Pre Approvals Officer

4 weeks ago


Leeds, United Kingdom The Openwork Partnership Full time

The opportunity

As a Business Assurance / Compliance Officer, you will be instrumental in maintaining our high standards of service. This key role requires a dedicated and knowledgeable professional with Diploma status (working towards) in financial services. You'll be responsible for quality assurance and pre-approvals of high-risk business across a wide range of wealth management products, ensuring adherence to regulatory and business standards. Key Responsibilities: Identify and research trends leading to training needs or product amendments.
Provide feedback and technical support to management teams.
File checking, risk assessment, and ensuring compliance in all cases

What will you need to succeed?

Ideal Candidate:
Proven experience in financial services, with a focus on Compliance or Business Assurance.
Diploma in financial planning or related field.
Strong analytical, communication, and problem-solving skills

Why us?

Launched in July 2007 we have continuously built on our strengths to become one of the leading wealth management firms in the UK. Our head office administration, technology and regulatory teams provide exceptional support to all our financial advisers around the country, enabling them to deliver the best possible service to clients. The client experience is paramount and all our advisers pride themselves on providing up-to-date advice and building long lasting, professional client relationships. We want all our clients to view 2plan wealth management as their trusted go-to adviser for their financial matters.

We’re also very proud of our culture, as one of the Best 100 Large Companies to work for in 2022. The Openwork Partnership values, and respects individuality and we are committed to building an inclusive culture and environment which truly recognises and celebrates our colleague’s individual differences and identities – just like our financial advice, for us, it’s personal. We believe everyone can make a difference and your race, religion, disability, and gender will never be a barrier. At Openwork, we have a strong ethic of care for each other where you can balance a successful career with your commitments and interests outside of work. We believe that you will bring your best self to work if you are trusted to choose when, where and how you do it.

  • Leeds, United Kingdom Ministry of Justice Full time

    **Residential Worker in Approved Premises - 70030** **£23,637 - £29,046** **Leeds**: **Overview of the job**: The job holder will work as part of a team providing 24 hour cover at an Approved Premises (AP) including security and monitoring services. The job holder will undertake a full range of work with the offender whilst resident at the Approved...


  • Leeds, United Kingdom Leeds Teaching Hospitals NHS Trust Full time

    An exciting opportunity has arisen within the Clinical Research Network Yorkshire and Humber (CRN Y&H) for a Patient and Public Involvement and Experience (PPIE) and Patient Research Experience (PRES) Support Officer in our Patient and Public Involvement Engagement and Experience (PPIEE) team. The team develops and delivers strategies and projects to...


  • Leeds, United Kingdom Ministry of Justice Full time

    **Probation Services Officer in Approved Premises - 75040** **£23,637 - £29,046** **Leeds**: **Overview of the job** The job holder will undertake the full range of work with offenders before and after sentence. This will include assessment, sentence implementation, offender management and producing reports. The job holder will provide case management...


  • Leeds, United Kingdom HM Prison & Probation Service Full time

    **Details**: **Reference number**: - 264364**Salary**: - £23,637 - £29,046**Job grade**: - Other- NPS Pay Band 3 National**Contract type**: - Permanent**Type of role**: - Operational Delivery**Working pattern**: - Flexible working, Full-time, Job share, Part-time**Number of jobs available**: - 3Contents Location About the job **Benefits**: Things...


  • Leeds, United Kingdom HM Prison & Probation Service Full time

    **Details**: **Reference number**: - 290449**Salary**: - £23,637 - £29,046- Pro-rata**Job grade**: - Other- NPS Pay Band 3 National**Contract type**: - Permanent**Type of role**: - Operational Delivery**Working pattern**: - Flexible working, Job share, Part-time**Number of jobs available**: - 1Contents Location About the job **Benefits**: Things...


  • Leeds, United Kingdom Ministry of Justice Full time

    **Case Administrator in Approved Premises - 75858** **£20,126 - £23,182** **Leeds**: **Overview of the job** This is an administrative job within the National Probation Service. **Summary** The jobholder will provide administrative support within the National Probation Service (NPS), ensuring that staff and service users are supported through efficient...


  • Leeds, United Kingdom HM Prison & Probation Service Full time

    **Details**: **Reference number**: - 294875**Salary**: - £20,126 - £23,182- pro-rata**Job grade**: - Other- NPS Pay Band 2 National**Contract type**: - Permanent**Type of role**: - Operational Delivery**Working pattern**: - Flexible working, Job share, Part-time**Number of jobs available**: - 1Contents Location About the job **Benefits**: Things...

