Current jobs related to Senior Compliance Analyst - London, UK - ICE

  • Senior Compliance Analyst

    1 month ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

  • Compliance Analyst

    1 month ago

    London,, UK, United Kingdom Arthur Recruitment Full time

    We are partnered closely with an exciting London Insurance Market business and Lloyd's Syndicate who are seeking a Compliance Analyst to join their collaborative team.The business has grown impressively in the past few years as they have expanded the lines of business they cover which is reflected on their growth plans for the Compliance function.In this...

  • Compliance Analyst

    7 days ago

    London,, UK, United Kingdom Equifind Full time

    Equifind have teamed up with an exciting start-up payments firm in London, who are looking to add a compliance analyst to the business.The business has been performing exceptionally and as a result of this growth, they are looking to add to the team to match this trajectory.As a compliance analyst, you will join the compliance team and support the MLRO with...

  • Compliance Analyst

    1 month ago

    London,, UK, United Kingdom The Muse HR Full time

    We’re looking for a Compliance Analyst to join our client's team! Our client is a dynamic and innovative fintech company based in London, regulated by the Financial Conduct Authority (FCA)Job DescriptionAs a Compliance Analyst, you will play a vital role in ensuring that the company adheres to all regulatory and compliance requirements. This role...

  • Compliance Analyst

    1 month ago

    London,, UK, United Kingdom Arthur Recruitment Full time

    We are partnered closely with a well-established London Market Insurance business and Lloyd's Syndicate who are seeking a Compliance Analyst to join their warm function.Working closely with Senior individuals, you will be focusing on a breadth of Sanctions responsibilities, including screening and advisory, whilst also gaining some exposure across other...

  • Security & Compliance Analyst

    7 days ago

    London,, UK, United Kingdom Thinking Search Full time

    An excellent opportunity to join a leading professional services firm in the Information Security and Compliance Function. You will have experience working in the legal or professional services industry with expertise in client audits, vendor risk assessments and ISO certifications. This is a 12 month FTC maternity cover and hybrid working is available. The...

  • AML Compliance Analyst

    1 week ago

    London,, UK, United Kingdom Taylor Root Full time

    We have partnered with a top international law firm, who are looking for an AML Compliance Analyst to join the firms Office of General Counsel, based in LondonAs an AML Compliance Analyst, you will play a vital role in safeguarding the firm's reputation by ensuring strict adherence to anti-money laundering regulations.Some of your responsibilities...

  • Compliance Analyst

    4 days ago

    London,, UK, United Kingdom IDEX Consulting Ltd Full time

    IDEX are currently working with a PE backed broker who operate primarily in the retail and MGA world.Due to year on year growth the broker are now looking at expanding their Compliance function with the hire of a Compliance Analyst. This is the perfect 'second role' for someone who wants to be involved in more project style work.This is purely an...

  • Conflicts Analyst

    1 month ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity for a Conflicts Analyst to join a Global Law Firm in London. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role,...

  • Deputy Head of Compliance

    3 weeks ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance Executive to join the firm. The firm are based centrally in the city close to Bank Station.THE RESPONSIBILITIES:Management and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm’s systems...

  • Compliance Analyst

    7 days ago

    London,, UK, United Kingdom Arthur Recruitment Full time

    We are partnered closely with a highly reputable Insurance business who are seeking a Compliance Analyst to join their warm and growing Compliance function.Duties:Undertaking client due diligence checks and determining the nature and level of due diligence required.Facilitating the onboarding process for new customers.Check that all appropriate information...

  • Compliance Officer

    4 weeks ago

    London, UK, UK, United Kingdom ABM Global Compliance Full time

    Develop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...

  • AML & Conflicts Analyst

    1 month ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have Conflicts or NBI experience from a law firm?Do you thrive in a fast-paced environment?Do you have excellent research and analytical skills?Do you have Intapp Open experience?A well-respected international law firm is seeking an AML & Conflicts Analyst to join their team in London. This role will play a critical role in the team and will offer...

  • Senior Compensation Analyst

    1 week ago

    London,, UK, United Kingdom Annapurna Full time

    Senior Compensation Analyst - £350+ p/d (Outside IR35) - 3 to 6 Months - Remote Annapurna HR have partnered with a growing organisation who are seeking a strong compensation analyst to join the team. In this role, you will be instrumental in developing, implementing, and analysing compensation programmes, ensuring alignment with the company’s strategic...

