Regulatory Specialist
2 months ago
Regulatory Reporting VP – Large Exposure Monitoring
Contract to December 2025
London/Hybrid
Day rate from £600 via Umbrella Company
Our commitment is to provide equal opportunity regardless of, for example, your gender, age, ethnicity, disability, sexual orientation or beliefs. We also engage with employers to develop programmes and pathways that embrace diverse talent and promote more inclusive employment worldwide through partnerships and other initiatives. We recognise and celebrate the value of difference and how it makes us faster, smarter and more innovative than our competition.
My client is one of the largest financial institutions headquartered in Japan, with an established presence across all consumer and corporate banking businesses. Through its subsidiaries and affiliates, they offer a diverse range of financial services, including commercial banking, leasing, securities, credit card, consumer finance and other services.
They are looking for a Regulatory Reporting VP specialising in Large Exposure Monitoring to join them at their offices in London, working Monday to Friday, being office based a minimum of 2-3 days a week, with the remainder of time working from home. Please be aware for this role there is the expectation of working later to around 7pm on most days, however starting hours would be adjusted accordingly. The role is being offered with a contract initially to December 2025.
Purpose of the role:
- Responsibility for the organisations daily large exposure monitoring against regulatory and internal limits.
- Manage and further develop the large exposure communications & approval framework with Front Office, Risk Management and Planning around banking & trading book limits and permitted internal limit excesses.
- Daily communications to senior management in relation to regulatory prudential ratios monitoring and group collateral reporting.
- Subject Matter Expert (SME) for regulatory large exposure monitoring framework
The Team
The Regulatory Reporting team in London consists of approximately 16 staff, including consultants and interns. The team is responsible for both the internal management information for the daily and monthly monitoring of capital and liquidity adequacy and large exposure, as well as production and submission of the regulatory returns to the regulators, including the Bank of England, PRA and FCA.
Daily duties include:
- Daily large exposure monitoring process, associated investigations and resolution of potential internal or external limit breaches.
- Intraday large exposure monitoring
- Management of the daily group collateral process including associated investigations and adjustments
- Support the preparation of quarterly COREP reports related to credit risk and large exposures.
Background and Skills:
- Expert knowledge of regulatory large exposure rules and reporting requirements under the UK / European Capital Requirements Regulation.
- Industry experience in working for a comparable institution.
- Expert at working with MS Excel and PowerBI.
- Experience in producing regulatory large exposure reporting (COREP COR002).
- Knowledge and exposure to banking and capital markets products from credit risk and large exposure perspective.
- Strong communication and influencing skills.
- Proven ability to work with large amounts of financial and risk data.
- Strong experience in delivering financial or risk reports under pressure without compromising on accuracy and attention to detail.
- Proven experience in condensing complex risk and financial data into reports for senior management consumption.
- Experience in communicating complex change requirements to key stakeholders.
- Strong numerical and financial skills required.
- Knowledge on programming including SQL preferred.
- Bachelor’s degree or equivalent.
Candidates must show evidence of the above in their CV to be considered.
Please be advised if you haven't heard from us within 48 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you.
-
Supply Chain and Logistics Coordinator
1 month ago
London,, UK, United Kingdom VRS Regulatory Full timeAn excellent opportunity for a Supply Chain and Logistics Coordinator / Planner to join a successful international Agro-chemical products business. Work with a close-knit and friendly team in a fast-paced environmentLiaise with different stakeholders including suppliers, freight forwarders, warehousing, production and customersPlay a vital role in ensuring...
-
Sustainable Regulatory Specialist
4 weeks ago
London, UK, UK, United Kingdom Lutine Bell Full timeLutine Bell are currently supporting a leading Investment Manager looking to appoint an Senior Sustainability Regulatory Specialist. This is an exciting opportunity to shape what is a new part of the established Compliance Function.Responsibilities:Provide proactive advice and guidance to stakeholders on ESG regulation, industry standards and other...
-
Technical Compliance Analyst
1 month ago
London,, UK, United Kingdom Vixio Regulatory Intelligence Full timeTechnical Compliance Analyst - (GamblingCompliance)Company:Vixio is the leading provider of regulatory intelligence. Our trusted insights and analysis give our clients a true picture of what’s happening in an ever-changing landscape. We combine world-class content with advanced technology to help our clients make informed strategic decisions to...
-
Head of Regulatory Reporting
3 days ago
London,, UK, United Kingdom Inventum Group Full timeWe are currently partnered with a global company who are seeking an experienced Director of Regulatory Reporting to lead the regulatory reporting function across the UK and Europe. The role involves ensuring compliance with regulatory requirements, overseeing reporting processes, and managing a team of specialists.Key Responsibilities:Lead the preparation...
-
Senior Account Manager
3 months ago
London,, UK, United Kingdom Vixio Regulatory Intelligence Full timeSenior Account ManagerAbout VIXIOVixio is a Global Leading RegTech company and a trusted source of independent regulatory intelligence for professionals in highly regulated industries undergoing rapid and radical change.We're trusted by leading brands to deliver comprehensive, time-sensitive, and actionable intelligence on payments and gambling...
-
Regulatory Reporting Officer
3 weeks ago
London,, UK, United Kingdom Apollo Solutions Full timeA Global bank is recruiting for a Regulatory Reporting Specialist for their London office. In this role, you will report to the Head of Reporting and collaborate with wider teams, offering you a high degree of autonomy and exposure.Your responsibilities in this role will include:Provide regulatory advice and hands on to the first line of defence.Offering...
