Group Compliance and Assurance Lead
5 days ago
Part Time 3 days per week
Location Reading
1 days in office
£65000
9 month contract
Role Purpose
The Group Compliance and Assurance Lead is responsible for managing and mitigating operational risks while ensuring compliance with regulatory requirements. You will provide proactive assurance and collaborate closely with the Head of Reporting and Compliance and the General Counsel to uphold compliance standards across the organisation.
Role Responsibilities
- Share Scheme Administration: Prepare RNS announcements for PDMRs.
- Regulatory Monitoring: Stay updated on changes to AIM rules, Companies Act, MAR, FCA, and other relevant regulations affecting the group.
- Investor Website Management: Maintain and update the investor website.
- Internal Register Management: Oversee registers for conflicts of interest, gifts & hospitality, related party transactions, and PCA.
- Group Risk Register: Manage and review the risk register with risk owners, ensuring regular updates and accurate ratings.
- ABC Training: Implement and monitor Anti-Bribery and Corruption (ABC) training, including regular policy reviews.
- Financial Crime Act Compliance: Collaborate with finance to evaluate implications and make necessary adjustments for compliance.
- Insurance Policies: Manage all group insurance policies and renewals, ensuring adequate coverage and competitive rates.
- Third-Party Screening: Conduct screenings of third parties as required.
- FPPP Framework: Regularly review and update the group's FPPP framework.
- Regulatory Filings: Oversee the companywide regulatory filings timetable and take action as needed, with support from Finance and General Counsel.
Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Rates of pay and salary ranges are dependent upon your experience, qualifications and training. If you wish to apply, please read our Privacy Notice describing how we may process, disclose and store your personal data: roberthalf.com/gb/en/privacy-notice
Security alert: scammers are currently targeting jobseekers. Robert Half do not ask candidates for a fee or request candidates to send applications through instant messaging services such as WhatsApp or Telegram. Learn how to protect yourself by visiting our website: roberthalf.com/gb/en/how-spot-recruitment-scams-and-protect-yourself
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