Deputy MLRO and Senior Compliance Manager

Role Overview:Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. This individual will hold the CF 10 and CF 11 functions as required by the Financial Conduct Authority (FCA) and during the initial engagement, they will...

Key info:Permanent role paying 85-95kLending/retail banking experience essentialDeputy MLRO and member of Risk CommitteeProvide an effective 2nd line compliance, financial crime and data protection framework, plan, and maintain relations with 3rd line assurance.Own, develop and review all company policies (except credit), ensuring all employees are educated...

We have been exclusively assigned to search for a Money Laundering Reporting Officer (MLRO) to join a rapidly growing fintech payments company in London.This is an exciting opportunity for seasoned MLROs or Deputy MLROs (DMLROs) looking to advance their careers, especially those with experience in fintech or payments. It offers a distinctive chance to...

My client is an international bank. Looking to hire an MLRO for their london Head Office.Job Purpose:To support the Executive in achieving their Strategic Plan and objectives in a compliant manner by providing appropriate challenge and diligence. To ensure that a strong compliance culture is recognised and embedded across the Bank. To lead the management of...

THE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...

About Us:Daytona offers a suite of powerful features designed to make global money transfers easy, secure, and seamless. Our platform includes robust security protocols to protect sensitive information, comprehensive compliance and risk management tools to meet regulatory standards and versatile APIs that integrate smoothly with your existing systems....

We are hiring for an Interim MLRO for a small UK Retail Banking Business.To fulfil the statutory obligations of the ‘Nominated Officer’ as SMF17 and MLRO.,The MLRO will assist with the transition of any 1LoD responsibilities from 2LoD to the First Line.Ensuring compliance with AML staff training obligations, including ensuring that all relevant staff...

Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financial crime. Objective: The overriding objectives of the Head of Compliance/CCO (SMF16) & MLRO (SMF17)...

Job Title: Head of ComplianceLocation: Remote within the UK (London HQ)Employment Type: Full-TimeAs the nominated officer, the MLRO ensures that information leading to knowledge or suspicion of money laundering is disclosed appropriately to the relevant authorities meeting the requirement of The Proceeds of Crime Act (POCA).About our client:Join a dynamic,...

Senior Compliance Analyst As a Senior Compliance Analyst, you will be responsible for ensuring full compliance of all FX trading and related activities. You will work closely with our MLRO and Head of Compliance to maintain commitment to regulatory excellence. Key ResponsibilitiesCompliance MonitoringSupport the MLRO to maintain an in-depth understanding of...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

This role provides the role holder the opportunity to join a small newly formed team supporting the Deputy Head of EMEA CPD overseeing the day-to-day administrative and operational functions of the EMEA CPD Department. This team has the responsibility to deliver and implement a series of initiatives which span across business as usual and change activities...

Job Title: Head of ComplianceLocation: Remote within the UK (London HQ)Employment Type: Full-TimeAbout our client:Join a dynamic, 20-year-old payments and cross-currency fintech that’s pushing the boundaries in financial technology innovation. Headquartered in London, they’re renowned for delivering reliable, streamlined payment solutions to clients...

Compliance ManagerLondon-basedWe're currently working with a briliant full-service law firm, listed on the Legal 500 they have an international presence. A brilliant firm covering clients across private individuals, family offices and owner-managed businesses through to international and public listed companies.Now looking at succession planing, for...

THE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES:Consideration of all relevant statutory and regulatory provisions...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

Job Title: Interim Head of ComplianceContract Duration: 3-6 months with the chance to go permanentLocation: Remote within the UK (London HQ)About our client:Join a dynamic, 20-year-old payments and cross-currency fintech that’s pushing the boundaries in financial technology innovation. Headquartered in London, they’re renowned for delivering reliable,...

Compliance ManagerLocation: London Hybrid/Remote UKSalary: Up to £70,000Skills: Compliance Manager, Risk, AML, Financial Services, Compliance Specialist, CASS, FCA Regulations, FSMA2000, Mifid, Sanctions, Cross Boarder PaymentsFantastic opportunity has come available to work with my client who are leading London based Fintech software provider enabling...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...