Compliance Manager
2 weeks ago
Our client is a PE backed Insurance provider with offices in Central London. They have 500 employees and have exciting growth plans.
They are looking for an Compliance Manager to work within the Operations team of one of their trading divisions. This individual will own broker review processes whilst acting as the 1st line of defence when it comes to internal reviews. They will help to create and manage the frameworks used for Insurance Audit reviews.
You will have 3yrs + experience in the Insurance industry and have worked on broker audit programmes.
-
Compliance Manager
2 months ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a...
-
Compliance Manager
2 months ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...
-
Compliance Manager
1 month ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...
-
Compliance Analyst
1 month ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
-
Compliance Executive
4 days ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Executive on a permanent basis.THE RESPONSIBILITIES:Undertaking detailed thematic Compliance Monitoring reviews, reporting on findings and recommendations and tracking actions to resolutionWorking with the Compliance Manager...
-
Compliance Officer
1 month ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To provide comprehensive advice on regulatory requirementsInterpret and communicate complex regulatory changeTo work closely with key stakeholders and ensure appropriate regulatory advice is providedWork closely...
-
Compliance Associate
3 weeks ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring some expertise and knowledge to the team.THE RESPONSIBILITIES:Support ongoing annual compliance programme delivery: review of...
-
Compliance Officer
3 weeks ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...
-
Global Head of Compliance
1 month ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...
-
Financial Crime Compliance Manager
4 days ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...
-
Compliance Analyst
3 days ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...
-
Compliance VP
4 days ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...
-
Head of Compliance
1 month ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...
-
Compliance Monitoring Analyst
1 month ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...
-
Compliance Officer, Marketing
4 weeks ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global asset management firm, with 30-40 offices worldwide. They are looking for an Compliance Officer with a focus on Marketing & Distribution. THE RESPONSIBILITIES: Review and approve financial promotions, marketing materials, client reports, RFPs and other client communicationsProvide advice and guidance to client coverage,...
-
Compliance Manager
2 months ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES:Consideration of all relevant statutory and regulatory provisions...
-
Compliance Manager
1 month ago
UK, UK, United Kingdom Camino Partners Ltd Full timeCompliance ManagerCentral LondonHybrid£35k-£40kWith over 10 years experience within the healthcare recruitment industry, my client are looking for a brilliant Compliance Manager to join their team to run and manage a top class compliance function! This role is crucial to ensure compliance is adhered to throughout the entire business, supporting the smooth...
-
Compliance Manager
3 weeks ago
UK, UK, United Kingdom MERJE Full timeLocation: Merseyside (Hybrid)MERJE is delighted to offer a remarkable opportunity for a Group Compliance Manager to join our client, a market leader in their field of specialism.In this role, the Group Compliance Manager will shape and drive the company’s compliance strategy across its global footprint. Combining strategic oversight with hands-on...
-
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a successful brokerage firm based in the City. They are looking to hire a Compliance & Money Laundering Reporting Officer on a permanent basis.THE RESPONSIBILITIES:To develop and maintain a robust compliance frameworkDevelop and manage the day-to-day relationship with the FCA and other relevant regulatorsTo chair the Compliance and...
-
Compliance Manager
1 month ago
UK, UK, United Kingdom MERJE Full timeOur client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis.As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive ethical...