  • Security Officer

    7 days ago


    Leeds, United Kingdom Amberstone Security Full time

    Amberstone Security is a dynamic and forward-thinking company who prides itself on the quality of its staff and the service they provide. Each year we are audited under the ACS (Approved Contractor Scheme) assessment and remain within the top ACS approved security companies within the UK. **Location**: Hours: 56 hours per week Shifts: Monday - Thursday....

  • Security Officer

    1 month ago


    Leeds, United Kingdom Amberstone Security Full time

    Amberstone Security is a dynamic and forward-thinking company who prides itself on the quality of its staff and the service they provide. Each year we are audited under the ACS (Approved Contractor Scheme) assessment and remain within the top ACS approved security companies within the UK. **Location**: Leeds Boar Lane **Hours**: 56 **Shifts**: Monday to...


  • Leeds Bradford Airport, United Kingdom Jet2.com and Jet2holidays Full time

    Permanent - 40 Hours **Salary** - Excellent **Country** - U.K **What you will be doing...** - This is an exciting time to join our team in what is predicted to be our busiest summer ever! As - **Ground Operations Pre-Planner **you will play an essential part in maintaining our - **Ground Operations Planning System** and supporting our - **Roster...

  • Estates Officer

    1 month ago


    Leeds, United Kingdom The Gorse Academies Trust Full time

    Required to start: ASAP. **Estates Officer** **C3 (SCP 19-22) £27,852 - £29,439** **Contract: 37 Hours Per Week All Year Round** **Subject to a 6-Month Probationary Period** We are seeking to recruit an inspirational colleague to the role of Estates Officer. This role is of great importance to our work as an organisation. GORSE has been extremely...

  • Compliance Officer

    4 weeks ago


    Leeds, United Kingdom Sensecare Staffing Full time

    **Company Description**: Sensecare Limited is a limited company registered in England & Wales in December 2013 under company Registration: 08806245, by a team of professionals who have years of experience in the healthcare industry. The company is proud to have partnered with theNational Health Service [NHS] Collaborative Procurement Partnership (2016 -...


  • Leeds, United Kingdom FDM Group Full time

    **About The Role**: *** As the People Vetting Officer you will be responsible for the pre-employment screenings of new starters and managing the vetting requirements of our clients. You will work closely with our Academy and Sales Account Managers providing regular updates and ensuring that vetting is completed accurately in line with client requirements....


  • Leeds, United Kingdom Workingmums Full time

    The KPMG Powered Enterprise function is a cornerstone of our business. We do work that matters to our local business and communities – supporting technical innovation and adoption of cutting edge solutions across the United Kingdom. Working on complex engagements for the whole of the KPMG client side business portfolio through delivery of core technology...


  • Leeds, United Kingdom Service Care Solutions Full time

    Service Care Solutions is seeking dedicated individuals to join our client team of vehicle technicians as Commercial Vehicle Maintenance Officers. In this role, you will be responsible for the inspection, servicing, repair, and maintenance of our fleet of commercial, heavy goods, and specialist municipal vehicles in compliance with statutory regulations and...


  • Leeds, United Kingdom Real Staffing Full time

    My client is looking for a Product Manager with experience of the full pharmaceutical product life cycle (roadmap, pre-launch, launch, post-launch) to champion their portfolio of speciality liquid medicines, with a focus on commercial excellence. You will prepare, implement, and maintain a 'product marketing plan', and manage the full spectrum of marketing...


  • Leeds, United Kingdom Broster Buchanan Ltd Full time

    * Flexible working hours - Hybrid working - Generous pensions scheme Overview of the Role We are looking for a proactive, self motivated Senior Finance Officer with a strong commitment to customer service to provide an outstanding finance service. You will be part of the University's Finance Service but will be deployed to the Faculty of Business. Managing a...


  • Leeds, United Kingdom Service Care Solutions Full time

    Service Care Solutions is seeking dedicated individuals to join our client team of vehicle technicians as Commercial Vehicle Maintenance Officers. In this role, you will be responsible for the inspection, servicing, repair, and maintenance of our fleet of commercial, heavy goods, and specialist municipal vehicles in compliance with statutory regulations and...


  • Leeds, United Kingdom Leeds Teaching Hospitals Full time

    To attend and service meetings as required. This could include welcoming participants, organising refreshments and taking minutes and typing them up and circulating them after approval. To maintain and update mail-outs and labels for Trust and staff departments, advisory group members and voluntary and community organisations and organising electronic or...

  • HSE Advisor

    3 weeks ago


    Leeds, United Kingdom Leeds United Football Club Full time

    Assist in the line management of the matchday Stewarding and Security teams, including part-time and casual staff, understanding that as a small management team we work together to address any staffing issues with the support of HR. # Assist with the planning, implementation and monitoring of all matches and events at Elland Road Stadium, to ensure the...