  • Senior GRC Analyst

    3 weeks ago

    London,, UK, United Kingdom Computappoint Full time

    Senior Governance, Risk and Compliance Analyst | GRC AnalystBase Salary: £80,000 to £90,000 (based on candidate experience)Package: Excellent company benefits & competitive bonusHybrid Model: 3 days per week in Central London office, 2 days remoteOffice Location: Central LondonSector: Financial About the Client and the Role:My client, a highly prestigious,...

  • Senior Trade Surveillance Analyst

    3 weeks ago

    London,, UK, United Kingdom Britannia Global Markets Limited Full time

    Senior Trade Surveillance Analyst We have an exciting newly created role as Senior Trade Surveillance Analyst to join our expanding Compliance Function. This is a permanent role based from our London City office.Key Responsibilities:Timely and accurate investigation and disposition of market abuse and communications surveillance alerts and...

  • Senior Data Analyst

    1 month ago

    London,, UK, United Kingdom La Fosse Full time

    Senior Data Analyst (Product Analytics)up to £70,000Hybrid, 1 day p/w (London)This is a fantastic role for a Data Analyst who's looking for a new challenge, you will join the business as the pioneering Analyst in a Data Science function. The team have some really exciting projects on and this Analyst will drive the Analytics capability for the team,...

  • Senior Analyst

    2 weeks ago

    London,, UK, United Kingdom Impellam Group Full time

    Senior Analyst - EconometricianLondon based, hybrid workingSalary: up to 55k + benefits (life insurance, private medical care + more!)The company:You will be joining a global communications agency leading with breakthrough thinking, building growth for brands, and helping their clients see the bigger picture.The company’s Analytics & Insight team houses...

  • Senior Compliance Manager

    2 weeks ago

    London, UK, United Kingdom Quilter Full time

    What the Hiring Manager Says At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve. Our business is transforming, continually modernising...

  • Senior Compliance Analyst

    2 weeks ago

    London,, UK, United Kingdom Davies Full time

    The roleThe candidate will support the Head of Compliance, and the compliance team to deliver, maintain and help comply with Davies Insurance Services regulatory compliance framework and oversee the Intermediary Services’ network of Appointed Representatives. The role will also cover the oversight of the global Insurance Services entities acting as a group...

Senior Compliance Analyst

2 months ago

London, UK, United Kingdom ICE Full time

JOB PURPOSE

The Compliance Senior Analyst is responsible for assisting in ensuring that ICE Futures Europe adheres to all applicable regulation and in-house policies. The Compliance Senior Analyst will therefore assist the Compliance Director in the design and execution of a risk-based Compliance Monitoring and Testing Programme. This will involve participation in the identification of relevant regulations; providing useful feedback into the maintenance of processes to prevent and detect gaps in compliance; monitoring systems of control that help to ensure compliance; aiding in the resolution of any gaps in compliance; and providing support to the Compliance Director in advising ICE Futures Europe on compliance issues that may arise from current and future plans.


The Compliance Senior Analyst will have a good working knowledge of regulation and corporate governance best practices, will be a professional of the highest standard and work diligently to complete their duties keeping in mind the objectives of ICE Futures Europe. The Compliance Senior Analyst will be comfortable communicating with colleagues across all levels of the Intercontinental Exchange and delivering tough messages when needed.



Responsibilities

  • Participate in the development and delivery of a Compliance Monitoring and Testing Programme.
  • Evaluate the efficiency of controls and processes and make recommendations for improvements.
  • Suggest revisions to procedures and reports periodically to identify hidden risks or compliance gap issues.
  • Participate in the assessment of ICE Futures Europe’s strategy to identify possible compliance risks.
  • Develop a thorough understanding of ICE Futures Europe operations and associated business (including clearing and trade repository).
  • Keep abreast of regulatory developments within or outside of ICE Futures Europe as well as evolving best practices in compliance control.
  • Assist in the preparation of reports for ICE Futures Europe senior management, The Board and Risk and Audit Committee, and external regulatory bodies as appropriate.
  • Other Compliance duties as required including but not limited to review of Incentive Programmes for compliance with regulation and assisting with managing the regulatory interface.



Knowledge and Experience

  • Proven compliance experience.
  • Knowledge of Exchange or Financial Services businesses and applicable standards and regulations.
  • Excellent communication, organization, and time management skills with appropriate attention to detail.



Preferred

  • Excellent knowledge of reporting procedures and record keeping.
  • Certified compliance professional is a plus.
  • Good knowledge of IT systems and the ability to validate whether systems support ICE Futures Europe in meeting its regulatory requirements.
  • Knowledge and experience in building End User Developed Applications (including in Microsoft Excel, Access, SQL etc) is a plus.