your priorities – work/life balance, career progression, sustainability, volunteering - you’ll find like-minded people driving change at Howden.

We are seeking a Head of Monitoring to support our Risk, Legal & Compliance teams. This is a great opportunity for someone who has the expertise to provide compliance oversight across the Howden UK&I structure, supporting us in maintaining compliance with the requirements of industry and government lead regulation. Our compliance team is based in Gloucester and travel maybe required to attend other local offices. We are very proud to offer a supportive and engaging team environment, where you will feel welcome right from the start.

Please note this is a full-time, permanent opportunity. You will be based in our Gloucester office and be onsite for between 2-3 days per week.

Overview:

Design and deliver robust monitoring frameworks, methodologies and programmes.

Manage assigned projects and contribute to other projects as required.

Provide relevant and timely management information to the Chief Compliance Officer and the Senior Management of the Howden UK&I businesses.

To contribute to the Howden UK&I Compliance Plan.

Work with senior operational management to ensure that compliance systems and controls remain appropriate.

Work with the Risk Management Function to deliver support in relation to regulatory risk.

Knowledge:

Experience of working in Policy Advisory/Monitoring/Remediation/Assurance across different aspects of financial services/financial markets.

Strong knowledge of FCA requirements specifically relating to health, benefits and life products, within both ICOBs and COBs.

Good knowledge of FCA requirements in relation to investment, pension and mortgage products.

Able to apply judgement from a regulatory perspective to internal and market information.

Skills:

Strong experience of developing monitoring frameworks using a variety of desk based and field-based tools.

Leading a compliance team.

Working with Board level management, combined with strong leadership and influencing skills. Comfortable interacting with senior stakeholders.

Ability to write concise and impactful reports. Comfortable gathering, analysing and evaluating facts, as well as preparing and presenting concise oral and written reports.

Strong regulatory focus.

Qualifications:

Industry recognised compliance qualifications beneficial but not essential.

GCSE Maths and English (or equivalent).

Our Culture: People First

We’ve travelled far since opening our first office in 1994. Back then we were local experts – based in London, with direct access to the world’s biggest insurance market. We’re still locals, and we still deliver the right advice and the right insurance to our clients. But now, we’re local all over the world. With 15,000 global colleagues and a partner network spanning more than 100 territories, we are the largest independent insurance broker in the world. But our values haven’t changed since day one, when we set out to create a company grounded in:

• An employee-ownership model 
• Aligned external investors
• The trust and integrity born of friendship
• Expertise
• Independence

Our focus on being a people-first business has always been at the very heart of Howden. Our vision was to create an independent business with a unique culture; one that would survive and thrive as a business controlled by the people working for it. Our employee ownership model sets us apart in the market. It’s created a culture of collaboration and innovation, where we’re driven to think bigger and empowered to challenge convention. 

Our flat structure and entrepreneurial spirit help us attract the best people and empower them to be the best version of themselves. And when we bring in and nurture great talent, more follows. That makes us better – and that’s better for everyone. 

Diversity & Inclusion


At Howden we consider our people our chief competitive advantage and as such we treat colleagues, candidates, clients, and business partners with equality, fairness and respect, regardless of their age, disability, race, religion or belief, gender, sexual orientation, marital status or family circumstances.

Permanent

  • Head of Compliance Monitoring

    3 months ago

    Gloucester, United Kingdom MERJE Ltd Full time

    MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team. The successful candidate will execute a program of monitoring activities across systems, controls, and...

  • Head of Compliance Monitoring

    2 months ago

    Gloucester, United Kingdom Howden Group Holdings Full time

    From day one, our mission has been to create an independent business with a unique culture - one that is controlled by the people who work for it. Finding the most talented and entrepreneurial people has always been key to our success. People come to Howden for lots of different reasons, but they stay for the same one: our culture. That’s what sets us...

  • Head of Compliance Monitoring

    2 months ago

    Gloucester, United Kingdom Howden Group Holdings Full time

    From day one, our mission has been to create an independent business with a unique culture - one that is controlled by the people who work for it. Finding the most talented and entrepreneurial people has always been key to our success. People come to Howden for lots of different reasons, but they stay for the same one: our culture. That's what sets us apart,...

  • Head of Compliance Monitoring

    3 days ago

    Gloucester, United Kingdom Howden Full time

    Who are we?Howden is a collective - a group of talented and passionate people all around the world. Together, we have pushed the boundaries of insurance. We are united by a shared passion and no-limits mindset, and our strength lies in our ability to collaborate as a powerful international team comprised of 18,000 employees spanning over 100 countries.People...

  • Compliance Monitoring Manager

    3 months ago

    Gloucester, United Kingdom Babcock International Group Full time

    Job Title: Compliance Monitoring ManagerLocation: Staverton, Gloucestershire + Onsite with Hybrid Working Arrangements Compensation: Competitive + BenefitsRole Type: Full time and Permanent Role ID: SF At Babcock we’re working to create a safe and secure world, together, and if you join us, you can play your part as a Compliance Monitoring Manager at our...

  • Compliance Monitoring Officer

    3 months ago

    Gloucester, United Kingdom Howden Life & Health Full time

    Working for Howden Life and Health couldn’t be better. Our site based on Gloucester Business Park offers a fresh modern space with fantastic facilities on the doorstep, easily accessed by public transport and with plenty of on-site car parking available too. We offer flexibility in hours and location with the option to work from home 3 days per week. When...

