Compliance Officer

1 week ago

Penarth, United Kingdom Yolk Recruitment Ltd Full time

Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team.

Key Responsibilities:

  • Conduct regular compliance monitoring activities to ensure adherence to regulatory frameworks, including FCA, PRA, and AML requirements.
  • Review, assess, and report on internal controls, policies, and procedures.
  • Identify and escalate potential compliance risks and breaches.
  • Provide recommendations for corrective actions and continuous improvement.
  • Support in regulatory reporting and submissions.
  • Collaborate with various departments to maintain a strong compliance culture.
  • Stay up-to-date with evolving regulations and compliance best practices.
  • Assist in delivering compliance training and awareness programs to staff.

Key Requirements:

  • Proven experience as a Compliance Officer within financial services, with a focus on monitoring activities.
  • Strong understanding of UK financial regulations, including AML, FCA, and PRA standards.
  • Ability to interpret complex regulatory frameworks and translate them into actionable compliance practices.
  • Excellent attention to detail and analytical skills.
  • Strong communication skills with the ability to interact effectively with stakeholders at all levels.
  • Relevant compliance qualifications (e.g., ICA, CISI, or similar) are highly desirable.

Why Join Us?

  • Opportunity to work with a leading financial services organisation.
  • A supportive and collaborative work environment.
  • Continuous professional development and career progression opportunities.
  • Competitive salary and benefits package.

If you're ready to make a significant impact in a fast-paced environment and help drive a culture of compliance, we would love to hear from you

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