Compliance & Projects Manager

3 weeks ago

London, United Kingdom Broadwick Live Full time

Role: Compliance & Projects Manager
Reports into: Group Director of Business & Operations
Location: Canary Wharf, London
Contract Type: Full Time, Permanent (42.5 hours per week)


Who we are:

Broadwick Live is a multifaceted international company with headquarters in London who create, develop, own and operate a diverse portfolio of venues, spaces, events and experiences.

We believe in redefining spaces and how people experience music, art, culture and recreation by breaking down the traditional barriers. Our history and heritage is deeply rooted in music, building a portfolio of 20 global festivals before selling the portfolio in 2019 to focus on our growing portfolio of venues that includes Printworks London, Depot Mayfield Manchester, The Beams, Exhibition London and Magazine London.

Collectively we strive to push boundaries and disrupt the cultural landscape by combining big thinking, bold ideas and commercial intelligence to produce spaces and experiences for discerning audiences in inspiring locations.


Our team:

Broadwick Group consists of the central functions which support and set the strategy and ways of working for the wider Broadwick divisions, such as Broadwick Entertainment and Broadwick Venues.

This role reports into the Group Director of Business & Operations, and will work closely with the legal team, CEO, Head of Strategy and Head of IT and People Team, to deliver the business objectives and ensure the wider teams are working as Group advises.


What we’re looking for:

The Compliance & Projects Manager at Broadwick Group works closely and is responsible for ensuring that the company is operating in compliance with all relevant laws, regulations, and industry standards. This includes monitoring and interpreting changes in regulations, as per advice from the legal department or finding out regulatory changes through other means, developing and implementing compliance policies and procedures, and providing training and guidance to employees.

In addition to compliance, the individual will be working alongside the leadership team and the Group Director of Business & Operations to work on bespoke projects, which could include anything from new acquired company integration, assisting on the roll out of new systems and procedures to improve productivity, amongst others. The individual will be required to assist the Group Director of Business & Operations on reporting packs, tracking department business plans and offering certain levels of administrative support if required.

They will form part of the team responsible for conducting investigations into potential violations of compliance policies and working with the Group Director of Business & Operations, external regulators and auditors as required.

Additionally, they will also be responsible for working with other departments within the company and the DPO in relation to GDPR to ensure compliance with data.

This role is adaptable and requires experience of compliance and business risk. Ideally, the laws and regulations and general good practice related to the entertainment industry, as well as strong analytical and problem-solving skills.


What you’ll be responsible for:

Lead, alongside Group Business & Operations Director, on the implementation of an effective compliance program. Taking a central role in compliance related projects & enquiries. Working on further ad-hoc projects as required in line with the wider business and its objectives and strategies at the time. Ensure compliance and systems are being followed across the group, through monitoring and adherence. Proactively audit processes, practices and documents to identify weaknesses. Creating sound internal controls to assist monitoring and adherence. Drafting and revising company policies alongside the legal and people teams. Supporting and ensuring teams compliance with GDPR – alongside the DPO and heads of department ensuring the templates and resources are being utilised correctly. New system adaptation. Maintaining the company risk register and priority risk dashboards. Generate of reporting packs (Risk, Compliance, and company updates) Administrative assistance.


You’ll need to have:

Experience of compliance and business risk with at least 3 years experience. Proficient on excel and microsoft office. Excellent organisation skills. Ability to problem solve. Integrity and empathy, with great communication and people skills, not shying away from difficult conversations. Experience in training, or engaging trainers. Experience in working across multiple departments and multiple teams. Have a proactive nature, and work efficiently and with a high level of independence.


Nice to haves:

Experience of working with laws, regulations and general good practice in the entertainment industry. Experience working with compliance in the live events space. Proficient in Keynote, Google suite, Slack and Monday.com

  • Senior Customer Success Coach, Enterprise

    3 days ago

    London, United Kingdom Culture Amp Full time

    **Join us on our mission to make a better world of work.** Culture Amp is the world’s leading employee experience platform, revolutionizing how 25 million employees across more than 6,500 companies create a better world of work. Culture Amp empowers companies of all sizes and industries to transform employee engagement, drive performance management, and...

  • Senior Compliance Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...

  • Customer Success Coach

    4 weeks ago

    London, United Kingdom Culture Amp Full time

    **Join us on our mission to make a better world of work.** Culture Amp is the world’s leading employee experience platform, revolutionizing how 25 million employees across more than 6,500 companies create a better world of work. Culture Amp empowers companies of all sizes and industries to transform employee engagement, drive performance management, and...

  • Compliance Manager/Senior Manager

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...

  • Senior Compliance Manager

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

  • Compliance Monitoring Manager

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...

  • Financial Crime Compliance Project- AVP

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks. To assist in core governance activities relating to transaction...

  • Ad Regulatory Compliance

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...

  • Compliance Advisory Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...

  • Compliance Distribution Specialist

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...

  • Compliance Monitoring Manager

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...

  • Compliance Manager

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due...

  • Compliance Distribution Specialist

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...

  • Compliance Manager

    3 weeks ago

    London, United Kingdom Colyer Dodd & Co Ltd Full time

    This exciting and broad real estate investment management based compliance role will use your communication and influencing skills; your ability to work as a member of a team and on your own initiative and will require you to utilize your analytical talentsto produce reports for Senior Management. Working as part of an established compliance team and...

  • Compliance Manager

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. THE RESPONSIBILITIES: Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance...

  • Financial Crime Compliance Project- AVP

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks. To assist in core governance activities relating to transaction...

  • Financial Crime Compliance Project- AVP

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. The role supports the 2LoD investigations with an understanding of money laundering and the related financial crime risks. To assist in core governance activities relating to transaction...

  • Compliance Officer

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...

  • Compliance Associate

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...

  • Regulatory Compliance Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...