File Reviewer
1 month ago
We are now looking to recruit a Quality Assurance File Reviewer to the business to support the first line of defence as part of the operations team in London.
The successful applicant will be responsible for undertaking detailed audits of the business operations to ensure that the business meet their legal, regulatory and operational requirements.
Key tasks and responsibilities include:
- Plan, organise and conduct risk based electronic/file audits of the business.
- Load and maintain the data collected from the audits into the file audit database.
- Analyse, interpret results and findings in order that trends can be identified and observations and recommendations identified.
- To follow up recommendation in a timely manner and communicate to the business and operations team.
- Provide coaching where required to associates to ensure issues identified are rectified.
- Provide support and guidance to the business regarding compliance with best practice.
Candidate Profile
- Willingness and ability to continue to develop knowledge through formal and informal learning, both internal and external to the company.
- An understanding of the relevant classes of business.
- An understanding of insurer products and specialisms.
- Ability to communicate effectively and professionally both verbally and in writing with clients, insurers and other associates
- Ability to manage time, prioritise and ensure that deadlines are met without compromising quality.
- Ability build and maintain good business relationships with clients, insurers and associates.
- An understanding of regulatory controls and procedures relating to both commercial and retail customers, if applicable
- Specific auditing skills to include: meticulous/thorough, attention to detail, ability to question/challenge and ability to understand market practices and to test this compliance against group and regulatory requirements
-
Interim File Reviewer
6 days ago
London,, UK, United Kingdom Grant Thornton UK LLP Part timeWho we are Grant Thornton’s Agile Talent Community is a network of contract professionals, giving you the opportunity to work with our clients alongside Grant Thornton teams on a project-by-project basis whilst being supported by our dedicated Agile Talent team. You can choose to work with Grant Thornton as an Independent Consultant either through your own...
-
AML & Periodic Review Manager
1 month ago
London, UK, United Kingdom eFinancialCareers Full timeResponsibilities Team Leadership and Management: Oversee, coach, and support AML Analysts in their daily duties, ensuring all members adhere to best practices in financial crime and compliance administration. Act as the primary point of escalation for the team, providing guidance and leadership in complex cases, and implementing performance metrics to...
-
Document Controller
2 days ago
London,, UK, United Kingdom People Group Full timeWe are currently recruiting on behalf of our client, a leading mechanical and electrical engineering contractor for a Document Controller.Your responsibilities will include to maintain all document control processes and procedures and working closely with the site team to minimise the risk of a project, while achieving the required standards of quality. You...
-
Document Controller
2 weeks ago
London,, UK, United Kingdom People Group Full timeWe are currently recruiting on behalf of our client, a leading mechanical and electrical engineering contractor for a Document Controller. Your responsibilities will include to maintain all document control processes and procedures and working closely with the site team to minimise the risk of a project, while achieving the required standards of quality. You...
-
Senior Accounting Manager
1 week ago
London,, UK, United Kingdom Marc Daniels Specialist Recruitment Full timeA global market leading technology business are seeking a technically strong Senior Accounting Manager to ensure compliance with EMEA regulatory accounting standards, statutory filings, and selected direct tax requirements. Operating across multiple countries, this role demands sharp financial acumen, exceptional organizational skills, and a knack for...
-
Legal secretary
2 weeks ago
London , London, UK, United Kingdom Montresor Recruitment Limited Full timeAre you an experienced legal secretary with a passion for Real Estate or Corporate work? We are seeking a dedicated professional to join a prestigious law firm in London. In this role, you will play a crucial part in their team of lawyers, providing vital support and handling a variety of tasks, including managing diaries, preparing documents, and liaising...
-
Compliance Officer
1 month ago
London, UK, United Kingdom MERJE Ltd Full timeCarrying out daily review and monitoring of the firms Code of Ethics program Assist the compliance team with compliance onboarding and managing employees’ disclosures Conduct new hire and annual compliance trainings, personal trading reviews and approvals Responsible for approved person registrations as well as SMCR registration Review and approval of all...
-
Personal Assistant
1 week ago
London,, UK, United Kingdom TalentYard Ltd Full timeAn established financial services firm with a new legal department is looking for a Personal Assistant to support up to 4 senior lawyers. They are based in North London so would require someone local ideally.They are a friendly and collabortive team of people and this role has scope for progression to a Head PA position.Responsibilities:General...
