Regulatory Compliance and Legal

SENIOR LEGAL COUNSEL, COMPETITION MEDIA PLC 4 DAYS OR FULL TIME WEST LONDON & HYBRID (c.3 DAYS IN OFFICE) We are looking for a talented competition lawyer to join this premium media and communications brand. The Competition and regulatory team supports a broad range of fast-moving businesses and you will enjoy a wide variety of high-quality work and...

WEST LONDON & HYBRID (c.3 DAYS IN OFFICE) We are looking for a talented competition lawyer to join this premium media and communications brand. The Competition and regulatory team supports a broad range of fast-moving businesses and you will enjoy a wide variety of high-quality work and further develop your competition law expertise on cutting-edge matters....

HEAD OF COMPETITION COMPLIANCE MEDIA PLC WEST LONDON HYBRID (c.3 DAYS IN OFFICE) We are looking to recruit a competition law specialist to take on the role of Head of Compliance (Competition) at a top broadcasting and digital plc. While focusing specifically on competition compliance you will also support with the continued design, implementation...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. The role is a 3 to 6 month contract THIS ROLE IS NOT SUITABLE FOR KYC AND AML CANDIDATES - IT IS A REGULATORY COMPLIANCE FOCUSSED ROLE. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

Senior In House Legal and Compliance professional – Hedge Fund – London Our client is a boutique hedge fund based in London’s Mayfair. This start up investment management business is at a stage where they are looking for a talented Senior In House Lawyer and Compliance professional to help steer the business into a bright future. You will be...

Regulatory Counsel – Healthtech Hybrid This innovative, profitable and high growth health-tech company is looking to appoint a regulatory counsel in a unique and newly created in-house position. Reporting directly into the General Counsel you will play a crucial role in their small but growing legal function. You work closely with all areas of the...

They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

Are you a qualified legal professional with extensive experience in UK regulatory matters? Do you possess a strong understanding of relevant regulations such as ICOBS and IDD, including knowledge of regulatory bodies like the Financial Conduct Authority and Prudential Regulatory Authority? Our Client’s Legal Team is seeking a Senior Legal Counsel to join...

Are you a qualified legal professional with extensive experience in UK regulatory matters? Do you possess a strong understanding of relevant regulations such as ICOBS and IDD, including knowledge of regulatory bodies like the Financial Conduct Authority and Prudential Regulatory Authority? Our Client’s Legal Team is seeking a Senior Legal Counsel to join...

**THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...

**THE COMPANY**: Our client is a rapidly growing boutique investment banking firm providing financial services to a range of clients. **THE RESPONSIBILITIES**: - Conducting financial crime and regulatory compliance monitoring in accordance with the firm’s Annual Monitoring Plan (AMP) and Compliance Monitoring Plan (CMP); - Conducting surveillance...

TikTok is the leading destination for short-form mobile video. TikTok has global offices including Los Angeles, New York, London, Paris, Berlin, Dubai, Singapore, Jakarta, Seoul and Tokyo. Our platform is built to help imaginations thrive. That's how we drive impact - for ourselves, our company, and the communities we serve. The Content Regulation &...

Compliance Advisory Manager – Wealth/Investment Management Compliance Experience Required Compliance Advisory Manager – Wealth/Investment Management Compliance Experience Required Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Advisory Manager. You will be responsible for developing...

We are working very closely with a market-leading Alternative Legal Service Provider that is looking to second a FS Regulatory / ESG Lawyer to a leading Asset Manager for a 9 month assignment. The successful lawyer will advise on FS Regulatory matters, particularly those with an ESG element. A hybrid working arrangement is in place, with Lawyers spending...

Our client is a leading UK asset manager with nearly £50bn AUM. They are looking to hire a lawyer for their London office specialist in UK financial regulatory law, to provide high quality commercially focused regulatory legal advice to the Compliance team and the wider business, as well as assisting the firm on various strategic projects as the need...

They work with some of the quirkiest brands, OMB, HNW, serial entrepreneurs, and affluent individuals, as well as individuals who are in the public eye. This is in part due to how the firm nurtures and developers legal talent. They have an excellent track record when it comes to internal promotions and growing team members from a junior level, through...

Taylor Root is pleased to be working with one of the largest retail and consumer goods businesses in the world to recruit a Senior Privacy Counsel. The role has a strong focus on Data Privacy, which provides the opportunity to work with a range of internal stakeholders both nationally and internationally. Support the group wide businesses to ensure...

Taylor Root is pleased to be working with one of the largest retail and consumer goods businesses in the world to recruit a Senior Privacy Counsel. The role has a strong focus on Data Privacy, which provides the opportunity to work with a range of internal stakeholders both nationally and internationally. Support the group wide businesses to ensure...