Compliance Trading Manager

Audit Managers on the team both lead and participate in conducting regulatory focussed internal audits, developing audit planning documentation and testing strategies and maintaining strong relationships with key stakeholders across the bank. Applicants should be able to demonstrate expertise of Conduct and Compliance risks impacting UK Retail and Corporate...

THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance Executive to join the firm. The firm are based centrally in the city close to Bank Station.THE RESPONSIBILITIES:Management and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm’s systems...

Attribution Search has partnered with a reputable multi-strategy hedge fund looking for a Head of Trading Compliance, EMEA. This person will be working alongside the Global CCO, EMEA CCO and the EMEA GC as a key contributor to refining, improving, and enhancing the Legal and Compliance platform for the region.The role will support the continued growth of the...

Trading Manager - Telecommunications - Permanent - Onsite Canary WharfDo you thrive in a fast-paced environment and enjoy making strategic decisions? Are you passionate about the telecoms industry and eager to leverage your expertise to drive profitable growth? If so, then we want to hear from you!About the Role:In this exciting role, you'll be...

Develop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...

MERJE are currently supporting a long established FX/Currency business in their search for a Compliance specialist in London.You’ll have a fairly wide remit of responsibility, however expected that 50% of your time will be dedicated to managing their Monitoring programme.Key responsibilities include but are not limited to:Undertake regular compliance...

Compliance Executive/Head of ComplianceBrokerage - CFD'sLondonUp to £100K BasicFidarsi are pleased to be working with a global brokerage, specialising in CFD's to help them find a compliance executive/Head of Compliance.This is a great opportunity for an experienced compliance executive to take ownership of a compliance function in a growing...

Trade Surveillance Compliance Officer (English & French Fluent)We are seeking a highly skilled Trade Surveillance Compliance Officer with fluency in both English and French to join our Compliance team at a leading Investment Bank based in London.As a key member of the Compliance team, you will be responsible for monitoring trading activities across various...

A pivotal role at a highly successful firmReporting directly into an inspiring CCO Key ActivitiesDay responsibility for the management and oversight of the core compliance monitoring programme and regulatory complianceWorking with various members of the firm alongside the CCO and compliance analyst to complete compliance related checksDay to day...

Robert Half is recruiting for a Junior Trade Operations Analyst & Compliance Specialist to join a currency exchange service company.ROLE: Operations Analyst with Compliance experienceLENGTH: PermLOCATION: 4 days in the office (London)PAY: up to £35,000 per annumThe RoleClient OnboardingAccount Opening ReportingCompliance Screening Referrals –...

Compliance Officer - Global Quantitative Investment Management FundWe are excited to assist a leading global quantitative investment management fund in their search for a Compliance Officer to join their expanding team based in London. This is a fantastic opportunity for professionals with a strong background in commodities and experience in derivatives and...

An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

MERJE are partnered with a leading Investment Manager who are looking for a Compliance Officer to join their fast growing and global team. Key Responsibilities: Manage a varied portfolio of regulatory compliance activities including: giving advisory opinions, providing training, developing policies and processes, approving new business initiatives, and...

Our Client is a global leader wthin Transportation Trading with offices across the globe and a strong international presence.Role Overview:An exciting opportunity has arisen for an enthusiastic and self-motivated individual to join the Compliance team as a Communications and Trade Surveillance Officer. This role is ideal for someone looking to broaden their...

Role Summary: The candidate will join the Compliance team to assist with the regulatory oversight and control of the company’s regulated and non-regulated activities. The company is predominantly involved in trading and broking exchange traded derivatives across exchanges such as the LME, ICE and CME.This is a broad role with a particular focus on the...

As the Customs & Trade Operations Leader, your primary responsibility will be the implementation and management of bonded warehouses in both the UK and the Netherlands.You will handle all trade operations across the EMEA region, with a particular focus on goods movement to and from the Distribution Centres in these countries, ensuring compliance with customs...

This is a senior level Trading Analysis role which will work closely with traders to develop models and tools for pricing and risk management across energy trading markets. This will included market fundamentals and trading strategies. The role will work closely with traders to understand trading strategies and risk profiles as well as desk P&L. and be the...

A Financial FX company based in London are looking to recruit an 'Compliance Associate'The role offers a basic salary of up to £30k, plus benefits.London/office based (moving to hybrid after 6 months.) This is a permanent role.You must have previous experience in compliance to be considered for the role. Responsibilities: · Address compliance and...

About usXBTO is a leading institutional provider for digital assets. In 2015, XBTO was first to provide institutional-grade liquidity to major trading platforms. Since then, we have made significant efforts to create stability in the cryptocurrency markets.XBTO offers a comprehensive regulated platform for digital assets and tailored investment solutions...

About usXBTO is a leading institutional provider for digital assets. In 2015, XBTO was first to provide institutional-grade liquidity to major trading platforms. Since then, we have made significant efforts to create stability in the cryptocurrency markets.XBTO offers a comprehensive regulated platform for digital assets and tailored investment solutions...