Controls Testing

3 months ago

London, United Kingdom 0840 Deutsche Bank Aktiengesellschaft, Filiale London Full time

Description

:

Job Title Controls Testing & Assurance Senior Testing Officer International Private Bank

Location London

Corporate Title Assistant Vice President

Controls Testing & Assurance (CT&A) performs regulatory prescribed testing and assurances processes for and on behalf of the Bank’s Anti Financial Crime Department and the Compliance Department.

The Compliance Testing team within CT&A undertakes risk-based testing of the:

• design adequacy and operating effectiveness of the Bank’s controls to prevent, detect and / or mitigate compliance risks

• adequacy of the control environment generally to manage compliance risks

• adherence to applicable rules relating to compliance risks

• adherence as to the Bank’s policies, procedures and key operating documents pertaining to compliance risks.

The CT&A Testing Officer International Private Bank (IPB) will be responsible for executing and, where relevant, being the review owner of compliance testing reviews for IPB UKI Region and, where relevant, globally.

What we’ll offer you

A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That’s why we are committed to providing an environment with your development and wellbeing at its centre.

You can expect: 

Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them

Competitive salary and non-contributory pension

30 days’ holiday plus bank holidays, with the option to purchase additional days

Life Assurance and Private Healthcare for you and your family

A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits

The opportunity to support a wide ranging CSR programme + 2 days’ volunteering leave per year

Your key responsibilities

Execute feasibility and scoping of reviews, undertake testing fieldwork, report findings and validate issue remediation within IPB UK

Escalate issues with proposed solutions to the team lead in a timely fashion

Establish and maintain collaborative relationships with staff (e.g. Business Line Compliance, Divisional Control Officers) as required to drive the completion of testing activity

Assist the Team Lead and Regional Head with other projects, if necessary (eg production of MI, design of test scripts)

Your skills and experience

Good understanding of compliance risks and testing requirements

Good knowledge of products and services offered within a private banking (suitability & appropriateness, discretionary investment management, structured lending) environment for.

Experience with use of the Avaloq system is a must.

Performance and results oriented with strong attention to detail, able to deliver high quality results within tight dead-lines

Good written and verbal presentation skills, including report writing skills

Able to work independently with minimum direction

How we’ll support you

Training and development to help you excel in your career

Flexible working to assist you balance your personal priorities

Coaching and support from experts in your team

A culture of continuous learning to aid progression

We value diversity and as an equal opportunities’ employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g. screen readers, assistive hearing devices, adapted keyboards)

About us

is the leading German bank with strong European roots and a global network. Click to see what we do.

Deutsche Bank in the UK is proud to have been named a for three consecutive years. Additionally, we have been awarded a Silver Award from Stonewall for two years running and named in their for our work supporting LGBTQ+ inclusion.

Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.


We promote good working relationships and encourage high standards of conduct and work performance.

  • Control Testing Specialist

    3 months ago

    London, United Kingdom HSBC Full time

    -Job description Who is HSBC Innovation Banking? HSBC Innovation Banking is the power behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the...

  • IT Controls Testing Lead

    1 month ago

    London, United Kingdom Barclay Simpson Full time

    Technology Controls Testing Lead required for market-leading financial services firm. The Technology Testing Lead is a key member of the Technology Risk & Control team and will play a key role in helping improve the Technology division improve its management of risk and controls.The role will involve developing and implementing the team's approach to the...

  • IT Controls Testing Lead

    3 weeks ago

    City of London, Greater London, United Kingdom Barclay Simpson Full time

    Technology Controls Testing Lead required for market-leading financial services firm. The Technology Testing Lead is a key member of the Technology Risk & Control team and will play a key role in helping improve the Technology division improve its management of risk and controls. The role will involve developing and implementing the team's approach to...

  • IT Controls Testing Lead

    3 weeks ago

    City Of London, United Kingdom Barclay Simpson Full time

    Technology Controls Testing Lead required for market-leading financial services firm. The Technology Testing Lead is a key member of the Technology Risk & Control team and will play a key role in helping improve the Technology division improve its management of risk and controls.The role will involve developing and implementing the team's approach to the...

  • IT Controls Testing Lead

    3 weeks ago

    City Of London, United Kingdom Barclay Simpson Full time

    Technology Controls Testing Lead required for market-leading financial services firm. The Technology Testing Lead is a key member of the Technology Risk & Control team and will play a key role in helping improve the Technology division improve its management of risk and controls.The role will involve developing and implementing the team's approach to the...

  • IT Controls Testing Lead

    1 month ago

    City Of London, UK, Central London, United Kingdom Barclay Simpson Full time

    Technology Controls Testing Lead required for market-leading financial services firm. The Technology Testing Lead is a key member of the Technology Risk & Control team and will play a key role in helping improve the Technology division improve its management of risk and controls.The role will involve developing and implementing the team's approach to the...

  • Wealth Management Control Testing Leader

    3 weeks ago

    London, Greater London, United Kingdom 11037 Citibank, N.A. United Kingdom Full time

    Lead a Team of Control Specialists in Wealth Management Citi's Control Testing Team is seeking a highly motivated and experienced leader to oversee control testing activities within the Wealth Customer Experience, Fraud, and Other Operations departments. This role offers a unique opportunity to contribute to a global financial institution with a strong...

