Regulatory Compliance Senior Manager | Commodities and Global Markets

The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice with respect to global financial regulation. Update obligations registries and maintain regulatory risk...

THE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES:Consideration of all relevant statutory and regulatory provisions...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

THE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...

Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...

Compliance Advisory - AVP Level (Credit, Rates, FX, Commodities)A global investment bank is seeking a talented Compliance Advisory professional at the AVP level to join their dynamic team. This is a key role, providing essential advisory services across the firm's product range, including Credit, Rates, Foreign Exchange (FX), and Commodities.Provide...

Prop Trader '' Commodity Metals Location: Initially London then U.A.E. | Compensation: Tax-Free $ salary - Dependent on experience + Profit Share + Performance Based Bonus + benefits The Company Our client is a leading global commodity group. They are expanding part of their operations to the United Arab Emirates and are seeking an exceptional...

Key Duties Provide accurate compliance advice to the business and internal stakeholders Provide trainning to the business and internal stakeholders To conduct Regulatory Reviews of the firm and its functions through the Compliance Monitoring Programme as part of the Compliance Framework To conduct internal investigations when directed by Compliance...

A growing commodities trading firm is looking to appoint a Compliance Officer to lead the buildout of its compliance function. The business trades physical oil, crude products and LNG, and engages in derivatives trading on ICE and EEX. This is an exciting opportunity to take ownership of a key function within the organisation as it expands its trading...

THE FIRMA UK and international law firm.THE ROLEThe London office is looking to hire a further lawyer to join its Commodities team.The role will involve advising on financial services and commodities market regulation applicable to a range of market participants, as well as commodities transactions, with a particular focus on power, gas, LNG and carbon, and...

Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index products to institutional investors. As part of the Compliance Division within our Risk Management Group, this...

Meraki Talent are working with a global bank that are looking for credit senior, this is unique role as its very broad in its nature and you will work very closely with the origination team. The Risk division encompasses the Credit Risk, Country Risk, Operational Risk, Physical Commodities Risk Assurance, Business Continuity Management, Liquidity Risk and...

Operational Compliance Officer London – 4 days in the office per weekFinitas are working with a leading quantitative-driven electronic market-maker partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income, Commodity, and Crypto markets. We are helping them search for an Operational...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

Redstone Commodity Search focus on offering 360° search solutions to the global commodities markets. With a competitive coverage of Trading Houses, Producers, Majors, Utilities, Merchants, Hedge Funds, Investment Banks and Brokerages; Redstone Commodity Search can confidently offer you an edge in today’s volatile market.Redstone Commodity Search are...

Global Markets Supervision and Conduct Risk VPLocation: HybridContract: PermanentSalary: Competitive, with a comprehensive benefits packageReports to: Head of Global Markets SupervisionWhy This Role?Looking for a role where you can take a lead in managing supervision and conduct risk across Global Markets? You’ll be at the forefront of the 1st line of...

Job Overview:We are seeking an experienced HR Compliance Manager to join our client, a global leader in commodity production and supply chain services. In this role, you will be responsible for the implementation and oversight of the global HR governance and assurance framework, ensuring full compliance with legal and regulatory requirements.This is a remote...