Compliance Manager
2 months ago
Regulatory and Consultancy Manager
Manchester
Salary £60-70k
This role is to take command over a wide range of services, including Compliance Training & Competency, Audit and Regulatory Support. The company offers Financial Advisory services, bringing expertise to the insurance and wealth industries.
Snapshot of the role
- Supervise a team of Field Regulatory Consultants
- Lead consultancy engagements (project management, proposals, customer engagement)
- Work with stakeholders on new business strategies
- Review team performance (MI) and feedback
- Setting and implementing the culture, approach for the team to follow
Your Profile
- Knowledge of FCA Conduct of Business, Compliance and T&C Rules, and Financial Services Propositions
- Experience in a supervisory/managerial capacity, and in client-focused roles
- Diploma in Financial Planning
- CeMAP, Chartered Status would be advantageous
For full details, please apply here
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