Compliance Associate

THE COMPANY: Our client is a well regarded and fast growing online retail brokerage and is currently seeking a compliance associate to join their teamTHE RESPONSIBILITIES:Provide advice to the businessReview of policies and procedures to ensure that they are in line with applicable requirements and internal processes;Compliance risk assessments and...

Baltic Exchange is the world's leading source of independent maritime market data and we have an exciting opportunity for highly motivated professional to join our Compliance team.We sit at the heart of maritime industry, bringing together the shipowners, charterers, and brokers who make up the market of the seaborn movement of bulk commodities....

The Compliance Associate will play a critical role in maintaining and operating the compliance framework, with exposure across all areas of the business. This is a broad, generalist position, and the successful candidate will be a key contributor in a fast-growing organization. The role covers advisory services, monitoring, core compliance activities, and...

JOB SUMMARYHelping to support, develop and facilitate the Bank’s Compliance Framework, by way of updating books, records, and registers. Proactively works to improve the function through individual and team efforts, as well as identifying, resolving and mitigating any related issues.KEY WORK OUTPUTS AND ACCOUNTABILITIESAdministrative – Maintaining and...

Compliance Officer - InsuranceLondon - HybridPurpose of the Role:A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and promotion of best practice. You’ll bring your experience of financial crime & general compliance experience...

We are currently partnering with a reputable Social Housing Association based in Wiltshire, who are recruiting for a Head of Compliance to join their team on an 18 month Fixed-Term Contract (FTC).This is a full-time position with a salary band of £76,650 per annum and the start date is subject to notice.Duties will include (but are not limited to):...

A long standing client are looking to hire a compliance advisor to join their front office compliance team. This role will take on key tasks such as updating the business desks on regulatory developments and answering adhoc queries.This would suit someone rolling off a compliance graduate scheme or already in a full time compliance role with 1-4 years of...

The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant General Responsibilities:1. ISO...

A leading International Law Firm is hiring a Director of Financial Crime to work with their new business intake team in London.This team manages all risks associated with the business, including legal, regulatory, commercial and reputational. This will include managing conflicts of interest, new client and matter risk analysis, AML checks, sanctions checks,...

Optima Partners is looking for a Compliance Associate/Sr. Associate to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients. Considered candidates will have: • Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management • Experience with...

Regional Compliance Manager45k Plus car and great benefits.Covering Midlands and South.My client is a specialist provider of vehicle finance, rental and insurance products and they are looking for a Regional Compliance Manager to come onboard to cover the Midlands/ South of the UK. The Regional Compliance Manager will be responsible for performing compliance...

Company OverviewAllegis Group is a multi-branded specialist in providing tailored staffing solutions to market leading clients. As the largest privately-owned staffing company globally, we consistently outperform our competitors and continuously deliver on our promises. With staffing at the core of what we know best, we understand how important people are to...

Cure Talent are delighted to be working with a well-established Medical Device company that supply and distribute innovative Medical Devices. Due to their continued growth and success, we have an exciting opportunity for a Senior Regulatory Affairs Associate to join them in West Yorkshire.As the new Senior Regulatory Affairs Associate, you will be working...

Associate Vice President (AVP) – Compliance Advisory (12-Month FTC)The Compliance Advisory team is responsible for providing high-quality regulatory guidance to the banking and securities operations across London and the EMEA region. Acting as the crucial link between Compliance and the Front Office, the team ensures robust collaboration on all regulatory...

Trade Surveillance AssociateCommodities BrokerLondon – Up to £55,000 + benefitsGresham Hunt has partnered with a leading Commodities Broker to find a new Trade Surveillance Associate.Our client is a leading Commodities Broker that has seen lots of recent growth, and they are looking to grow their Compliance Team. They are looking for an experienced Trade...

Our client, a leading global law firm, is looking to hire a mid-level associate to join its ranked derivatives practice based in London. The team work on a diverse array of derivatives transactions, including both over the counter (OTC) and exchange-traded markets. You will have the opportunity to work with both sell-side and buy-side clients, allowing you...

Cure Talent is thrilled to partner with a leading Medical Devices Manufacturer, who due to continued growth, has an exciting opportunity for an experienced Regulatory Affairs Associate to join their team.As the new Regulatory Affairs Associate, you will be responsible for supporting global product registrations, maintaining design dossiers, and ensuring...

Job Mission: To provide a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Lead and manage the Compliance team to ensure procedures and services delivered adhere to the regulations that apply to a regulated financial services business. Ensure all...

Board Trustee (Legal or Compliance)University of Strathclyde Student Association (‘Strath Union’) has been the beating heart of activity for students on the Strathclyde campus since 1964 and exists to connect all students to ensure everyone can thrive whilst studying at the University of Strathclyde.Consistently ranked as the number one Student Union in...

Our leading client is looking for a highly skilled Associate Director to lead and manage their development portfolio. This role is crucial for overseeing commercial relationships with multiple development partners and driving innovation. Prior renewable energy experience is key!Key Responsibilities:Team Leadership: Lead and motivate a team to excel in...