Current jobs related to Compliance Officer - London, UK - MERJE

  • Compliance Officer

    2 days ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

  • Risk & Compliance Analyst

    3 weeks ago

    London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...

  • Compliance Officer

    3 days ago

    London, UK, United Kingdom Selby Jennings Full time

    We are seeking a Compliance Officer to join our clients London office. The Compliance Officer will be responsible for ensuring that the organisation adheres to regulatory requirements and internal policies. This role involves monitoring compliance with laws and regulations, conducting audits, and providing guidance to staff on compliance matters. Key...

  • Compliance Officer

    5 months ago

    London, UK, United Kingdom Beta Capital Management Limited Full time

    About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our operations. To strengthen our team, we are seeking a diligent and knowledgeable Compliance Officer who shares...

  • Compliance Officer

    1 month ago

    London,, UK, United Kingdom Simmons & Hanbury Full time

    Our client is a leading Algorithmic Trading Firm looking for a Compliance Officer to contribute to the global Compliance processes of the firm with a focus towards Operational Compliance.The Opportunity:You will gain exposure to the Compliance, Regulatory, Operations and Trading control processes of a global electronic trading firm. Reporting to the Chief...

  • Compliance Officer

    3 weeks ago

    London,, UK, United Kingdom twenty84 Full time

    Compliance OfficerLocation: LondonContract: 12-Month Fixed-Term Contract (FTC) with the potential for a permanent roleSalary: Up to 55KReports to: Head of ComplianceWhy This Role?Are you ready to advance your compliance career in a dynamic investment firm? Our client is seeking a proactive Compliance Officer for a 12-month FTC, with potential for a permanent...

  • Compliance Officer

    4 weeks ago

    London,, UK, United Kingdom Synchronicity Financial Services Full time

    Synchronicity Financial Services is working with a long-standing client who are a highly reputable compliance consultancy serving investment management firms. Part of their business is a hugely successful regulatory hosting platform and due to continued growth they are looking for a Compliance Generalist with 4+ years experience to join their team. You will...

  • Compliance Officer

    1 week ago

    London,, UK, United Kingdom Rutherford Full time

    Rutherford is partnered with an innovative, fast-growing VC-backed fintech company specialising in payment solutions, seeking a Compliance Officer to join their expanding compliance team in London. This role reports directly to the MLRO/CCO and offers an excellent pathway for professional growth in a dynamic fintech. Key ResponsibilitiesConduct KYB and KYC...

  • Compliance Officer

    3 weeks ago

    London,, UK, United Kingdom Jacobson Garner Full time

    Compliance Advisory - AVP Level (Credit, Rates, FX, Commodities)A global investment bank is seeking a talented Compliance Advisory professional at the AVP level to join their dynamic team. This is a key role, providing essential advisory services across the firm's product range, including Credit, Rates, Foreign Exchange (FX), and Commodities.Provide...

  • Compliance Officer

    4 weeks ago

    London, UK, UK, United Kingdom B4B Payments - A Banking Circle Group Company Full time

    Job Title: Compliance OfficerLocation: London / Travel required / HybridTerm: PermanentSalary: £40,000 (Depending on Experience)Reports to: Head of Compliance and UK MLROAbout usB4B Payments is part of the Banking Circle ecosystem, a Payments Bank for financial institutions. We operate as an independent affiliate of Banking Circle and whilst we are separate...

  • Compliance Officer

    2 days ago

    London, UK, UK, United Kingdom B4B Payments - A Banking Circle Group Company Full time

    Job Title: Compliance OfficerLocation: London / Travel required / HybridTerm: PermanentSalary: £40,000 (Depending on Experience)Reports to: Head of Compliance and UK MLROAbout usB4B Payments is part of the Banking Circle ecosystem, a Payments Bank for financial institutions. We operate as an independent affiliate of Banking Circle and whilst we are separate...

