Senior Compliance Manager

6 days ago


UK, UK, United Kingdom Lutine Bell Full time

Be part of a dynamic team within a growth-focused business area, joining a collaborative environment with a strong culture. This role sits within a rapidly expanding sector, offering the opportunity to contribute to new initiatives, including the launch of investment funds on a global scale.

Key Responsibilities:

  • Advisory Support: Provide expert guidance on fund strategy, conduct risk, and compliance, ensuring high standards of risk management.
  • Regulatory Analysis: Monitor and assess emerging regulations, implementing necessary changes swiftly and effectively.
  • Conflict Resolution: Act as the main contact for addressing and managing conflicts within the investment area.
  • Committee Involvement: Participate in committee meetings and assist with drafting reports and documentation.

Qualifications:

  • Experience: Demonstrated background in Real Assets or Alternative Assets.
  • Compliance Expertise: Strong understanding of compliance and conduct risk within an investment management environment.
  • Regulatory Knowledge: Familiarity with AIFMD and other relevant regulations.
  • Stakeholder Management: Proven ability to foster effective relationships with stakeholders across the business.

  • Compliance Manager

    1 month ago


    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a...

  • Compliance Analyst

    1 month ago


    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

  • Compliance Analyst

    6 days ago


    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

  • Compliance Manager

    1 month ago


    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...


  • UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set.In this role you will work alongside a small team consisting of a...


  • UK, UK, United Kingdom Selby Jennings Full time

    A leading global investment management firm is seeking an experienced Deputy Head of Compliance to join their growing compliance team. This senior-level position offers an exciting opportunity to work in a fast-paced and challenging environment, overseeing both regulatory and AML functions while ensuring that our firm adheres to the highest standards of...


  • UK, UK, United Kingdom Stellar Select Full time

    Job Title: Senior Compliance OfficerLocation: London with Hybrid work 2 days from homeSalary: Up to £95,000 plus discretionary bonusWorking Hours: Monday - Friday 9 am - 6 pmBenefits:25 Days Holiday Plus bank and public holidaysPension schemePrivate healthcareOther flexible benefitsAbout the role of Senior Compliance OfficerWe have a great new opportunity...


  • UK, UK, United Kingdom Ansys Full time

    The Senior License Compliance Sales Specialist (LCSS) is responsible for identifying and developing revenue opportunities to generate business in a geographical territory through License Compliance (LC) cases. The LCSS guides the sales team and channel partners through the license compliance process and conducts direct commercial negotiations with CxOs and...


  • UK, UK, United Kingdom Broadgate Full time

    Job Title: Senior Compliance Advisory ManagerLocation: London - Hybrid workingRegulatory Advisory: Provide regulatory advice to the business, build strong relationships, and offer constructive challenge when needed.Project Management: Lead ad-hoc compliance projects, including process updates, regulatory requests, and breach reviews.Business Change: Provide...


  • UK, UK, United Kingdom Arthur Recruitment Full time

    Arthur are delighted to be working with a leading Insurance Broker in the London market as they seek a Senior Compliance Manager to join their growing team.Reporting into the Head of Compliance, you will be a strong generalist Compliance person with a particular focus on keeping abreast of all FCA regulatory developments.Main DutiesStaying on top of the...


  • UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a fantastic boutique city law firm assisting them to hire a Data Protection Lawyer. This role is a fantastic opportunity for somebody who has experience in data protection, risk and compliance and who would like to broaden their skill set.In this role you will work alongside a small team consisting of a compliance assistant, senior...

  • Compliance Analyst

    6 days ago


    UK, UK, United Kingdom Edenbrook Full time

    New Compliance Analyst opportunity working with a rapidly growing Lloyd’s Syndicate. Reporting directly to the Senior Compliance Analyst and working closely with the Head of Compliance and underwriting teams, you will support the Compliance team on a wide variety of Compliance matters, with a particular focus on being responsible for the monthly monitoring...


  • UK, UK, United Kingdom MERJE Full time

    Location: Cheshire West (Hybrid 4 days office / 1 home)MERJE is delighted to offer a remarkable opportunity for a Group Compliance Manager to join our client, a technical consultancy that operates across various industries such as agricultural, metals and minerals operating in Europe, the Americas, Asia, Africa, and Australia. In this role, the Group...

  • Compliance Associate

    1 month ago


    UK, UK, United Kingdom Gresham Hunt Full time

    Compliance Associate – 1 Year FTCAsset and Investment ManagerLondon – Up to £70,000Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis.Our client is a leading provider of asset and investment management services across a diverse range of asset classes....

  • Head of Compliance

    6 days ago


    UK, UK, United Kingdom ETRA Talent Full time

    Head of Compliance - SMF16 & SMF17Are you a seasoned compliance leader with a strong grasp of SMF16 and SMF17 responsibilities? Join an innovative, global financial services firm as their new Head of Compliance in a pivotal senior role, steering compliance frameworks and enhancing regulatory governance across dynamic markets.About the Role: As the Head of...

  • Compliance Manager

    6 days ago


    UK, UK, United Kingdom Camino Partners Ltd Full time

    Compliance ManagerCentral LondonHybrid£35k-£40kWith over 10 years experience within the healthcare recruitment industry, my client are looking for a brilliant Compliance Manager to join their team to run and manage a top class compliance function! This role is crucial to ensure compliance is adhered to throughout the entire business, supporting the smooth...


  • UK, UK, United Kingdom Azets Full time

    Who are AzetsAzets are a leading firm of Accountants and Business Advisers operating across the UK, Ireland and the Nordics, we have a wide network of employees and an abundance of inspiring opportunities to join one of our many offices!We are a top ten accountancy firm in the UK and are the number one largest SME practice.The OpportunityAs a Compliance...

  • Compliance Manager

    6 days ago


    UK, UK, United Kingdom Buckden Partners Full time

    We are seeking an experienced Compliance Manager on behalf of our client, a rapidly expanding fintech company that is growing its presence in the UK market. The ideal candidate will have a strong background in fintech, preferably in payments, and will be responsible for overseeing compliance initiatives within the UK operations.This is a critical role to...


  • UK, UK, United Kingdom Gleeson Recruitment Group Full time

    Risk & Compliance Senior Administrator Birmingham (Hybrid working)Up to £35K, PermanentAn exciting opportunity has arisen for a skilled and detail-oriented professional to join our Birmingham client's In-House Legal, Risk, and Compliance team. In this role, you will provide high-quality administrative support to ensure efficient coordination of...

  • Compliance Manager

    2 months ago


    London, UK, UK, United Kingdom Nashrock Insurance Recruitment Full time

    The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring AssistantGeneral Responsibilities:1. ISO...