Senior Analyst, Monitoring

1 month ago

London, United Kingdom AXA Group Full time

Senior Analyst, Monitoring

London, UK

Supporting the Head of Compliance Monitoring inproviding assurance that regulatory compliance

controls are operating effectively by performing thorough monitoring reviews in a number of areas

relevant to the business.

DISCOVER your opportunity

What will your essential responsibilities include?

·Undertake thematic Compliance Monitoring reviews across various regulated entities in line with the risk-based Compliance Monitoring Plan.

·Manage and undertake compliance monitoring and reporting as specified in the Compliance Monitoring Plan, to help ensure the business maintain compliance with regulatory standards, and that breaches are remedied promptly.

·Provide recommendations to remedy any control failings/gaps or business training needs identified during compliance monitoring activities.

·Assist in reporting and communicating the results of the compliance monitoring activities, and be forward-thinking on ways to drive efficiencies across the suite of reporting and regular tasks.

·Ownership of the Compliance Monitoring review action tracking, closure and reporting process.

·Support the development of the risk-based Annual Compliance Monitoring plan.

·Undertake technical research into UK and foreign regulations to inform planning and fieldwork for monitoring reviews.

·Build robust relationships with the wider business, particularly other assurance providers.

·Assist in the design and maintenance of key Compliance Monitoring documents.

·Monitor regulatory developments and to read, and understand the new consultation papers and policy statements, in order to ensure new and emerging risks are reflected in Compliance Monitoring activities

·Undertake any other tasks as may reasonably be required by the Company.

You will report to the Head of Compliance Monitoring.

SHARE your talent

We’re looking for someone who has these abilities and skills:

Required Skills and Abilities:

·Desire to learn and develop compliance and insurance knowledge including attending training seminars and relevant courses

·Good knowledge of UK/European regulations

·Ability to produce clear and accurate written information.

·Compliance monitoring or testing experience in a general insurance setting.

·Experience of working within risk and control evaluation programmes in a compliance monitoring environment and had input into the design of the programme.

·A track record of delivery of compliance initiatives.

·Robust planning and organisational skills and the ability to work to deadlines.

·Ability to maximise the use of your time through time management and prioritisation.

·Communicate effectively with business units at all levels and develop effective working relationships.

·Ability to work independently and to make decisions/and recommendations.

·Ability to work on own initiative and as part of a team.

Desired Skills and Abilities:

oProgress towards ACII or Compliance qualifications.

oKnowledge of US and APAC regulations

oGood MS Excel skills

FIND your future

AXA XL, the P&C and specialty risk division of AXA, is known for solving complex risks. For mid-sized companies, multinationals and even some inspirational individuals we don’t just provide re/insurance, we reinvent it.

How? By combining a comprehensive and efficient capital platform, data-driven insights, leading technology, and the best talent in an agile and inclusive workspace, empowered to deliver top client service across all our lines of business − property, casualty, professional, financial lines and specialty.

With an innovative and flexible approach to risk solutions, we partner with those who move the world forward.

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