-
Associate - Credit Admin
2 weeks ago
London,, UK, United Kingdom Bank Full timeJob RoleManage Portfolio for all Bilateral Credit/Syndication Loan accounts, including reporting, processing, and agency tasks.Job ResponsibilitiesManage Bilateral Credit/Syndication loans.Coordinate with solicitors for loan documentation.Handle drawdowns, rollovers, interest servicing, repayments, and related tasks.Perform back-office functions: file...
-
Paralegal
6 days ago
London,, UK, United Kingdom Tate Recruitment Full timeA legal 500 law firm based in the city is seeking an experienced Paralegal with a Real Estate background, paying up to £27,000 plus benefits. This is a newly created role due to extensive team growth and internal promotions.The Paralegal will be supporting the busy Real Estate Team, in particular with a focus on plot sales and post completion work.Duties...
-
Senior Accountant Financial Reporting
1 week ago
London,, UK, United Kingdom Radius Full timeRadius is seeking a Senior Financial Reporting Accountant for their global organisation based in East London. Qualified accountant (ACA, ACCA, or equivalent) with at least 5 years post-qualification experience including some within practice. Experience of preparing consolidated group accounts and statutory accounts in accordance with IFRS and UK GAAP.Ability...
-
Senior Conduct Risk Analyst
2 months ago
London,, UK, United Kingdom Eames Consulting Full timeEames Consulting are partnering with a Lloyd’s insurer who are looking for a Senior Conduct Risk Analyst to join their London office. The individual will be supporting the Conduct Risk function and will be overseeing the Consumer Duty Framework.Key Responsibilities: Conducting product outcome reviews with internal teams.Manage Fair Value data exchanges...
-
Claims Broker
2 months ago
London, UK, UK, United Kingdom Nashrock Insurance Recruitment Full timeClaims Broker - Canadian PropertyJoin an experienced team as a Claims Broker, handling a wide range of claims across multiple lines of business from first notification to settlement. The role involves managing complex claims, negotiating with underwriters, and ensuring compliance with industry standards.Key Responsibilities:Oversee and produce new claims...
-
Finance Manager
2 months ago
London, UK, United Kingdom Investigo Full time• Responsible for timely production of monthly management accounts and related management information, including P&L, balance sheet & cash flows for in-scope entities. • Review & challenge all the monthly management accounts, supporting schedules & reports, understanding all key movements. • Thorough review of the balance sheet and balance sheet...
-
London,, UK, United Kingdom Garkal International Full timePrivate investment office based in the West End seeks an alternatives/private funds counsel in a newly created role. This is an exceptional role to work in a highly regarded legal team in a front facing role. Responsibilities will include amongst others :Structuring, launching, and maintenance of alternative investment funds (Irish/Lux based AIF / UCITS)...
-
Technical Audit Manager
1 week ago
London,, UK, United Kingdom Hansel Full timeA leading firm in the professional services sector is seeking a Technical Manager to join its technical department. This is a pivotal role supporting an audit practice that consistently delivers high-quality audits and technical content.The position provides the opportunity to offer technical advice on a variety of accounting and auditing matters, as well as...
-
MS & Azure Integration Engineer
2 weeks ago
London,, UK, United Kingdom Anson McCade Full timeContract until End of March 2025Inside IR35 SC Cleared Anson McCade are seeking are seeking a skilled IT Security Controls Specialist to work within our client’s environment to enhance security and reduce the attack surface of their IT infrastructure. The role focuses on restricting unauthorized software and add-ons on approximately 10,000 Windows end-user...
-
Personal Assistant
6 days ago
London, UK, UK, United Kingdom TalentYard Ltd Full timeAn established financial services firm with a new legal department is looking for a Personal Assistant to support up to 4 senior lawyers. They are based in North London/ Golders Green area so would require someone local ideally.They are a friendly and collabortive team of people and this role has scope for progression to a Head PA...
-
Senior Lawyer
1 month ago
London,, UK, United Kingdom Taylor Root Full timeAs a Senior Conflicts and Compliance Lawyer, you will play a vital role in supporting various compliance programs, including new business and conflicts intake, and general regulatory risk management.You will also develop and maintain a deep understanding of legal ethics and professional responsibility rules applicable to the firm’s geographic...
-
Assistant Relationship Manager
2 months ago
London, UK, United Kingdom Stephen Bell Associates Full timeOur client is a successful and growing boutique wealth and investment manager. They are seeking an Assistant Relationship Manager to support a small team of Relationship Managers who provide advice to HNW clients on pensions, investments, IHT planning and trusts. Key responsibilities include; assist with the administration of client arrangements, management...