  • Compliance Monitoring Officer

    2 months ago

    London,, UK, United Kingdom Trident Trust Full time

    Trident Trust is a leading independent provider of corporate, trust and fund services to the financial services sector worldwide, employing over 1000 staff across a global footprint that spans Africa, the Americas, Asia, the Caribbean, Europe and the Middle East. We are seeking to expand our Group Compliance Monitoring Team through the recruitment of a...

  • Senior Compliance Officer

    4 weeks ago

    London,, UK, United Kingdom Profectus Recruitment Full time

    Profectus is working with a global fintech organisation looking for Senior Compliance Officer. The ideal candidate for this role will have key experience with investment service regulations. You will be working for an impressive global company that promotes a positive work culture. This is a Hybrid role with three days in the office a week. They’re located...

  • Compliance Officer

    4 weeks ago

    London,, UK, United Kingdom Alko Recruitment Full time

    RoleThis role is critical within the business to assist with day-to-day compliant business operations and collation, evaluation and implementation of the regulatory data required by the Compliance Manager. Responsibilities· Monthly review of all operator licenses seals, maintaining up to date copies of licenses on file.· Drafting, implementing...

  • Compliance Officer

    2 months ago

    London, UK, UK, United Kingdom InvestEngine Full time

    We are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future. No more flutters on crypto or trading away hard-earned cash on yesterday’s biggest tech firm. We are building the platform for real people to make the most of their investments in the right way...

  • Chief Compliance Officer

    1 week ago

    London, UK, UK, United Kingdom The MWek Company Full time

    Chief Compliance Officer (SMF 16) – Derivatives & Structured ProductsLocation: LondonStart Date: ImmediateContract Type: Permanent/ContractJob Description:We are seeking a highly experienced Chief Compliance Officer (CCO) with deep expertise in derivatives and structured products to oversee and enhance our compliance framework. The successful candidate...

  • Senior Compliance Officer

    2 months ago

    London,, UK, United Kingdom Macquarie Group Full time

    In this role you will be responsible for ensuring activities comply with applicable rules and regulations. You will leverage your compliance experience to develop and advise on policies, processes, and procedures. There will also be opportunities for you to support the business with new initiatives and provide a range of compliance training to ensure robust...

  • Chief Compliance Officer

    1 month ago

    London,, UK, United Kingdom OCR Alpha Full time

    OCR Alpha is currently working with a fast growing, long-short hedge fund headquartered in London. This global firm predominately invests across long/short equity as well as fixed income, commodities, and private investments. The RoleTo support recent growth, our client is looking to hire an experienced Chief Compliance Officer. You will have global coverage...

  • Interim Compliance Officer

    1 month ago

    London,, UK, United Kingdom Simmons & Hanbury Full time

    Our client is a global private credit fund looking for an interim Compliance Officer for a 3-6 month period to conduct ongoing regulatory compliance responsibilities. The Opportunity:The role will involve overseeing delivery of on-going compliance support, periodic on-site FCA-reviews and other significant and complex regulatory projects. The individual will...

  • Compliance Officer

    3 months ago

    London, UK, United Kingdom CLARC Recruitment Full time

    A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an individual that has a genuine interest in ESG and must be comfortable working very closely with the front office as...

Compliance Officer

2 months ago

London, UK, United Kingdom MERJE Full time

MERJE are partnered with a leading Investment Manager who are looking for a Compliance Officer to join their fast growing and global team.


Key Responsibilities:


  • Manage a varied portfolio of regulatory compliance activities including: giving advisory opinions, providing training, developing policies and processes, approving new business initiatives, and supporting business-led projects (including group level initiatives) and transactions.
  • Keep the business apprised of regulatory changes and provide high-level impact analysis that can then be assessed for further project implementation or policy drafting
  • Help manage Core Compliance and trading Compliance
  • Input into the design and operation of the monitoring and transaction surveillance programme
  • Helping to manage Compliance policies and procedures across the business.



Key Requirements:


  • Compliance experience within Investment Management
  • Strong FCA regulatory knowledge experience
  • Knowledge of Surveillance, Core and Trade Compliance
  • Experience formulating Compliance policies and procedures


To find out more about this exciting opportunity please apply below.