  • Compliance Monitoring Officer

    3 months ago

    Gloucester, United Kingdom Howden Life & Health Full time

    A fantastic opportunity to become part of the growing Howden Life and Health Team. We are a Life and Health Insurance Broker ,we believe we can offer the best advice, products and prices to our clients. We believe in putting our clients at the heart of what we do, always giving the best advice in our clients interest. Our site based on Gloucester Business...

  • Compliance Monitoring Officer

    2 months ago

    Gloucester, United Kingdom Howden Group Holdings Full time

    From day one, our mission has been to create an independent business with a unique culture - one that is controlled by the people who work for it. Finding the most talented and entrepreneurial people has always been key to our success. People come to Howden for lots of different reasons, but they stay for the same one: our culture. That’s what sets us...

  • Compliance Monitoring Officer

    2 months ago

    Gloucester, United Kingdom Howden Group Holdings Full time

    From day one, our mission has been to create an independent business with a unique culture - one that is controlled by the people who work for it. Finding the most talented and entrepreneurial people has always been key to our success. People come to Howden for lots of different reasons, but they stay for the same one: our culture. That’s what sets us...

  • Head of Group Compliance

    3 months ago

    Gloucester, United Kingdom Benefact Group Full time

    **Working hours**:35 hours per week, Monday to Friday **Duration**:Permanent **Location**:Gloucester **Job Ref**:202630 **About the role***: **Benefact Group**, are looking for a **Head of Group Compliance** to join our** Gloucester **office As Head of Group Compliance you will be responsible for overseeing that the Group and relevant subsidiaries...

  • Deputy Head of Governance

    3 months ago

    Gloucester, United Kingdom Barclay Meade Full time

    **Ref no.** - BHN568819**Salary** - £60,000 - £70,000/annum**Location** - Gloucester, England**Start date** - ASAP**Job type** - Permanent**Job status** - Open**Job summary**: Defence business require a Deputy Head of Governance & Compliance. Applicants need governance, compliance, risk management, business continuity or assurance experience, ideally...

  • Compliance Monitoring Officer

    3 months ago

    Gloucester, United Kingdom Assured Futures Full time

    Working for Assured Futures couldn’t be better. Based on the Gloucester Business Park our site offers a fresh modern space with fantastic facilities on the doorstep, easily accessed by public transport and with plenty of on-site car parking available too. We offer flexibility in hours and location with the option to work from home 3 days per week. When you...

  • Head of Trade Compliance

    2 months ago

    Gloucester, United Kingdom Roke Manor Research Limited Full time

    **Head of Trade Compliance** As a Head of Trade Compliance, you will be leading all aspects of trade compliance. Reporting directly to the General Counsel, you will also oversee the management of the trade compliance team. **A solid background in trade compliance, particularly import/export processes, is essential**. Experience with UK and US export...

  • Head of Compliance Oversight

    3 days ago

    Gloucester, Gloucestershire, United Kingdom Howden Group Holdings Full time

    Job DescriptionWe are seeking a highly skilled and experienced professional to join our team as a Head of Compliance Oversight at Howden Group Holdings. This is a fantastic opportunity for someone who has a strong background in compliance and risk management to take on a key leadership role in our organization.Key Responsibilities:Design and implement robust...

  • Safety and Compliance Officer

    4 weeks ago

    Gloucester, United Kingdom Hernshead Recruitment Ltd Full time

    About the Role * Managing the AOC and ATO Audit Plan and being the lead auditor for these approvals. * Undertaking Internal Audits and audits of sub-contractor organisations, primarily for the AOC and ATO. * Oversight of the management and closure of findings and observations so that they cover the corrective and root cause corrections required. ...

  • Central Compliance Monitoring Officer

    1 month ago

    Gloucester, United Kingdom Miryco Consultants Ltd Full time

    Miryco Consultants is working with a leading global insurance broker, who are looking for a Compliance Officer to join their Central Compliance Monitoring team. This is a fantastic opportunity for compliance monitoring professionals who enjoy building and developing frameworks, as well as working in a dynamic and rewarding...

  • Safety and Compliance Officer

    3 weeks ago

    Gloucester, United Kingdom Hernshead Recruitment Ltd Full time

    About the Role * Managing the AOC and ATO Audit Plan and being the lead auditor for these approvals. * Undertaking Internal Audits and audits of sub-contractor organisations, primarily for the AOC and ATO. * Oversight of the management and closure of findings and observations so that they cover the corrective and root cause corrections required. * Prepare...

  • Head of Compliance

    2 months ago

    Gloucester, United Kingdom Howden Group Holdings Full time

    Who are we?Howden is a collective - a group of talented and passionate people all around the world. Together, we have pushed the boundaries of insurance. We are united by a shared passion and no-limits mind-set, and our strength lies in our ability to collaborate as a powerful international team comprised of 15,000 employees spanning over 100 countries.Our...

  • Safety Regulations and Compliance Coordinator

    1 week ago

    Gloucester, United Kingdom Hernshead Recruitment Ltd Full time

    About the PositionAs a vital member of our team, you will be responsible for ensuring adherence to safety and compliance standards within the aviation sector. Your role will encompass a variety of critical tasks, including:Leading Audit Initiatives: Oversee the Audit Plan for AOC and ATO, serving as the principal auditor for these certifications.Conducting...

  • Head of Compliance

    2 months ago

    Gloucester, United Kingdom Howden Group Holdings Full time

    Who are we? Howden is a collective – a group of talented and passionate people all around the world. Together, we have pushed the boundaries of insurance. We are united by a shared passion and no-limits mind-set, and our strength lies in our ability to collaborate as a powerful international team comprised of 15,000 employees spanning over 100...