Compliance Programme Manager
4 days ago
A large international bank based in London.
Description
Compliance Programme Manager will act in a senior capacity supporting the delivery and implementation of the EMEA compliance Transformation initiative by:
- Ensuring that the transformation initiative is appropriately supported by governance and oversight. Ensuring associated progress, controls, decision-making, risk and issue management are robustly documented and evidenced to withstand review by external Regulatory Authorities.
- Preparing appropriate Management Information, Senior Management reporting up to and including Management Board and, when required, Regulatory reporting submissions with respect to compliance change initiatives and other compliance matters.
- Partner with compliance Management to develop a consistent departmental strategy across EMEA that is designed to effectively manage Compliance and Financial Crime risk whilst ensuring a cohesive and effective EMEA compliance Department
Accountabilities & Responsibilities
- To support the successful delivery and implementation of the EMEA compliance Transformation initiative.
- Work with stakeholders across Compliance and Financial Crime teams to deliver end-to-end change programmes
- Oversee Transformation initiative workstreams to ensure workstream deliverables are met in line with initiative plan, escalating risks and issues in a timely and effective manner to ensure resolution.
- Working with workstream leads to document end to end processes, build business cases, business user requirements and functional specifications
- Co-ordinate and where appropriate, lead and participate in the development, testing and implementation of IT solutions and enhancements
- Preparing appropriate MI, Senior Management Reports including Board and, when required, regulatory reporting submissions with respect to change Compliance and Financial Crime change initiatives
- Evaluate and assess Compliance, Monitoring and Surveillance and Financial Crime change requests ensuring necessity and impact of change request to ensure a consistent approach
- Partner with EMEA Compliance and Financial Crime Management to develop a consistent departmental IT strategy across EMEA that is designed to effectively manage Compliance and Financial Crime risk whilst ensuring a cohesive and effective EMEA Compliance and Financial Crime Department
- Partner with key stakeholders across 3 lines of defence provide advice and guidance on any Compliance and Financial Crime process change, control enhancements and the deployment thereof.
Profile
Compliance Programme Manager Knowledge, Skills, Experience & Qualifications
- Has demonstrable experience working in a change leadership role within a regulated entity with the relevant knowledge and understanding of appropriate systems and controls frameworks
- End to end programme management experience in Financial Crime or Compliance within a financial services organisation, preferably banking
- Knowledge of UK and EU Compliance and Financial Crime regulations, legislation and industry best practice
- Has previously worked in a role responsible for designing and implementing Financial Crime or Compliance programs (or parts thereof)
- Has extensive stakeholder management experience and adopts a proactive approach to stakeholder engagement and management, using initiative to meet with stakeholders and build strong relationships
- Has extensive project management experience
- Experience/demonstrable comfort with technology concepts and solutions that support the development of an effective Compliance and Financial Crime framework
- Has experience anticipating, identifying and managing risks in programme delivery
- Has experience of dealing with regulatory examinations
- Strong ability to manage competing priorities
Job Offer
This is paying c. £140-150K as a basic plus benefits
-
Risk & Compliance Analyst
3 weeks ago
London,, UK, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...
-
Compliance Manager
3 weeks ago
London,, UK, United Kingdom Dalkia UK Full timeThere is a permanent opportunity for you here as a Compliance Manager working with our friendly team from our busy college site in London.This role will suit a compliance manager with a mechanical background in the FM sector.The RoleTo provide management and assurance on all aspects of compliance within the specific contract to ensure client, staff and user...
-
Compliance Manager
1 month ago
London,, UK, United Kingdom Arthur Recruitment Full timeCompliance Manager (Insurance) London/Hybrid £100,000The role will be responsible for implementing compliance policies and procedures across all areas of the UK Insurance business, advising internal stakeholders on all aspects of compliance. The Compliance Manager is responsible for delivering exceptional service to underwriting teams and other business...
-
Compliance Monitoring Manager
4 days ago
London, UK, United Kingdom Interactive Brokers Group, Inc. Full timeInteractive Brokers (U.K.) Limited, based in London, part of IBKR global online financial brokerage services, seeks a generalist compliance professional to join our fast-paced business in a complex operating environment. You will hit the ground running from the start, so we expect you to have relevant experience and a can-do attitude to relish the challenge...
-
Programmes Manager
4 weeks ago
London, UK, United Kingdom TPP Recruitment Full timeThe RoleAn exciting opportunity has arisen within a world-renowned higher education institute offering a range of MBA, Executive MA and other Postgraduate programmes, recognised for it's academic excellence, research and strong industry connections.You will play a key role in supporting faculty in their research and teaching through the development and...
