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London, UK, United Kingdom Orla Rose Associates Full time

Investment Operations - Wealth Management


Product Knowledge

Understanding of private clients and the types of portfolios available to both individuals and entities. Entities will include companies, trusts, charities, pensions, investment bonds. Understand the main types of the securities and investment products and how these are supported on behalf of clients across multiple operational areas.


Industry and regulatory understanding

Sound understanding of the purpose and structure of the Financial Services industry, the organisation and its function within the industry. Good knowledge of the UK Regulatory Environment and relevant market practice. Understanding of process risks and the need for and implementation of both preventative and detective controls.


Client Service and Relationship

Ensure that the firm’s clients and staff are always treated fairly and responsibly, with respect and consideration. Maintain a strong focus on delivering best outcomes for clients and always conduct themself in a professional manner. Promote engagement across the team and wider business by contributing to team discussions in a proactive and positive way.


Must have 3+ years working in wealth management operations.