Financial Services Regulatory

On behalf of our client, an elite US law firm, we are seeking a talented Financial Regulatory Lawyer with 3-6 years of post-qualification experience (PQE). The successful candidate will join a top-tier European financial services regulatory practice, advising a diverse clientele including banks, broker-dealers, asset managers, fintechs, and insurance...

Experience At least 3 years post-qualification experience gained in a law firm (within a regulatory / financial services practice), and/or in a Legal & Compliance department of a financial services institution and/or in a supervisory authority Qualifications Holds at least 3 ‘A’ Levels (or equivalent) at grade B or higher. Holds a degree (or similar)...

We are currently recruiting for a Regulatory Lawyer to join our Financial Crime team within the Compliance department on a permanent basis. The Role This is a newly created role to support the Senior Compliance Manager & MLRO, and the Platform Group Head of Compliance to deliver the work of the Group Financial Crime Team and, as required, the Compliance...

Job Description We are currently recruiting for a Regulatory Lawyer to join our Financial Crime team within the Compliance department on a permanent basis. The Role This is a newly created role to support the Senior Compliance Manager & MLRO, and the Platform Group Head of Compliance to deliver the work of the Group Financial Crime Team and, as...

A Financial FX company based in London are looking to recruit an 'Compliance Associate'The role offers a basic salary of up to £30k, plus benefits.London/office based (moving to hybrid after 6 months.) This is a permanent role.You must have previous experience in compliance to be considered for the role. Responsibilities: · Address compliance and...

Regulatory compliance officer Full time/ Permanent Bank - City of London 3 days per week in office Paying up to £60,000 Day to Day Maintain a culture of compliance and ethical behaviour Proactive management of performance and targets Development of appropriate control and reporting structures, including that of segregation and resilience Open and timely...

We are thrilled to present this excellent opportunity to become part of one of our premier businesses. Nexus Financial Consulting is seeking a high-calibre financial services administration professional to expand their team. The firm offers comprehensive financial planning services to a diverse clientele, including business owners and high-net-worth...

Nicholas Scott are working with the London Office of a major US Law Firm seeking to hire a 4-6 years' PQE Associate from a leading City Law Firm with relevant UK regulatory experience. They are looking for a non contentious financial regulatory lawyer with diverse skills and broad experience of providing day to day regulatory advice, especially in...

Data Governance analyst (Financial crime – AML/CTF) Contract (until 31/03/2025) likely to be reviewed and extended Hybrid (2/3 days per week in office) Up to £500pd through umbrella company cer Financial are working alongside an International Bank who are based in the City of London. They are seeking a Data Governance analyst to work with them on a...

A leading Financial Services institution are looking to hire a Financial Accountant to join their expanding team in London. Seeking applicant who are Chartered Accountants with c. 1-3 years of post qualification experience with financial services experience. The successful incumbent will join a team of 6 and be responsible for producing monthly management...

The main responsibilities of the role include: Proactively engage in completing and review of all Financial Reporting and Control team deliverables, including Head Office reporting under UKGAAP, JGAAP and US GAAP. Coordination of statutory accounts production, both with internal stakeholders and with external auditors to complete the year-end Annual Report...

Job Description Job Description: We have grown significantly in the UK & Ireland over the past few years, both through strong organic growth opportunities, and also through M&A activity. This role will look after our Fund / Asset Management, Fund Admin and Corporate & Loan Servicing businesses in Ireland, alongside supporting with some of our UK...

Regulatory Reporting VP – Large Exposure MonitoringContract to December 2025London/HybridDay rate from £600 via Umbrella CompanyOur commitment is to provide equal opportunity regardless of, for example, your gender, age, ethnicity, disability, sexual orientation or beliefs. We also engage with employers to develop programmes and pathways that embrace...

A long standing client recognised as a leading brand name in financial services are looking for a 2-6 year PQE regulatory lawyer to join their inhouse team.Key Responsibilities:Provide ongoing advisory to the UK & EU business on current and upcoming changes in regulatory policyContinuous monitoring of new developmentsWork closely alongside compliance in...

Quilter Financial Advisers as a UK advisory business devoted to helping individuals with their financial planning needs. We pride ourselves on service and aim to be recognised as one of the very best advisory businesses in the industry.We believe in face-to-face service and have a large team of Advisers spread across the UK, including Scotland and Northern...

Legal Counsel (Regulatory) Location: LondonSalary: Competitive + Bonus + BenefitsReports to: Senior Legal CounselRole type: Permanent/ Full TimeWFH: Hybrid working modelDirect Reports: N/AThe Role:The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior Counsel within the legal function. The ideal candidate is an...

My client are boutique consultancy looking to expand their London presence with a newly created role for a determined self-starter. They are looking for a regulatory compliance professional to deliver subject matter expertise to their wide range of financial services clients (including but not limited to Retail, Wealth Management, Asset Management...

My client are boutique consultancy looking to expand their London presence with a newly created role for a determined self-starter. They are looking for a regulatory compliance professional to deliver subject matter expertise to their wide range of financial services clients (including but not limited to Retail, Wealth Management, Asset Management etc). ...

A Financial FX company based in London are looking to recruit an 'Business Development Manager.'The role offers a basic salary of £45-50k, plus competitive commission.London/office based (moving to hybrid after 6 months.) This is a permanent role.Requirements:Lead new business growth within the team by engaging directly with EM clients seeking FX...

Key responsibilitites: Identifying, pitching, winning, and delivering conduct risk regulatory projects as well as managing client engagements in the following areas: Regulatory compliance, regulatory training, skilled persons reviews (s166), past business reviews and remediation, regulatory due diligence, culture, governance and conduct reviews, compliance,...