CCO_Head of Surveillance
3 weeks ago
Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North Africa, with approximately 1,000 branches and 7.2 million customers in 12 countries. Intesa Sanpaolo is also present in 25 countries in support of its corporate customers’ cross-border business. It is looking for new qualify profiles who want to face demanding and challenging career path with the following requirements:
Scope and Purpose
We are seeking a dynamic and experienced individual to lead our Surveillance and Controls Unit. In this role, you will be responsible for developing, implementing, and overseeing a robust monitoring and surveillance program to detect and prevent potential misconduct, market abuse, and other compliance violations within the organisation. You will lead a small team of skilled professionals and work collaboratively with various stakeholders to ensure the integrity and security of our operations. Tasks required will include:
Monitoring & surveillance
Control Room
Oversee and manage Control Room tasks including PA dealing, wall crossing and watchlists. Implement and maintain policies and procedures related to information barriers and MNPI.
Required Experience
10+ years relevant compliance monitoring and control room experience within the UK financial sector.
Required Qualifications, Skills and Knowledge
Degree educated (Law/accountancy/economics/business) or relevant professional qualifications (CISI/ICA). Excellent knowledge of the UK regulatory framework – in particular the following FCA rulebooks: COBS, MAR, SYSC and an understanding of European regulations (e.g., MiFID, EMIR, STFR, etc.). An understanding of one or more of the following asset classes: fixed income, equities, FX or equity derivatives. Fluent in a European language would be beneficial Knowledge of corporate & investment banking.-
CCO_Head of Surveillance
1 week ago
London, Greater London, United Kingdom Intesa Sanpaolo Group Full timeIntesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North...
-
CCO_Head of Surveillance
1 month ago
London, United Kingdom Intesa Sanpaolo Group Full timeIntesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and...
-
London, United Kingdom Royal Bank of Canada Full time**Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...
-
Part-Time Facilities Co-ordinator
4 weeks ago
London, United Kingdom City of London Full timeWith a focus on continuous improvement, the position will recommend policies and implement procedures and responses to infectious/communicable diseases, compliant with legislation and Dearness Home expectations, ensuring effective IPAC practices; conduct monitoring, surveillance and reporting and liaise with Public Health to manage outbreaks. Directing and...
-
Clinical Associate Professor in Microbiology
1 week ago
London, United Kingdom London School of Hygiene and Tropical Medicine Full timeReference: EPH-EPIH-2024-03 The London School of Hygiene & Tropical Medicine (LSHTM) is one of the world’s leading public health universities. Our mission is to improve health and health equity in the UK and worldwide; working in partnership to achieve excellence in public and global health research, education and translation of...
-
Research Associate
7 days ago
London, United Kingdom University of Bristol Full timeThe roleWe have an excellent opportunity for postdoctoral researcher(s) who are ready to advance their career in infectious disease modelling. We are looking for motivated research scientists to join our growing team of infectious disease modellers and statisticians in the Department of Engineering Mathematics and the Bristol Vaccine Centre (BVC) at the...
-
Clinical Associate Professor in Microbiology
1 week ago
London, Greater London, United Kingdom London School of Hygiene & Tropical Medicine Full timeThe London School of Hygiene & Tropical Medicine (LSHTM) is one of the world's leading public health universities. Our mission is to improve health and health equity in the UK and worldwide; working in partnership to achieve excellence in public and global health research, education and translation of knowledge into policy and practice.The post-holder will...
-
Clinical Associate Professor in Microbiology
1 week ago
London, United Kingdom London School of Hygiene & Tropical Medicine Full timeThe London School of Hygiene & Tropical Medicine (LSHTM) is one of the world’s leading public health universities. Our mission is to improve health and health equity in the UK and worldwide; working in partnership to achieve excellence in public and global health research, education and translation of knowledge into policy and practice. The post-holder...
-
Security Manager, Tower Bridge
7 days ago
London, United Kingdom City Of London Full time*Be part of London’s Defining Landmark* Tower Bridge is a working bascule bridge, leading events venue and a popular tourist attraction which receives circa 800,000 visitors. The Monument, which commemorates the Great Fire of London, is a visitor attraction also managed from Tower Bridge. The Security Team is a critical service responsible for health,...
-
Research Fellow
7 days ago
London, United Kingdom London School of Hygiene & Tropical Medicine Full time**Salary**: - £43,947 to £49,908 per annum, inclusive.**Closing Date**: - Thursday 14 September 2023**Reference**: - EPH-EPED-2023-06The London School of Hygiene & Tropical Medicine is a world-leading centre for research and postgraduate education in public and global health. Our mission is to improve health and health equity in the UK and worldwide;...
-
Clinical Research Fellow
4 weeks ago
London, United Kingdom London School of Hygiene & Tropical Medicine Full time**Salary**: - £38,619 to £65,955 per annum, inclusive.**Closing Date**: - Sunday 28 April 2024**Reference**: - EPH-EPIH-2024-04The London School of Hygiene & Tropical Medicine (LSHTM) is one of the world’s leading public health universities. Our mission is to improve health and health equity in the UK and worldwide; working in partnership to achieve...
-
Investment Approvals Desk Officer
4 weeks ago
London, United Kingdom Ministry of Defence Full time**Details**: **Reference number**: - 262105**Salary**: - £42,540**Job grade**: - Senior Executive Officer**Contract type**: - Permanent**Business area**: - MOD - Head Office & Corporate Services**Type of role**: - Corporate Finance - Governance**Working pattern**: - Flexible working, Full-time, Job share, Part-time, Compressed Hours**Number of jobs...
-
Associate - Global Credit Ctm
4 weeks ago
London, United Kingdom Royal Bank of Canada Full time**Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...
-
London, United Kingdom Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the opportunity?Take a leading role on rates trading activity within London Funding & Liquidity, a pillar of the Global Markets Treasury Services business, with the objective of contributing to profitable trading of Sterling and Euro rates. Focus will include active trading of rates exposure generated by Funding & Liquidity...
-
London, United Kingdom Royal Bank of Canada> Full timeJob SummaryJob DescriptionWhat is the opportunity?Take a leading role on rates trading activity within London Funding & Liquidity, a pillar of the Global Markets Treasury Services business, with the objective of contributing to profitable trading of Sterling and Euro rates. Focus will include active trading of rates exposure generated by Funding & Liquidity...
-
Associate - Global Credit CTM
2 days ago
London, Greater London, United Kingdom Royal Bank of Canada Full timeCome Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...