Senior Legal Compliance Officer

3 weeks ago


London, UK, United Kingdom JW Michaels & Co. Full time

Prominent global private equity firm is seeking a Senior Legal Compliance Officer/Attorney to join their growing team


  • 7+yrs experience
  • Financial services, PE, FCA compliance. SEC knowledge is a plus.
  • Will report to the GC and CCO who sit in the U.S.
  • Provision of advice concerning regulatory and operational matters and internal policies, whether in a structured context or ad hoc.
  • Managing the periodic review and maintenance of Compliance and Operations policies, procedures and risk assessments. Providing specialised training, as appropriate.
  • Working closely with the Chief Compliance Officer on policy maintenance and regulatory initiatives.
  • Acting as the principal liaison officer for relevant regulatory authorities, including the UK Financial Conduct Authority (FCA)

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