MLRO and Compliance Manager

Role Overview:Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. This individual will hold the CF 10 and CF 11 functions as required by the Financial Conduct Authority (FCA) and during the initial engagement, they will...

We are hiring for an Interim MLRO for a small UK Retail Banking Business.To fulfil the statutory obligations of the ‘Nominated Officer’ as SMF17 and MLRO.,The MLRO will assist with the transition of any 1LoD responsibilities from 2LoD to the First Line.Ensuring compliance with AML staff training obligations, including ensuring that all relevant staff...

THE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...

Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financial crime. Objective: The overriding objectives of the Head of Compliance/CCO (SMF16) & MLRO (SMF17)...

Key info:Permanent role paying up to 95kLending/retail banking experience essentialDeputy MLRO and member of Risk CommitteeProvide an effective 2nd line compliance, financial crime and data protection framework, plan, and maintain relations with 3rd line assurance.Own, develop and review all company policies (except credit), ensuring all employees are...

We have been exclusively assigned to search for a Money Laundering Reporting Officer (MLRO) to join a rapidly growing fintech payments company in London.This is an exciting opportunity for seasoned MLROs or Deputy MLROs (DMLROs) looking to advance their careers, especially those with experience in fintech or payments. It offers a distinctive chance to...

Key info:Permanent role paying 85-95kLending/retail banking experience essentialDeputy MLRO and member of Risk CommitteeProvide an effective 2nd line compliance, financial crime and data protection framework, plan, and maintain relations with 3rd line assurance.Own, develop and review all company policies (except credit), ensuring all employees are educated...

My client is an international bank. Looking to hire an MLRO for their london Head Office.Job Purpose:To support the Executive in achieving their Strategic Plan and objectives in a compliant manner by providing appropriate challenge and diligence. To ensure that a strong compliance culture is recognised and embedded across the Bank. To lead the management of...

Senior Compliance Analyst As a Senior Compliance Analyst, you will be responsible for ensuring full compliance of all FX trading and related activities. You will work closely with our MLRO and Head of Compliance to maintain commitment to regulatory excellence. Key ResponsibilitiesCompliance MonitoringSupport the MLRO to maintain an in-depth understanding of...

Job Title: Head of ComplianceLocation: Remote within the UK (London HQ)Employment Type: Full-TimeAs the nominated officer, the MLRO ensures that information leading to knowledge or suspicion of money laundering is disclosed appropriately to the relevant authorities meeting the requirement of The Proceeds of Crime Act (POCA).About our client:Join a dynamic,...

Job Title: Head of ComplianceLocation: Remote within the UK (London HQ)Employment Type: Full-TimeAbout our client:Join a dynamic, 20-year-old payments and cross-currency fintech that’s pushing the boundaries in financial technology innovation. Headquartered in London, they’re renowned for delivering reliable, streamlined payment solutions to clients...

Compliance ManagerLondon-basedWe're currently working with a briliant full-service law firm, listed on the Legal 500 they have an international presence. A brilliant firm covering clients across private individuals, family offices and owner-managed businesses through to international and public listed companies.Now looking at succession planing, for...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

Job Title: Interim Head of ComplianceContract Duration: 3-6 months with the chance to go permanentLocation: Remote within the UK (London HQ)About our client:Join a dynamic, 20-year-old payments and cross-currency fintech that’s pushing the boundaries in financial technology innovation. Headquartered in London, they’re renowned for delivering reliable,...

Compliance ManagerLocation: London Hybrid/Remote UKSalary: Up to £70,000Skills: Compliance Manager, Risk, AML, Financial Services, Compliance Specialist, CASS, FCA Regulations, FSMA2000, Mifid, Sanctions, Cross Boarder PaymentsFantastic opportunity has come available to work with my client who are leading London based Fintech software provider enabling...

Our client is an Integrated Energy trading company based in Central London. Working as part of the Legal Affairs department, and reporting to the Head of Compliance & MLRO, the successful candidate with be an experienced Compliance professional, whose experience will include Monitoring. The successful candidate will ideally have a good understanding of...

We are currently working on a search for a global payments firm that are looking for a Head of Compliance in London. The Head of Compliance will be tasked with scaling the firm's compliance program across the globe and building a best-in-class financial crime function. Responsibilities:Design and implement a best-in-class compliance & financial crime...

Rutherford is partnered with an innovative, fast-growing VC-backed fintech company specialising in payment solutions, seeking a Compliance Officer to join their expanding compliance team in London. This role reports directly to the MLRO/CCO and offers an excellent pathway for professional growth in a dynamic fintech. Key ResponsibilitiesConduct KYB and KYC...