Senior Surveillance Specialist, 12 Month Fixed Term

2 months ago

London, United Kingdom Royal Bank of Canada Full time

**Come Work with Us**

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

**Job Title**

Senior Surveillance Specialist, 12 Month Fixed Term Contract

**What is the Opportunity?**

You will work as part of the EMEA & APAC Trade Surveillance team providing Market Abuse and Market Conduct Surveillance to Capital Markets (CM), Global Asset Management (GAM), Wealth Management (WM) and Investor and Treasury Services (I&TS) across RBC's European and Asia Pacific businesses. Support the delivery of core elements of the Compliance Management Plan as it relates to Monitoring and Surveillance on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives, and Support the development of a strong and consistent Compliance culture across all areas of the CM, WM, GAM and I&TS operations in Europe and APAC.

**What will you do?**
- Have responsibility for a range of Compliance Trade Surveillance activities across each platform
- Ongoing development of surveillance reports, systems and processes for the monitoring of each platform
- Streamlining the provision of management information from the Surveillance Team
- Design of bespoke surveillance models to perform in depth testing on risks identified as part of the annual Compliance desk review monitoring program
- Providing analysis of market abuse related escalations from the Communications Surveillance Team

**What do you need to succeed?**

**Must have**:

- An officer with a broad knowledge of the UK regulatory framework including an excellent understanding of the FCA Conduct of Business, EU Market Abuse Regulation and global Market Abuse framework
- Experience of Trade Surveillance, other Compliance disciplines or a strong numerical degree
- Ability and willingness to accept accountability, demonstrate initiative, work with limited direct supervision and support effective cross-unit co-operation, information sharing etc

**What is in it for you?**

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Opportunities to work with the best in the field
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- A world-class training program in financial services
- Flexible working options fully supported.

**Job Summary**

**Address**:
London, United Kingdom of Great Britain and Northern Ireland

**City**:
GBR-GREATER_LONDON-LONDON

**Country**:
United Kingdom

**Work hours/week**:
35

**Employment Type**:
Full time

**Platform**:
Group Risk Management

**Job Type**:
Contract (Fixed Term)

**Pay Type**:
Salaried

**Posted Date**:
2023-05-10

**Application Deadline**:
2023-05-31

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

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