Regulatory Compliance Senior Manager | Commodities and Global Markets

The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice with respect to global financial regulation. Update obligations registries and maintain regulatory risk...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

Our Global Markets Trading Portfolio team is dedicated to managing and auditing trading risks within Macquarie's Commodities and Global Markets business. Working within our London-based team, you will be part of a dynamic group that collaborates across global hubs in Sydney, New York, Singapore, Hong Kong, Houston, Gurugram, and Jakarta, ensuring our...

The Role:Neruda Capital is looking for a highly skilled and experienced Commodities Trader to expand our presence in the global commodities markets. This role is integral to driving innovation, shaping strategy, and achieving results in commodities trading. With access to Neruda Capital’s advanced trading infrastructure and proprietary tools, you will...

Prop Trader - Commodity MetalsLocation: Dubai Compensation: Tax-Free $ salary - Dependent on experience + Profit Share + Performance Based Bonus + benefits The CompanyOur client is a leading global commodity group. They are expanding part of their operations within the United Arab Emirates and are seeking an exceptional Proprietary Trader to join their team...

Prop Trader '' Commodity Metals Location: Initially London then U.A.E. | Compensation: Tax-Free $ salary - Dependent on experience + Profit Share + Performance Based Bonus + benefits The Company Our client is a leading global commodity group. They are expanding part of their operations to the United Arab Emirates and are seeking an exceptional...

A leading commodities firm is seeking an advisory professional to join its expanding compliance team, providing support to the front office sales and trading desks.Key Responsibilities:Assist in identifying and assessing compliance risks related to business operations, with a particular emphasis on providing second-line oversight of commodities trading...

THE COMPANY: Our client is a global asset management firm, with 30-40 offices worldwide. They are looking for an Compliance Officer with a focus on Marketing & Distribution. THE RESPONSIBILITIES: Review and approve financial promotions, marketing materials, client reports, RFPs and other client communicationsProvide advice and guidance to client coverage,...

Requirements: Ensure that all activities comply with applicable rules and regulations. Develop and advise on policies, processes, and procedures to maintain compliance standards. Identify, assess, and mitigate compliance risks within the business. Ensure robust controls are in place to manage compliance risks effectively. Provide training to staff on...

THE COMPANY:Our client is a successful brokerage firm based in the City. They are looking to hire a Compliance & Money Laundering Reporting Officer on a permanent basis.THE RESPONSIBILITIES:To develop and maintain a robust compliance frameworkDevelop and manage the day-to-day relationship with the FCA and other relevant regulatorsTo chair the Compliance and...

This role involves managing market risk across commodities trading activities. The ideal candidate will have 4+ years of experience in market risk management, with a strong knowledge of risk management principles and methodologies.Key ResponsibilitiesMonitor and analyse market risk exposure in commodities trading.Identify potential risk issues and...

Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index products to institutional investors. As part of the Compliance Division within our Risk Management Group, this...

THE COMPANY: We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring some expertise and knowledge to the team.THE RESPONSIBILITIES:Support ongoing annual compliance programme delivery: review of...

X4 Technology are offering the opportunity for a Compliance Specialist to support an ongoing compliance program at a leading global trading firm. The role will involve close collaboration with senior compliance professionals and will focus on ensuring adherence to a comprehensive and effective global compliance framework.The Compliance Specialist will be...

An iconic global skincare and cosmetics brand are seeking an experienced Global Regulatory Compliance Manager to be responsible for cosmetic product registrations, along with formula and raw material data. BenefitsUp to £60,000 per annum basic salaryExtra day’s holiday for your birthdayFree monthly product allocationPension schemeSeason Ticket Loan for...

Currently recruiting on behalf of a Global Trading firm, who are looking to recruit an experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of compliance...

The KYC Analyst will support with onboarding and third party risk management, and whilst the primary focus of the role will be on KYC, the role holder will also assist with broader aspects of the Compliance Programme, such as risk assessments, screening and training. Applicants should be educated to degree level and have some experience of working in KYC...

Operational Compliance Officer London – 4 days in the office per weekFinitas are working with a leading quantitative-driven electronic market-maker partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income, Commodity, and Crypto markets. We are helping them search for an Operational...

Redstone Commodity Search focus on offering 360° search solutions to the global commodities markets. With a competitive coverage of Trading Houses, Producers, Majors, Utilities, Merchants, Hedge Funds, Investment Banks and Brokerages; Redstone Commodity Search can confidently offer you an edge in today’s volatile market.Redstone Commodity Search are...