Compliance Manager

Found in: Talent UK C2 - 1 week ago


London, United Kingdom Wolters Kluwer (BSI) Limited Full time

Wolters Kluwer is a global provider of professional information, software solutions, and services for clinicians, nurses, accountants, lawyers, and tax, finance, audit, risk, compliance, and regulatory sectors. Innovation is key to delivering solutions that help our customers make critical decisions and work smarter every day. Our commitment to innovation requires that we step out of our day-to-day routine and think bigger – with more creativity and collaboration across the business.

In this role, you will lead a team of researchers (Content Management Analysts and Content Editing Associates), who update highly complex, specific legal, tax, and compliance information from various sources. You will also coordinate the expansion of the teams informative guide content as well as providing new thought leadership efforts in the field of Environmental, Social, and Governance (ESG), as the team expands their knowledge and product in this area.

Areas of responsibilities:

Product Ownership - Becomes a subject matter expert in the relevant product domains. It is expected the Compliance Manager will quickly become an expert in the product from a feature / functionality perspective and will be able to proficiently demonstrate product functionality while articulating the value to clients

Content Knowledge and Research (Global Tax, Laws and Regulations) – The Compliance Manager will ensure the current product content is correct and well-presented whilst also continuing to research and expand their subject knowledge to better support current and future products. Using their ability to break down complex information into an easily digestible form to support the creation of user stories as products evolve

Team Management – The Compliance Manager will coordinate with team members to make sure that all parties are on track to meet the current and future business needs. They will meet with project team members to identify and resolve any issues as well as ensuring the team are on track to submit project deliverables and that they adhere to quality standards. Support the adaption of current content portfolio to access and support new areas of the business

Leadership – The Compliance Manager will support the teams roadmap definition, working with the senior management to help develop the rolling 3 year vision with near term and long term priorities for the product portfolio including target customer segment(s), focus areas for solution portfolio, success criteria and goals, etc

Market Knowledge – The Compliance Manager will develop an understanding of the global target market and user base and use this to help support product/content decisions. Maintain continued awareness of global industry changes and compliance changes in international corporate tax and technology

Requirements:

Bachelor’s degree in law, Economics, Tax & Accounting or any relevant field

Understanding of recent Environmental, Social, and Governance initiatives & International tax law

At least 3 years of experience with high workload capability; content projects in various stages of completion

Minimum 1 year of experience with people management and Project Management (would be advantage)

Other skills & knowledge that are welcomed for this role:

The ability to translate business requirements into technical requirements and defining acceptance criteria for functional and non-functional requirements

Breaking down complex ideas into simple concepts

International tax law and recent global initiatives

Accountancy or law research

Writing or editing informative text

Process improvement skills and analytical skills with ability to summarize what the data is indicating


  • Compliance Manager

    2 weeks ago


    London, United Kingdom AJ Fox Compliance Full time

    Job Description We are excited to be working with a well-respected national law firm to recruit a Compliance Manager to manage their team. It’s a fantastic opportunity to take on day-to-day line management of the compliance team and work closely with the Head of Compliance to ensure compliance with necessary regulations and manage risk. To apply for...


  • London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...


  • London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...


  • London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...


  • London, United Kingdom Compliance Professionals Full time

    Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...

  • Compliance Manager

    2 weeks ago


    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due...


  • London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation...

  • Compliance Manager

    1 day ago


    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. THE RESPONSIBILITIES: Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance...


  • London, United Kingdom AJ Fox Compliance Full time

    We are excited to be working with a well-respected national law firm to recruit a Compliance Manager to manage their team. It’s a fantastic opportunity to take on day-to-day line management of the compliance team and work closely with the Head of Compliance to ensure compliance with necessary regulations and manage risk. To apply for this role, you...

  • Compliance Officer

    4 days ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services. **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and keeping updated, the departments...


  • London, United Kingdom AJ Fox Compliance Full time

    We are working with a top UK law firm who are looking to recruit a Risk & Compliance Manager to support the General Counsel. They are looking for a dynamic, innovative leader with the technical knowledge required to provide effective solutions for the firm. Some of the responsibilities will include: - First point of contact for compliance queries -...


  • London, United Kingdom Compliance Professionals Full time

    Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. To build a close working relationship with each of the business units to support Compliance matters as required. To work...


  • London, United Kingdom Compliance Professionals Full time

    We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...


  • London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...


  • London, United Kingdom AJ Fox Compliance Full time

    A highly rated UK law firm headquartered in London is seeking a Head of Risk and Compliance to support their growing firm. This is a really exciting opportunity to deliver the firm’s compliance strategy, oversee complaints handling and work with regulators. You’ll work closely with senior stakeholders, chair the compliance committee and have autonomy to...


  • London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Advisory Manager – Wealth/Investment Management Compliance Experience Required   Ref: 4012G   £75K - £85K + Good Benefits                                                                Hybrid (West End)   Our client, a boutique wealth manager and part of a larger global banking...


  • London, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking services. THIS...


  • London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with...


  • London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...


  • London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...