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Compliance Analyst

4 months ago

Leicester, Leicestershire, United Kingdom REV & REGS LIMITED Full time

Rev & Regs are recruiting for a Compliance Analyst role on behalf of a well-established Insurance broker, based in Leicester.

The role will support the wider Compliance Team and business in being able to efficiently answer and resolve insurer/markets/producing broker queries, ensure accurate system set-up, and allow us to meet regulatory obligations.

Responsibilities:

  • Review and arrange sign off for new and replacement insurer agreements.
  • Maintain TOBA register and sample check entries
  • Review of new and renewal Delegated Authority Agreements and monitoring adherence to terms and conditions
  • Maintain client TOBAs and agreements in line with company and regulatory changes and best practice.
  • Assist with the delivery of the Annual Compliance Plan.
  • Conduct due diligence on new producing brokers using REG and /or market available information, arrange agreements and monitor activity.

Experience Required:

  • In-depth knowledge in general insurance and financial services.
  • Effectively organises allocated work activities and plans workload both on a day-to-day basis and throughout the month.
  • Excellent communication skills.
  • Flexibility/adaptability - adjusts quickly to changing priorities and conditions.

Location: Leicester

Start: ASAP