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Compliance Manager

3 months ago

London, UK, United Kingdom Bruin Full time

My client, a leading fund management firm, are currently looking for a Financial Promotions Compliance specialist to join the team in London on a permanent basis.


This is an exciting opportunity to join a thriving and growing firm on their ongoing global expansion.


Requirements:


  • Reviewing and approving financial promotions (UK and EU)
  • Experience working within Asset/Investment Management
  • Strong regulatory knowledge (FCA COBS rules, MiFID II, UCITS IV, FUND, CASS, AIFMD, GDPR, KIID and PRIIPS KID, SDR)
  • A sound understanding of the marketing and product governance frameworks
  • Strong communication skills
  • A self starter who can work independently and also collaboratively