Compliance, Transaction Banking
1 month ago
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
YOUR IMPACT
Candidate will work as part of the Transaction Banking Compliance team (“TxB Compliance”) with a primary focus on compliance matters related to the firm’s Transaction Banking business. Transaction Banking at Goldman Sachs is a service that we provide to corporates to manage their business-to-business payments, accept receivables, and make payments across 120 countries, to keep it easy, simple, and safe for them to transmit money.
The TxB Compliance team works to protect our clients and the financial markets and ensure that Transaction Banking cash management and payments systems as well as any new business activities meet both . and UK/EU requirements set out in our compliance management system and applicable regulation.
Seat will be in London. Coverage will be primarily UK/Europe, with opportunities to work with global team members in the United States.
How you will fulfil your potential
Provide advice and compliance oversight to Transaction Banking personnel on client interactions/engagements, new business initiatives and significant business changes affecting the firm, as well as compliance, regulatory and reputational issues Partner with business teams to ensure testing and ongoing monitoring properly considers and mitigates compliance risks Develop and implement policies, procedures and best practice standards for Transaction Banking Drive control analysis and assessments for new business initiatives within Transaction Banking Enhance existing monitoring and controls to mitigate risk and as well as reflect and anticipate regulatory changes Design and implement live and online training on applicable compliance and regulatory requirements to educate business professionals Interact with various internal teams such as Legal, Internal Audit, Treasury, Operations, Engineering, and Conflicts Resolution Group as well as external advisors, clients and counterparties Monitor the regulatory landscape to anticipate and implement changes to our compliance program Analyse and form views on new clients and business and the associated compliance, regulatory and reputational risks for the purposes of Firm committees Execute compliance risk assessments Deliver management information to compliance management for use in Board, regulator and governance communications Leverage technology to facilitate monitoring and reporting of compliance risk Assist in responding to regulatory inquiries and investigations Review and approve marketing / advertisingPreferred Qualifications:
Bachelor’s degree or equivalent military experience Demonstrated experience in compliance, legal, regulation or related business side experience in payments, deposits, corporate cash management, transaction banking, treasury services Excellent written and verbal communication skills Strong intellectual curiosity and interest in payments and corporate cash management, as well as learning new things Knowledge of UK and EU regulatory obligations relating to payments (., the Second Payment Services Directive) Ability to interface daily with a range of senior colleagues and peers to gather facts and build relationships Strong project management, analytical, and functional skills Ability to prioritize multiple tasks and meet deadlines with attention to detail and outstanding execution A proactive team player, who enjoys working collaboratively to find solutions Highly motivated, reliable, and accountable Strong investigative and problem-solving skills with the ability to exercise sound and balanced judgment and challenge when needed Knowledge of Microsoft Word, Excel, and PowerPoint ABOUT GOLDMAN SACHS At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers. We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.-
Deputy Head of Compliance
3 weeks ago
London, United Kingdom Compliance Professionals Full timeWe have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...
-
Deputy Head of Compliance
3 weeks ago
London, United Kingdom Compliance Professionals Full timeWe have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...
-
Director Transaction Banking Sales, Europe
4 weeks ago
London, United Kingdom ANZ Banking Group Full timeAbout the role At ANZ our purpose is to shape a world where people and communities thrive. We’re making this happen by improving the sustainability and financial wellbeing of our customers - whether they’re buying a home, building a business or saving for things big or small The Director Transaction Banking Sales, Europe is critical to making this...
-
Compliance, Transaction Banking
4 days ago
London, United Kingdom Goldman Sachs Full timeOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second...
-
Compliance, Transaction Banking
2 weeks ago
London, United Kingdom Goldman Sachs Full timeOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second...
-
Compliance, Transaction Banking
1 week ago
London, United Kingdom Goldman Sachs Full timeOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second...
-
Deputy Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee the ‘Regulatory...
-
Deputy Head of Compliance
6 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee the ‘Regulatory...
-
Regulatory Compliance Manager
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...
-
Regulatory Compliance Manager
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...
-
Quality Compliance Administrator
3 weeks ago
London, United Kingdom Compliance Professionals Full timeCompliance Officer- Generalist (3 months temp) Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of...
-
Quality Compliance Administrator
15 hours ago
London, United Kingdom Compliance Professionals Full timeCompliance Officer- Generalist (3 months temp) Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of...
-
Quality Compliance Administrator
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and...
-
Compliance Officer
1 month ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a rapidly growing boutique investment banking firm providing financial services to a range of clients. **THE RESPONSIBILITIES**: - Conducting financial crime and regulatory compliance monitoring in accordance with the firm’s Annual Monitoring Plan (AMP) and Compliance Monitoring Plan (CMP); - Conducting surveillance...
-
Financial Crime Compliance Project- AVP
2 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks. To assist in core governance activities relating to transaction...
-
Financial Crime Compliance Project- AVP
3 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks. To assist in core governance activities relating to transaction...
-
Financial Crime Compliance Project- AVP
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks. To assist in core governance activities relating to transaction...
-
Financial Crime Compliance Project- AVP
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks. To assist in core governance activities relating to transaction...
-
London, Greater London, United Kingdom Societe Generale Corporate and Investment Banking - SGCIB Full timeSociete Generale Global Transaction & Payment Services (GTPS) is the global Business Unit responsible for Payments & Cash Management (PCM), Cash Clearing services (BAN), Trade Finance services (TRA), Factoring (SGF) and Foreign Exchange services (FX) associated to these activities.GTB (Global Transaction and Banking Services) is the organisation within GTPS...
-
Deputy Head of Compliance
1 week ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeWe have been instructed by an international corporate & specialist finance bank who has their European hub in London. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting • Carry out regulatory and various other legal compliance (including AML, ABC, anti-fraud, DPA) advisory, monitoring and ad hoc activities, in...