-
Legal Counsel
5 months ago
London,, UK, United Kingdom Bruin Full timeLegal Counsel (Regulatory) Location: LondonSalary: Competitive + Bonus + BenefitsReports to: Senior Legal CounselRole type: Permanent/ Full TimeWFH: Hybrid working modelDirect Reports: N/AThe Role:The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior Counsel within the legal function. The ideal candidate is an...
-
Energy Regulatory Senior Associate
2 days ago
England, London, London, UK, United Kingdom Austen Lloyd Limited Full timeEnergy Regulatory Senior Associate - Legal 500 Tier 1 Ranking Firm - London Energy Regulatory Senior Associate An excellent opportunity available for an Energy regulatory Associate to join this leading international Firm. About the Role: Position: Energy regulatory Associate Location: London Firm: leading international, Legal 500 Tier 1...
-
Regulatory Affairs Manager – Medical Devices
4 weeks ago
London,, UK, United Kingdom G&L Healthcare Advisors Full timeG&L Healthcare Advisors is a specialist provider to the healthcare industry for all types of Regulatory Affairs and Quality Assurance consultancy work – and we are rapidly growing! Our excellent reputation has been built on tailoring solutions and services to each of our clients, to ensure that their expectations are surpassed, and all their requirements...
-
Financial Services Regulatory Paralegal
3 days ago
England, London, London, UK, United Kingdom Ryder Reid Legal Limited Full timeRyder Reid Legal is currently recruiting a Financial Services Regulatory Paralegal to join a US law firm on a rolling 6-month contract basis. The duties will include regular client contact working closely with partners and associates in the team, along with the following: Performing researchCo-ordinating regulatory filing materials Other...
-
Regulatory Reporting Specialist
4 days ago
London, UK, United Kingdom Quilter Full timeAbout the Business Quilter Cheviot has been the wealth manager of choice for individuals and families for over 250 years, and today is one of the UK's largest wealth management firms offering expert discretionary investment management and financial advice through our sister company, Quilter Cheviot Financial Planning. We offer a highly personalised...
-
Director - Finance Regulatory Policy
4 days ago
London, UK, United Kingdom Barclays Full timeTo develop and analyse, the banks financial and regulatory policies and interpretations, complying with applicable laws, internationally agreed standards, and regulations, to enable effective management of the bank’s financial risks.AccountabilitiesDevelopment and assessment of financial policies, standards and associated controls that govern the banks...
-
Interim Regulatory Compliance Specialist
1 week ago
London,, UK, United Kingdom Grant Thornton UK LLP Part timeWho we are Grant Thornton’s Agile Talent Community is a network of contract professionals, giving you the opportunity to work with our clients alongside Grant Thornton teams on a project-by-project basis whilst being supported by our dedicated Agile Talent team. Joining us in Financial Services Business Risk Services (FS BRS)We help and support clients...
-
CASS Specialist, Regulatory Oversight Management
4 weeks ago
London, UK, United Kingdom BNY Full timeAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...
-
Stakeholder Relations Specialist
2 months ago
London,, UK, United Kingdom Hamlyn Williams Full timeWho We Are Looking For: Who We Are Looking For: Stakeholder Relations SpecialistAbout Our Client: Our client, a trading company, is dynamic and expanding, committed to developing a new Regulatory Affairs and Stakeholder Relations Team. Joining them at this early stage offers a unique opportunity to shape their regulatory strategy, enhance stakeholder...
-
QA Specialist
4 weeks ago
Barking, London , London , Barking, London , London, UK, United Kingdom RBW Consulting Full timeQuality Assurance Specialist Are you passionate about ensuring top-notch quality in the pharmaceutical industry? Would you like somewhere where your impact is immediate and valued? We are now starting to shortlist for an incoming, key hire for a growing service and solutions provider within the chemistry space, based in Greater East London. Given the...
-
Quality Assurance Specialist
2 weeks ago
London , London , London , London, UK, United Kingdom RBW Consulting Full timeQuality Assurance Specialist – East London Are you passionate about ensuring the highest standards in pharmaceutical quality? Join this growing team as a Quality Assurance Specialist, where you’ll play a crucial role in administering, monitoring, and completing the Pharmaceutical Quality System. Your expertise will help this pharmaceutical...
-
Sales Specialist
4 weeks ago
London,, UK, United Kingdom Iopa Solutions Full timeAre you a dynamic sales professional fluent in German with a passion for Governance, Risk, and Compliance (GRC) solutions? We are seeking a motivated Sales Specialist to join our London-based team, representing a market leader in risk management and regulatory compliance solutions. If you’re ready to help enterprises manage risk and improve decision-making...
-
Onboarding Specialist AML/KYC
1 week ago
London,, UK, United Kingdom Britannia Global Markets Limited Full timeRole OverviewWe are looking for an Onboarding Specialist to join initially on a Fixed Term Contract basis with the chance to become permanent.ResponsibilitiesReview client onboarding documentation to identify discrepancies, missing information, and inconsistencies.Conduct remediation activities to update client records and rectify any deficiencies identified...
-
Payments Compliance Specialist
3 weeks ago
London,, UK, United Kingdom Statera Talent Full timeWe are seeking a dedicated and detail-oriented Payments Compliance Specialist to join a growing financial institution which is at the forefront of technology in banking. This critical role focuses on ensuring the bank’s operations and processes comply with payment scheme requirements (such as FPS and CHAPS), regulatory standards, and industry best...