Compliance Manager

2 months ago


Greater Manchester UK, Greater Manchester, United Kingdom Broadgate Full time

Regulatory and Consultancy Manager

Manchester

Salary £60-70k


This role is to take command over a wide range of services, including Compliance Training & Competency, Audit and Regulatory Support. The company offers Financial Advisory services, bringing expertise to the insurance and wealth industries.


Snapshot of the role

  • Supervise a team of Field Regulatory Consultants
  • Lead consultancy engagements (project management, proposals, customer engagement)
  • Work with stakeholders on new business strategies
  • Review team performance (MI) and feedback
  • Setting and implementing the culture, approach for the team to follow


Your Profile

  • Knowledge of FCA Conduct of Business, Compliance and T&C Rules, and Financial Services Propositions
  • Experience in a supervisory/managerial capacity, and in client-focused roles
  • Diploma in Financial Planning
  • CeMAP, Chartered Status would be advantageous


For full details, please apply here


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