Risk and Compliance Manager, UK

4 weeks ago

London, United Kingdom HSBC Full time

About Zing

Zing is a brand new fintech built to make international money worry-free for anyone who sends, spends, or converts international currencies. Zing has been developed within the HSBC Group to work for anyone, even if they don’t have a HSBC account. Zing is a separate brand and product so we can be an agile fintech whilst getting the benefits of having one of the world’s biggest international banks as a parent.

Zing has recently launched in the UK and has ambitious plans to scale both within the UK and internationally at pace. For more details about Zing, please visit .

We have an exciting roadmap and are looking for an experienced Risk & Compliance Manager based in London to join us on our journey. This role will support the oversight of risk and compliance across all of the UK business.You’ll manage the risk outcomes associated with the business and be responsible for ensuring the underlying controls adhere to business risk appetite.The end-to-end accountability covers the whole risk taxonomy including operational, regulatory compliance, people, legal, resilience and data, financial crime, cross-border activity, reputation and brand risk as well as financial controls and financial exposure.

If you’re looking for a career that will help you stand out, join Zing by HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Zing by HSBC offers opportunities, support and rewards that will take you further.

Your responsibilities will include:

Governance

Supporting the MLRO to understand key risks and compliance matters across the UK, including through advice on new products, businesses and technologies, and any changes to regulations.

Establishing and maintaining effective arrangements to ensure that risks are being effectively managed to the new venture’s expectations, providing adequate information to the new venture, and ensuring that the data used by the new venture to assess its risks are fit for purpose.

Risk Stewardship

·Ensuring business adherence to all relevant policies and procedures, keeping appropriate records and, where appropriate, by the timely implementation of internal and external audit points, including issues raised by external regulators.

·Providing the new venture with expert knowledge and an aggregated assessment of all the risks faced by the business.

·Responsible for ensuring risk processes operate effectively in each area of the new venture via ongoing monitoring and formal reviews.

·Ensuring consideration and communication of risk adequately articulates both conduct risks for customers and financial risks for the business, and that operational risk management focuses on customer outcomes and end to end delivery for customers.

Requirements

The ideal candidate for this role will have:

·Experience in compliance and/or a professional background (legal, risk, audit, consulting) or with regulatory bodies.

·Strong academic background, with advanced critical thinking and reasoning skills.

·Demonstrated ability to work collaboratively and a self-starter able to work off own initiative.

·Proven leadership skills in a changing environment – including successful experience of implementing new risk management arrangements and the ability to work with ambiguity.

·Experience dealing with regulatory bodies at a senior level.

·Experience working with digital only businesses and fintechs, with ability to balance establishment of compliant risk environment, with seamless customer experience, competitive with fintechs.

Even better is you have:

·Anti-money laundering and/or compliance related qualification ( International Compliance Association (“ICA”) or Association of Certified Anti-Money Laundering Specialists (“ACAMS”))

This is a hybrid role based in 8 Canada Square, London.

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