Current jobs related to Senior Compliance Manager - London, UK - Bruin

  • Compliance Manager

    3 days ago

    London,, UK, United Kingdom Compliance Professionals Full time

    (12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

  • Compliance Manager

    3 days ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

  • Compliance Manager

    3 days ago

    London,, UK, United Kingdom Compliance Professionals Full time

    12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

  • Global Head of Compliance

    1 day ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

  • Head of Compliance

    3 days ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...

  • Compliance Officer

    3 days ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To provide comprehensive advice on regulatory requirementsInterpret and communicate complex regulatory changeTo work closely with key stakeholders and ensure appropriate regulatory advice is providedWork closely...

  • Compliance Monitoring Analyst

    3 days ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...

  • Compliance Manager

    2 weeks ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES:Consideration of all relevant statutory and regulatory provisions...

  • Risk & Compliance Analyst

    1 month ago

    London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...

  • Trade Surveillance Manager

    3 days ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a leading securities firm based in the City. They are looking to hire a Trade Surveillance Manager for their team, it is essential that the candidate has people management experience. THE RESPONSIBILITIES:Managing the Surveillance function and working with the Trade Surveillance analysts to conduct trade surveillance and related...

  • Senior Compliance Manager

    1 day ago

    London,, UK, United Kingdom ETRA Talent Full time

    Four Fantastic Compliance Opportunities.Hi Compliance Network in London (with RTW in the UK),I am currently assisting Three different Firms who are looking for relevant Compliance Managers / Officers. Role 1:Client: Wealth Manager (Ultra High Net-worth) Level: Head of Compliance Salary: 90-120k (subject to experience)Experience needed: Senior compliance...

  • Senior Compliance Officer

    1 month ago

    London,, UK, United Kingdom FS Talent Group Full time

    Senior Compliance ManagerLocation: London/HybridIndustry: FintechPosition Type: Full-timePay: £95k-110k DoEI am currently working with an award-winning fintech company that’s making waves in the savings, investing, and financial planning space. They are seeking an experienced Senior Compliance Manager to join their leadership team. This is a fantastic...

  • Compliance Senior Manager

    3 months ago

    London, UK, United Kingdom Macquarie Group Full time

    Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index products to institutional investors. As part of the Compliance Division within our Risk Management Group, this...

  • Compliance Manager

    2 weeks ago

    London,, UK, United Kingdom CDW UK Full time

    About CDWCDW is a leading multi-brand provider of information technology solutions to business, government, education and healthcare customers around the Globe. A Fortune 500 company and member of the S&P 500 Index, CDW was founded in 1984 and employs over 15,000 coworkers, with headquarters across the United States, United Kingdom and Canada.CDW prides...

  • Compliance Manager

    3 days ago

    London,, UK, United Kingdom Pure Search Full time

    Pure Search are currently supporting a leading London Market Insurer as they look to hire a Compliance Manager to join their Central Compliance Function within their London office. This role sits within a growing arm of a global business, in what is still a fairly small team. This means it’ll be a broad role, with plenty of interaction with senior...

  • Compliance Programme Manager

    2 weeks ago

    London, UK, United Kingdom Page Executive Full time

    A large international bank based in London. Description Compliance Programme Manager will act in a senior capacity supporting the delivery and implementation of the EMEA compliance Transformation initiative by: Ensuring that the transformation initiative is appropriately supported by governance and oversight. Ensuring associated progress, controls,...

  • Compliance Manager

    1 week ago

    London,, UK, United Kingdom DiverseJobsMatter Full time

    The teamYou will be part of Finance, Risk and Compliance team which is one of the key support services of our organisation. The team deals with all aspects of financial operations and supporting the business in risk and compliance matters, contract reviews and sustainable and value for money procurement, including compliance with public sector procurement.As...

  • Compliance Manager

    1 month ago

    London,, UK, United Kingdom Dalkia UK Full time

    There is a permanent opportunity for you here as a Compliance Manager working with our friendly team from our busy college site in London.This role will suit a compliance manager with a mechanical background in the FM sector.The RoleTo provide management and assurance on all aspects of compliance within the specific contract to ensure client, staff and user...

  • Compliance Advisory Manager

    2 weeks ago

    London, UK, United Kingdom TP ICAP Full time

    The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

  • Senior Compliance Officer

    2 weeks ago

    London,, UK, United Kingdom Q Networkers Ltd Full time

    Senior Risk & Compliance Officer (Investment Management) - 12 Month Contract - £70k - £80kRole and responsibilitiesTo provide compliance advice and guidance to business stakeholders to facilitate delivery of (a) good client outcomes, (b) a compliant and risk aware culture and (c) the Group’s business model and strategy.Key ResponsibilitiesCompliance...

Senior Compliance Manager

2 months ago

London, UK, United Kingdom Bruin Full time

Senior Compliance Manager


I am working with an prestigious Asset Manager who are building out their alternative offering


We are looking to speak to senior Compliance candidates who have the industry experience and technical know how to build out this function.

  • You will be tasked to build, improve the Framework
  • Ensure that the alternative products and services comply with the relevant laws and regulations.
  • Provide advice and oversight on Distribution compliance.
  • The successful candidate will have a good understanding of regulatory requirements impacting alternative funds including private equity, real estate, private credit


Great opportunity to get in at the ground level and be part of a growing and exciting ALTERNATIVES business