Financial Promotions Compliance Manager

My client, a leading fund management firm, are currently looking for a Financial Promotions Compliance specialist to join the team in London on a permanent basis.This is an exciting opportunity to join a thriving and growing firm on their ongoing global expansion.Requirements:Reviewing and approving financial promotions (UK and EU)Experience working within...

THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance Executive to join the firm. The firm are based centrally in the city close to Bank Station.THE RESPONSIBILITIES:Management and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm’s systems...

What the Hiring Manager Says This role sits in the Marketing team, working across the investment management and financial planning business units, and working with the channel marketers in the team. It is a great job for someone who is highly organised, proactive and works well with a range of stakeholders. The role reports into the Propositions Marketing...

Financial House, a trusted provider of financial services, offers merchant acquiring and card-issuing solutions. Our products are multi-currency, comprehensive solutions that are swift, efficient, and adhere to global security standards. As a Principal member of MasterCard, Visa, and UnionPay, our advanced API provides seamless integration with essential...

A Financial FX company based in London are looking to recruit an 'Compliance Associate'The role offers a basic salary of up to £30k, plus benefits.London/office based (moving to hybrid after 6 months.) This is a permanent role.You must have previous experience in compliance to be considered for the role. Responsibilities: · Address compliance and...

THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

Audit Managers on the team both lead and participate in conducting regulatory focussed internal audits, developing audit planning documentation and testing strategies and maintaining strong relationships with key stakeholders across the bank. Applicants should be able to demonstrate expertise of Conduct and Compliance risks impacting UK Retail and Corporate...

A leading International Law Firm is hiring a Director of Financial Crime to work with their new business intake team in London.This team manages all risks associated with the business, including legal, regulatory, commercial and reputational. This will include managing conflicts of interest, new client and matter risk analysis, AML checks, sanctions checks,...

JSS Search are partnered with a household name E-Commerce brand to recruit a Marketplace Compliance Manager.We are looking for applicants with financial crime compliance experience within a regulated entity, ideally within a retail/e-commerce marketplace environment.The Marketplace Compliance Manager’s core focus will be on four key business...

We are seeking an experienced Marketing Compliance Manager to join our team within a leading investment management firm based in London.Role Overview:As the Marketing Compliance Manager, you will play a crucial role in ensuring that all marketing materials, including financial promotions, fund documentation, and overall client engagement materials, comply...

We are thrilled to present this excellent opportunity to become part of one of our premier businesses. Nexus Financial Consulting is seeking a high-calibre financial services administration professional to expand their team. The firm offers comprehensive financial planning services to a diverse clientele, including business owners and high-net-worth...

Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a credit card, they will be...

Regulatory compliance officer Full time/ Permanent Bank - City of London 3 days per week in office Paying up to £60,000 Day to Day Maintain a culture of compliance and ethical behaviour Proactive management of performance and targets Development of appropriate control and reporting structures, including that of segregation and resilience Open and timely...

Arthur are working with a London Market Insurance Broker on an exclusive basis as they seek a Compliance Manager to join their dynamic team.Reporting into the Senior Compliance Manager, you will be responsible for helping the wider compliance team with the production and maintenance of the group regulatory compliance framework with a focus on regulatory...

A Financial FX company based in London are looking to recruit an 'Business Development Manager.'The role offers a basic salary of £45-50k, plus competitive commission.London/office based (moving to hybrid after 6 months.) This is a permanent role.Requirements:Lead new business growth within the team by engaging directly with EM clients seeking FX...

Purpose of JobTo provide advice and guidance to the London business and support functions as well as EMEA Local office MLROs on financial crime compliance matters.To provide advice and guidance on the regulatory and legal expectations with respect to financial crime compliance.To provide advice and guidance on the design and operation of financial crime...

Workplace Type: Hybrid (2 days in the office per week) About the role: The Programme Manager for Financial Crime Compliance will lead and manage large-scale programmes aimed at enhancing the organisation's financial crime prevention framework. This includes overseeing projects related to Anti-Money Laundering (AML), sanctions, fraud prevention, and Know...

IDEX are currently working with a PE backed broker who operate primarily in the retail and MGA world.Due to year on year growth the broker are now looking at expanding their Compliance function with the hire of a Compliance Analyst. This is the perfect 'second role' for someone who wants to be involved in more project style work.This is purely an...

A pivotal role at a highly successful firmReporting directly into an inspiring CCO Key ActivitiesDay responsibility for the management and oversight of the core compliance monitoring programme and regulatory complianceWorking with various members of the firm alongside the CCO and compliance analyst to complete compliance related checksDay to day...

We are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future. No more flutters on crypto or trading away hard-earned cash on yesterday’s biggest tech firm. We are building the platform for real people to make the most of their investments in the right way...