Current jobs related to Compliance Officer - London, UK - CLARC Recruitment
-
Compliance Officer
7 days ago
London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeAre you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...
-
Risk & Compliance Analyst
4 weeks ago
London,, UK, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...
-
Compliance Manager
2 days ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES:Consideration of all relevant statutory and regulatory provisions...
-
Compliance Officer
1 week ago
London, UK, United Kingdom Selby Jennings Full timeWe are seeking a Compliance Officer to join our clients London office. The Compliance Officer will be responsible for ensuring that the organisation adheres to regulatory requirements and internal policies. This role involves monitoring compliance with laws and regulations, conducting audits, and providing guidance to staff on compliance matters. Key...
-
Compliance Officer
4 weeks ago
London,, UK, United Kingdom twenty84 Full timeCompliance OfficerLocation: LondonContract: 12-Month Fixed-Term Contract (FTC) with the potential for a permanent roleSalary: Up to 55KReports to: Head of ComplianceWhy This Role?Are you ready to advance your compliance career in a dynamic investment firm? Our client is seeking a proactive Compliance Officer for a 12-month FTC, with potential for a permanent...
-
Compliance Officer
1 month ago
London,, UK, United Kingdom Synchronicity Financial Services Full timeSynchronicity Financial Services is working with a long-standing client who are a highly reputable compliance consultancy serving investment management firms. Part of their business is a hugely successful regulatory hosting platform and due to continued growth they are looking for a Compliance Generalist with 4+ years experience to join their team. You will...
-
Compliance Officer
2 weeks ago
London,, UK, United Kingdom Rutherford Full timeRutherford is partnered with an innovative, fast-growing VC-backed fintech company specialising in payment solutions, seeking a Compliance Officer to join their expanding compliance team in London. This role reports directly to the MLRO/CCO and offers an excellent pathway for professional growth in a dynamic fintech. Key ResponsibilitiesConduct KYB and KYC...
-
Compliance Officer
2 days ago
London,, UK, United Kingdom Eames Consulting Full timeEames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester.We are seeking compliance generalists to support the Head of Compliance with a solid understanding of the PRA/FCA Handbook, Sanctions, and Financial crime.Requirements include but are not limited...
-
Compliance Officer
4 hours ago
London, UK, United Kingdom Eames Consulting Full timeEames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester. We are seeking compliance generalists to support the Head of Compliance with a solid understanding of the PRA/FCA Handbook, Sanctions, and Financial crime. Requirements include but are not...
-
Compliance Officer
4 weeks ago
London,, UK, United Kingdom Jacobson Garner Full timeCompliance Advisory - AVP Level (Credit, Rates, FX, Commodities)A global investment bank is seeking a talented Compliance Advisory professional at the AVP level to join their dynamic team. This is a key role, providing essential advisory services across the firm's product range, including Credit, Rates, Foreign Exchange (FX), and Commodities.Provide...
-
Compliance Officer
4 hours ago
London, UK, United Kingdom CLARC Recruitment Full timeWe are exclusively recruiting for a growing asset management firm looking to hire a Compliance Officer for a newly created role as the business continues to expand. This role will suit someone with a proactive & dynamic working approach, comfortable working within a fast paced work environment. The ideal candidate will have previous experience working with...
-
Compliance Officer
1 month ago
London, UK, UK, United Kingdom B4B Payments - A Banking Circle Group Company Full timeJob Title: Compliance OfficerLocation: London / Travel required / HybridTerm: PermanentSalary: £40,000 (Depending on Experience)Reports to: Head of Compliance and UK MLROAbout usB4B Payments is part of the Banking Circle ecosystem, a Payments Bank for financial institutions. We operate as an independent affiliate of Banking Circle and whilst we are separate...
-
Compliance Officer
7 days ago
London, UK, UK, United Kingdom B4B Payments - A Banking Circle Group Company Full timeJob Title: Compliance OfficerLocation: London / Travel required / HybridTerm: PermanentSalary: £40,000 (Depending on Experience)Reports to: Head of Compliance and UK MLROAbout usB4B Payments is part of the Banking Circle ecosystem, a Payments Bank for financial institutions. We operate as an independent affiliate of Banking Circle and whilst we are separate...
-
Compliance Officer
2 days ago
London, UK, UK, United Kingdom Lutine Bell Full timeLutine Bell are currently supporting a leading insurer looking to appoint a Compliance Officer into their retail division of the business, reporting directly into the Head of Compliance.Responsibilities:Oversee the delivery of thorough and prompt guidance on new propositions, emerging business prospects, and regulatory initiatives, with a continuous...
-
Senior Compliance Officer
1 month ago
London,, UK, United Kingdom Profectus Recruitment Full timeProfectus is working with a global fintech organisation looking for Senior Compliance Officer. The ideal candidate for this role will have key experience with investment service regulations. You will be working for an impressive global company that promotes a positive work culture. This is a Hybrid role with three days in the office a week. They’re located...
-
Compliance Officer
2 months ago
London, UK, UK, United Kingdom InvestEngine Full timeWe are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future. No more flutters on crypto or trading away hard-earned cash on yesterday’s biggest tech firm. We are building the platform for real people to make the most of their investments in the right way...
-
Chief Compliance Officer
2 weeks ago
London, UK, UK, United Kingdom The MWek Company Full timeChief Compliance Officer (SMF 16) – Derivatives & Structured ProductsLocation: LondonStart Date: ImmediateContract Type: Permanent/ContractJob Description:We are seeking a highly experienced Chief Compliance Officer (CCO) with deep expertise in derivatives and structured products to oversee and enhance our compliance framework. The successful candidate...
-
Chief Compliance Officer
1 month ago
London,, UK, United Kingdom OCR Alpha Full timeOCR Alpha is currently working with a fast growing, long-short hedge fund headquartered in London. This global firm predominately invests across long/short equity as well as fixed income, commodities, and private investments. The RoleTo support recent growth, our client is looking to hire an experienced Chief Compliance Officer. You will have global coverage...
-
Senior Legal Compliance Officer
2 days ago
London,, UK, United Kingdom JW Michaels & Co. Full timeProminent global private equity firm is seeking a Senior Legal Compliance Officer/Attorney to join their growing team!7+yrs experienceFinancial services, PE, FCA compliance. SEC knowledge is a plus.Will report to the GC and CCO who sit in the U.S. Provision of advice concerning regulatory and operational matters and internal policies, whether in a structured...
-
Compliance and Risk Officer
2 days ago
London,, UK, United Kingdom JPT Recruitment Full timeAbout the Company Our client, a leading sustainability partner to the financial industry, offers top-tier ESG advisory and portfolio analytics solutions. They work with prominent financial institutions to meet rigorous environmental, social, and governance (ESG) requirements. With significant recent growth, the company is expanding its team and aims to...
Compliance Officer
3 months ago
A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an individual that has a genuine interest in ESG and must be comfortable working very closely with the front office as they expand their ESG offering.
Main Responsibilities:
- Provide advice & guidance to the business on ESG regulations.
- Identify new ESG regulatory developments relevant to the business and communicate these findings to relevant stakeholders.
- Develop internal policies and procedures.
- Establish and maintain key relationships across the business and external parties with regard to ESG.
- Develop training on ESG.
Job Requirements:
- Minimum of 3 years ESG experience working within a fund management business, ideally from within Compliance or similarly focused department.
- Excellent understanding of ESG regulations including SDR &, SFDR.
- Knowledge of funds, UCITS & AIFS, preferable.
- Excellent communication skills, both written and oral.
Unless otherwise stated, candidates must have the right to work in the UK.
The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.