Senior Compliance Manager

1 month ago


London, UK, United Kingdom Arthur Recruitment Full time

Senior Compliance Manager

London - Hybrid


Duties:

  • Support implementation of compliance plan to ensure compliance with U.S. & European applicable regulation.
  • Implement systems and controls, including policies and procedures.
  • Provide input to the Group Compliance Monitoring Programme.
  • Undertake regulatory monitoring of international regulatory developments.
  • Provide regulatory advice to business stakeholders.
  • Support the Head of in preparing updates and reporting in relation to international compliance matters.
  • Help team members maintain licensing records required.


Experience:

  • Experience in a similar Compliance role within the Insurance market is essential
  • Strong knowledge of international regulatory and compliance requirements.
  • Have an excellent understanding of international regulatory frameworks, with an ability to swiftly understand the requirements and regulatory landscape of new jurisdictions.
  • Broad generalist compliance experience covering licensing, sanctions & financial crime, data protection and compliance assurance required
  • Specific experience in the North America, Australia and/or European insurance markets would be highly beneficial



  • London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    A forward-thinking, ambitious, well-respected regional law firm is looking for a Risk and Compliance Manager to join them in South East London. Within this role, you will be leading a small team of risk and compliance professionals in their day-to-day tasks. You will collaborate on a variety of risk and compliance tasks, such as AML, complaints and...


  • London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, a Magic Circle Law Firm, is seeking a Senior Compliance Analyst to join their office in London. Within this role, you will advise the firm on issues relative to new clients and matters, such as client confidentiality, conflicts of interest and reputational/commercial risks.The ideal candidate must have experience within a reputable, international...

  • Compliance Lawyer

    1 month ago


    London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified lawyer with a passion for compliance?Do you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...


  • London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    A top global law firm is looking for a Compliance Team Leader to support the Compliance Manager in providing tailored training to new joiners into the Business Acceptance and supervise a team of compliance professionals.This role is ideal for someone with a keen eye for detail and an enthusiastic approach to prioritising complex tasks. You’ll support the...


  • London, UK, United Kingdom Warner Scott Recruitment Full time

    My Client is a top 20 Practice firm, and they are looking for a Compliance Manager or Senior Manager to joint their growing team. Responsibilities The Compliance Manager/Senior Manager plays a vital role in the Firm's System of Quality Management (SOQM), supporting individuals within the SOQM and the Professional Standards Committee (PSC). This role...


  • London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a prestigious, multinational law firm, seeking a Compliance Assistant to join them in London. This position is perfect for someone who has worked in a similar role within a law firm and is now looking for their next opportunity.Within this role, you will handle intake requests and assist with new client matters, amongst other...


  • London,, UK, United Kingdom Lutine Bell Full time

    Lutine Bell are supporting the Head of Compliance of a Leading Retail Bank to appoint a Senior Compliance Monitoring Manager.As the Senior Compliance Monitoring Manager you will be responsible for the design and delivery of the Compliance Monitoring Plan. This includes ensuring that the monitoring framework is focused on key regulatory risks and priorities,...


  • London,, UK, United Kingdom Verto Full time

    At Verto, we’re passionate about helping businesses in Emerging markets reach the world. What first started life as a FX solution for trading Nigerian Naira has now become a market-leading platform, changing the way thousands of businesses transfer money in and out of Emerging Markets.We believe that where you do business shouldn’t determine how...


  • London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...

  • Senior Manager

    1 week ago


    London,, UK, United Kingdom Danos Group Full time

    My client is a really exciting insurtech who are rapidly growing across the UK and international, having more than doubled in size in the past 3 years. They look for high calibre, driven and dynamic individuals who will really contribute to their culture. This company have an key opportunity to bring on a Senior Manager in a 1st line compliance role, sitting...

  • Senior Risk

    7 days ago


    London, UK, United Kingdom Laz Partners Full time

    Please note: Experience with Aladdin/Webfolio is a core requierement for this role. We have partnered with one of our top clients, a leading global asset manager, seeking to hire an experienced Senior Risk Manager for their London office. This critical role involves developing & maintaining tools and methods to measure, monitor, and control applicable risks,...

  • Compliance Manager

    1 month ago


    London,, UK, United Kingdom Danos Group Full time

    My Client, an International Fund Manager, are looking for a Compliance Manager to join their team of 4 in London. The role will largely be focussed on guideline monitoring while taking on ad-hoc generalist compliance responsibilities including pa dealing and thematic monitoring.The role will offer the opportunity to work closely with the senior members of...


  • London,, UK, United Kingdom Lutine Bell Full time

    Summary of role:Our ideal candidate will have at least seven years relevant experience within a leading investment manager and will have a track record of providing proactive, commercial and value-adding regulatory advice to senior business leaders, in collaboration with Risk and Legal colleagues as required. The successful candidate will exhibit strong...

  • Senior Legal

    1 month ago


    London,, UK, United Kingdom The Goat Agency Full time

    Job Title: Senior Legal & Compliance ManagerLocation: Hybrid 1-2 days in Office Per Week; Office based in Holborn, LondonSalary: £40k-£50k (depending on experience) About Goat: We are the global leading social - first advertising agency driven by influencers. Our team of dedicated professionals excels in delivering outstanding results for clients by...


  • London, UK, United Kingdom Attribution Search Full time

    Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in identifying, responding to, and preparing for, regulatory change. Assisting the Money Laundering Reporting...


  • London,, UK, United Kingdom Arthur Recruitment Full time

    Arthur are currently partnered with a large Insurer who are seeking a Senior Compliance Analyst - this is a full time permanent role based in London on a hybrid basis reporting into the Senior Compliance Manager.Main duties:Support on SMCRHorizon Scanning - Uk and internationalStakeholder managementReviewing policies and proceduresKey requirements:General...

  • Compliance Manager

    3 weeks ago


    London,, UK, United Kingdom Vantage Full time

    Overview:Vantage is seeking a seasoned Compliance personnel to oversee our compliance operations. This role involves a strategic approach to regulatory compliance across multiple jurisdictions, including FCA, ASIC, etc. While experience in the FX and CFD industry is a bonus, we are primarily looking for a candidate with robust compliance knowledge and...

  • Senior Risk Lawyer

    1 month ago


    London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client - a top 50 International law firm - is seeking a Senior Risk Lawyer to join their Global Risk & Compliance team in London. This is a really exciting opportunity to support the firm’s Risk & Compliance Partner/COLP/MLRO in relation to their global responsibilities, with the potential to travel to the firm’s global offices.Key Responsibilities...

  • Compliance Manager

    1 month ago


    London,, UK, United Kingdom Arthur Recruitment Full time

    This is an exciting opportunity to join a reputable General Insurance firm as a Compliance Manager, reporting into the Head of Compliance . This role would suit either an experienced senior officer looking to take a step into management, or a manager looking to take on more responsibility and a new challenge. There is the opportunity to manage a small team...


  • London,, UK, United Kingdom Edenbrook Full time

    New Senior Compliance Analyst (Sanctions) opportunity working with a top-performing specialty insurer. You’ll be a key member of the team and will support on all aspects of regulatory compliance across the group, gaining exposure to both intermediary and insurer regulatory requirements, as well as Lloyd’s oversight requirements.Key...