-
Compliance Manager
2 days ago
London, UK, United Kingdom PHOENIX COMMUNITY HOUSING Part timeWe have an exciting opportunity for a Compliance Manager, specialising in Asbestos management, to join a unique and award-winning housing association. Through being engaging and diligent, you will drive Phoenix Community Housing’s robust approach to risk, by being a competent source of knowledge for the organisation around all things Compliance. You will...
-
Associate Programme Manager
4 weeks ago
London,, UK, United Kingdom Modo Recruitment Full timeI'm currently looking to recruit an Associate Programme Manager for my client in London. You will be responsible for managing a range of new and existing clients and contracts and take responsibility for service delivery, strategy development and generating new business. This role will also include writing business cases and engaging in business...
-
Compliance Manager
5 months ago
London, UK, United Kingdom One Ten Associates Full timeOur client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis...
-
Compliance Monitoring Manager
4 weeks ago
London,, UK, United Kingdom Ntrinsic Consulting Full timeCompliance Monitoring Manager is required by our client in City of London to take ownership of multiple aspects of internal, market conduct, and consumer protection Compliance, including any associated second-line controls and managing advisory and regulatory change projects.As Compliance Monitoring Manager, your primary focus will be to design and maintain...
-
Compliance Manager
1 week ago
London,, UK, United Kingdom Artemis Talent Group Ltd Full timeCompliance ManagerLocation: London Hybrid/Remote UKSalary: Up to £70,000Skills: Compliance Manager, Risk, AML, Financial Services, Compliance Specialist, CASS, FCA Regulations, FSMA2000, Mifid, Sanctions, Cross Boarder PaymentsFantastic opportunity has come available to work with my client who are leading London based Fintech software provider enabling...
-
Compliance Manager
1 month ago
London, London, UK, United Kingdom qed legal Full timeCompliance ManagerLondon-basedWe're currently working with a briliant full-service law firm, listed on the Legal 500 they have an international presence. A brilliant firm covering clients across private individuals, family offices and owner-managed businesses through to international and public listed companies.Now looking at succession planing, for...
-
Compliance Manager
3 weeks ago
London,, UK, United Kingdom Zoul Ltd. Full timeCompany DescriptionZoul is a mental health and well-being app based in the London Area, United Kingdom. The app offers a range of powerful audios, from meditation for high-performers to healing life traumas and deep sleep relaxation. Zoul merges ancient meditation practices with modern techniques to foster deeper sleep, emotional strength, wisdom, and inner...
-
Manager-Compliance
2 weeks ago
London, UK, United Kingdom American Express Full timeYou Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you...
-
Programme Director
1 month ago
London,, UK, United Kingdom Pegasus Search & Selection Full timeMajor Programmes Director We are representing a leading global consultancy looking for a Major Programmes Director to spearhead multi-billion-pound capital programmes in the Infrastructure, Energy, and Defence sectors across the UK.About the Role:In this pivotal position, you will be responsible for the strategic leadership and successful delivery of major...
-
Risk & Compliance Manager
4 weeks ago
London,, UK, United Kingdom Lumon Full timeWho are we?Lumon is a leading foreign exchange and international payments company which enables effortless overseas payments by uniting people, technology & expertise. We are passionate about what we do, as we believe helping people and companies achieve their goals is more valuable than just moving their money.Life at LumonPeople are always at the heart of...
-
Compliance Manager
3 days ago
London,, UK, United Kingdom HCLTech Full timeKey tasks & responsibilities To manage the financial crime compliance requirements for HCLIBS and our client companies.To support the Head of Compliance and Financial Crime with financial crime relationship management to our clients’ counterpart functionsTo identify and review Financial Crime and Data/Information security related regulatory publications,...
-
Compliance Advisory Manager
4 days ago
London, UK, United Kingdom TP ICAP Full timeThe TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...
-
Service Manager – Capital Programmes
2 weeks ago
London,, UK, United Kingdom Vox Network Consultants Full timeRole PurposeDevelop, gain funding and manage the capital programme and associated budgets for improving and maintaining the Council’s corporate buildings, land and other buildings by agreementProvide advice to the Head of Estate & Facilities Management on achieving the council’s objectives, including policy and strategy development.Support, plan and...
-
Compliance Monitoring Associate
3 months ago
London, UK, United Kingdom Meredith Brown Associates Full timeRole & Responsibilities: Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard and delivering results in a timely manner. Work proactively to identify control gaps and weaknesses, determine root cause, and escalate and propose viable solutions to the risks and weaknesses...
-
Compliance Manager
1 month ago
London, UK, United Kingdom CLARC Recruitment Full timeWe have been exclusively instructed by a Financial Services firm seeking a Compliance Manager to join their business on an initial 12-month Fixed Term Contract. Main Responsibilities: Assist and monitor Personal Account Dealing using the PA Dealing system and generate reports for Compliance and the Board. Maintain and oversee Gifts & Entertainment...