Compliance Manager

1 month ago

London, United Kingdom FIS Full time

Position Type :

Full time

Type Of Hire :

Experienced (relevant combo of work and education)

Education Desired :

Bachelor of Business Administration

Travel Percentage :

1 - 5%

Are you ready to unleash your full potential?  We’re looking for people who are passionate about payments to chart FIS’s path to being the largest and most-loved payments company in the world.

About the Team:

FIS is building a World Class AML and Sanctions Governance program.  The FIS Global Financial Crimes Governance team is part of the broader Compliance Program at FIS. The team plays a crucial role in various areas of AML and sanctions compliance including, but not limited to, design and completion of AML and sanctions risk assessments, review of AML and sanctions risk assessment methodology and results, production of management information and reporting, and tracking of internal and external AML and sanctions issues and Regulatory updates and impacts.

What You Will Be Doing:

As a Compliance Manager, you will be supporting AML and Sanctions compliance oversight for Capital Markets and Global Banking. In addition, you will:

  • Monitor and communicate regulatory changes that impact FIS products, services, and business activities specifically within Capital Markets and Global Banking

  • Develop, modify, and execute company policies that affect immediate operations.

  • Oversees development and implementation of compliance program policies and standards as well as addressing other required regulatory policies.

  • Responds to issues and matters pertaining to regulatory compliance

  • Performs periodic reviews and evaluations of FIS products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.

  • Assists in providing final disposition of any discrepancies regarding compliance issues.

  • Ensures strategic objectives of the Compliance & Ethics Program are met, including execution of risk assessment activities, coordination of risk response and program testing and validation.

  • Identifies key business processes, performs evaluations of risk, assesses the effectiveness of controls, and promotes improvement across the organization through the deployment of risk response activities.

  • Creates and delivers training to other business areas to increase compliance awareness.

  • Communicates detailed requirements to line of business, validate solution approach and monitor status.

  • Provides compliance reviews and direction for new and expanding products and services.

  • Conducts compliance assessments and provides direction on any deficiencies detected by those assessments.

  • Meets with business unit Compliance Officers on a regular basis for status updates on compliance issues.

  • Monitors line of business compliance activities to verify that regulatory compliance deadlines and requirements are met.

  • Participates in training promoting compliance awareness.

  • Identifies areas of potential improvement.

  • Provides updates for periodic reports.

  • Interfaces with legal counsel and federal, state, and local agencies, as needed to address regulatory or compliance issues, concerns or questions.

What You Bring:

  • Bachelor’s degree in business administration or law or the equivalent combination of education, training, or work experience.

  • 5+ years of AML experience within Capital Markets, Banking, and/or Wealth Management environment

  • Ability to understand technical documents and legal or regulatory reference materials

  • Ability to apply creative problem-solving techniques and tools to compliance issues

  • Ability to follow and conduct a compliance monitoring program

  • Ability to provide information to a variety of audiences and deal effectively with confidential issues that are sensitive in nature

What We Offer You:

  • A multifaceted and challenging career with a high degree of responsibility

  • A broad spectrum of experiences with a thriving Fortune 500 corporation in an innovative, ever-changing industry

  • A modern work environment, and a collaborative and dedicated group of colleagues who look forward to working together as a team to accomplish our goals

  • A competitive salary and a range of benefits designed to support your wellbeing

  • The chance to work on some of the most challenging, relevant privacy and data protection issues in financial services and information technology

#LI-LT1

Privacy Statement

FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how FIS protects personal information online, please see the .

Sourcing Model

Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.

#pridepass

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