Regulatory Lawyer, Wealth Management

Location: City of London Salary: Competitive Salary and Bonus (OTE: £60k+). Plus future ownership. Contract: EmployedHours: Full-timeAn excellent opportunity has arisen for a Servicing Advisor to join our team. We are an award-winning Appointed Representative of St. James’s Place Wealth Management, who through quality, integrity, and excellence, are a...

Associate Wealth Manager – AAG Wealth Management AAG Wealth Management, one of SJP's most successful Partners, are looking to grow their team with an Associate Wealth Manager. Given their continued expansion plans, AAG are looking for an individual who is seeking a structured way of entering financial advice whilst requiring training to reach their...

Hydrogen are working with a leading Investment Manager who are seeking a highly qualified and driven Regulatory Lawyer to join their well respected legal team. This an excellent opportunity for a lawyer looking for a broad and exciting in-house role where you will work very closely with the investment teams and wider business. Responsibilities: · Provide...

High growth FinTech seeking a regulatory lawyer for London legal team.Responsibilities will include:Legal and compliance regulatory advice Drafting documentation supporting payment productsWork with business team supporting new products and initiativesRepresent legal on key projectsCandidates are expected to be mid to senior lawyers with UK financial...

On behalf of our client, an elite US law firm, we are seeking a talented Financial Regulatory Lawyer with 3-6 years of post-qualification experience (PQE). The successful candidate will join a top-tier European financial services regulatory practice, advising a diverse clientele including banks, broker-dealers, asset managers, fintechs, and insurance...

The Client:A leading investment manager is looking to launch of a retail investment platform for their clients and are seeking a highly skilled and motivated lawyer to spearhead this initiative. The successful candidate will lead the legal aspects of launching and operating the platform, providing strategic legal advice, and overseeing all related legal...

Our client is a global investment manager who is looking for a corporate commercial lawyer to join their wealth management legal team. The ideal candidate will have a minimum of 4 years of experience and would have trained or spend some time in private practice. Responsibilities would include: review, negotiate and advise on documents and contracts relevant...

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High growth FinTech in the payments space seeking a regulatory lawyer for its London legal team.Responsibilities will include:Legal and compliance regulatory adviceDrafting documentation supporting payment productsCommercial Contracts and M&A supportWork with business team supporting new products and initiativesRepresent legal on key projectsCandidates are...

The wealth planning arm of a leading global investment managers is seeking to recruit a high quality wealth planner within a background in provide complex advice to UHNW private clients.Their Wealth Planning team provides comprehensive financial advisory services to clients and prospects of the Wealth Management business. This includes regulated advice on...

The Company An established and widely known Wealth Management firm servicing Investment Management needs to High Net Worth Clients. The Role The Project Manager role is a permanent position and a new role within the business that will report directly to the Head of Wealth Management and work closely with the Investment Management and Financial...

Job title - Trainee Financial AdviserLocation: Kingsway – (Covent Garden/Holborn)Enver Wealth Management are looking for Trainee Financial Adviser to join their team in Kingsway, London. Enver Wealth Management are one of SJP’s most successful and fastest growing businesses. Founded by Ed Enver in 2014, Ed went through the St James’s Place Adviser...

*Senior Derivatives Lawyer. International Firm. 3 month assignment*Our client, a well respected, international law firm, is seeking the assistance of a senior Derivatives Lawyer possessing experience in handling hedging arrangements and ISDA agreements. The assignment is to start immediately and will run for an initial period of 3 months, with chance for...

Sports Lawyer, 2-4 PQE, LondonOur client, a highly regarded UK firm, is looking for a Commercial Sports Lawyer with 2-4 years’ PQE to join the Sport, Media & Entertainment Group in London.This is a unique opportunity to work alongside Partners and senior lawyers who are ranked as experts by the independent legal directories, who specialise in commercial...

Job Description We are currently recruiting for a Regulatory Lawyer to join our Financial Crime team within the Compliance department on a permanent basis. The Role This is a newly created role to support the Senior Compliance Manager & MLRO, and the Platform Group Head of Compliance to deliver the work of the Group Financial Crime Team and, as...

Responsibilities include: Responsible for interpreting any regulatory changes Preparing and maintaining regulatory policies Ensuring entities are ahead of regulatory changes through horizon scanning Working with the Change team on implementing rules. Experience: Understanding of UK & European rules Understanding of Capital Markets and Wealth Management

HOT OFF THE PRESSES!! Exciting opportunity for a senior lawyer to take the lead on ESG work with this highly regarded US law firm, well known for its regulatory excellence. This could be a London or Brussels based role and travel and interaction between those two offices is envisaged.This is a superb opportunity to carve a reputation and name for yourself...

A long standing client recognised as a leading brand name in financial services are looking for a 2-6 year PQE regulatory lawyer to join their inhouse team.Key Responsibilities:Provide ongoing advisory to the UK & EU business on current and upcoming changes in regulatory policyContinuous monitoring of new developmentsWork closely alongside compliance in...

Our client a top asset & wealth manager are looking to make a compliance hire in their London office.They operate a hybrid working environment with 3 days in the office per week.Responsibilities:Work closely with the senior manager to ensure the firm meets current and upcoming regulatory obligationsAssist with regulatory policy implementationOther adhoc...

An excellent opportunity has arisen at a leading Investment bank in the city for Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to any new regulatory change initiatives.Within this role you will contribute to the reviews and analysis undertaken in respect of Regulatory Change. You will...