  • Quality Control

    3 months ago

    London, United Kingdom Guavapay Full time

    **About the job** Department: Compliance Location: London Job Title: Quality Control & Testing Specialist **Who We Are**: Guavapay is a global payment platform that drives payment optimization and stability. Guavapay’s full-stack payment ecosystem includes a range of technology products and solutions, such as a Banking-as-a-Service platform, card...

  • Risk Assurance and Controls Testing Officer

    3 months ago

    London, United Kingdom Bloomberg Full time

    **Our Team**: Bloomberg's Risk, Legal, & Compliance Departments play a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company. Our team is made of up of talented and hardworking...

  • Project Manager

    3 months ago

    London, United Kingdom Johnson Controls Full time

    Join Our Team at Johnson Controls: Excellence in Engineering and Innovation At Johnson Controls, we take pride in delivering top-notch solutions. Our Nottingham and Norwich branches are at the forefront of excellence in manufacturing and installing cutting-edge PAGA/PAVA solutions, fire suppression systems, and production systems. We offer a wide range of...

  • Senior Vice President, Risk and Control Testing Team Leader

    2 days ago

    London, Greater London, United Kingdom 11037 Citibank, N.A. United Kingdom Full time

    Job SummaryThis is a strategic and execution-oriented leadership role accountable for end-to-end control testing for the Wealth Customer Experience, Fraud, and Other Operations departments. The successful candidate will lead and direct a team of controls testing professionals responsible for supporting the design, results reporting, and insight sharing...

  • Senior Vice President, Risk and Control Testing Team Leader

    2 days ago

    London, Greater London, United Kingdom 11037 Citibank, N.A. United Kingdom Full time

    Job SummaryThis is a strategic and execution-oriented leadership role accountable for end-to-end control testing for the Wealth Customer Experience, Fraud, and Other Operations departments. The successful candidate will lead and direct a team of controls testing professionals responsible for supporting the design, results reporting, and insight sharing...

  • Test Lead

    3 months ago

    London, United Kingdom Axiom Software Solutions Full time

    **Job Description**: **Role**:Test Lead** **Duration: 6 Months Contract** with Inside IR35** **Work Location: London, UK** **Skill Profile: Test Automation Engineer (Mobile Banking App)** **Key Tasks**: - Provide support to developers and product owners in utilizing test management tools effectively for streamlined workflows. - Actively contribute to...

  • Senior Vice President, Wealth Deposits and Lending Control Testing Team Leader

    2 days ago

    London, Greater London, United Kingdom 11037 Citibank, N.A. United Kingdom Full time

    Job DescriptionJob SummaryThe Senior Vice President, Wealth Deposits and Lending Control Testing Team Leader will lead and direct a team of controls testing professionals responsible for supporting the testing of controls designed and owned by Citi's Wealth Deposits and Lending businesses.Key ResponsibilitiesSupport the Controls Testing Utility by assessing...

  • Senior Vice President, Wealth Deposits and Lending Control Testing Team Leader

    3 days ago

    London, Greater London, United Kingdom 11037 Citibank, N.A. United Kingdom Full time

    Job DescriptionJob SummaryThe Senior Vice President, Wealth Deposits and Lending Control Testing Team Leader will lead and direct a team of controls testing professionals responsible for supporting the testing of controls designed and owned by Citi's Wealth Deposits and Lending businesses.Key ResponsibilitiesSupport the Controls Testing Utility by assessing...

  • Compliance Testing Specialist

    7 days ago

    London, Greater London, United Kingdom Emagine Consulting Full time

    Compliance Consultant - TestingEmagine Consulting is seeking a skilled Compliance Testing Specialist to support our Financial Crime Compliance Testing team. As a key member of our team, you will be responsible for planning, executing, and delivering compliance reviews to ensure our controls effectively manage compliance risks.Key Responsibilities:Conduct...

  • Compliance Testing Specialist

    6 days ago

    London, Greater London, United Kingdom Emagine Consulting Full time

    Compliance Consultant - TestingEmagine Consulting is seeking a skilled Compliance Testing Specialist to support our Financial Crime Compliance Testing team. As a key member of our team, you will be responsible for planning, executing, and delivering compliance reviews to ensure our controls effectively manage compliance risks.Key Responsibilities:Conduct...

  • Fire Testing Specialist

    3 days ago

    London, Greater London, United Kingdom Expert Employment Full time

    Key Responsibilities:Hot-Fire Test Engineer required with experience of COMAH controlled testing of Firing engines using propellants.Job Summary:As a Hot-Fire Test Engineer at Expert Employment, you will work within a Test department of a space thruster test facility on Hot Fire Testing programmes including:Site Preparation and Maintenance: Ensure the test...

  • Fire Testing Specialist

    3 days ago

    London, Greater London, United Kingdom Expert Employment Full time

    Key Responsibilities:Hot-Fire Test Engineer required with experience of COMAH controlled testing of Firing engines using propellants.Job Summary:As a Hot-Fire Test Engineer at Expert Employment, you will work within a Test department of a space thruster test facility on Hot Fire Testing programmes including:Site Preparation and Maintenance: Ensure the test...

  • Control Room Controller

    3 months ago

    London, United Kingdom Wilson James Full time

    Wilson James have been raising standards in security, construction logistics, aviation services, and technology for over 30 years. With 5,000 employees and a presence across over 300 client sites all over the UK, we are dedicated to delivering tailored solutions and top-tier customer service. As a leading managed service provider, we prioritise safety,...