Risk & Compliance Manager

1 week ago


London, UK, United Kingdom Brown & Brown Europe Full time

IT Risk & Compliance Manager

Location: Hybrid - London

Package: Negotiable + Benefits


We are seeking an experienced leader to join our growing organisation as the IT Risk and Compliance Manager. In this high profile role, you will be responsible for evolving, implementing, and maintaining a robust IT risk management and compliance framework that aligns with our business objectives and regulatory requirements. You will collaborate with various departments to ensure that our IT systems, processes, and data are secure, compliant, and resilient.


You will be responsible for implementing the Technology IT risk and compliance framework and maintaining the operational risk framework across all functions at Brown and Brown Europe. The role also involves being a key part of the Technology Solutions leadership team in Europe, working alongside US counterparts.


The day to day:


  • Develop and execute the IT risk and compliance strategy in alignment with the organisation's overall risk management framework.
  • Provide expert guidance and leadership on IT risk management, cybersecurity, data protection, and regulatory compliance matters.
  • Collaborate with senior leadership to integrate IT risk management into the broader business strategy.
  • Identify, assess, and prioritise IT risks, including cybersecurity threats, data breaches, and technology-related operational risks.
  • Develop and implement risk mitigation strategies and controls
  • Monitor and report on the effectiveness of risk management processes and controls.
  • Ensure the organisation’s IT operations comply with relevant laws, regulations, industry standards, and internal policies.
  • Lead the development and implementation of IT compliance programs, including data privacy, cybersecurity, and IT governance.
  • Support and conduct regular compliance audits, assessments, and reviews to identify areas of non-compliance and drive corrective actions.
  • Mentor, and develop a high-performing team of IT risk and compliance professionals.
  • Foster a culture of continuous improvement, collaboration, and accountability within the team.
  • Work closely with cross-functional teams, including Legal, Finance, and Operations, to ensure a coordinated approach to IT risk and compliance.
  • Serve as the primary point of contact for internal and external audits related to IT risk and compliance.
  • Communicate effectively with senior leadership and the Board on IT risk and compliance issues, initiatives, and outcomes.
  • Oversee the incident response process for IT-related incidents, including cybersecurity breaches and data loss events.
  • Lead post-incident reviews to identify root causes and implement preventive measures.


About you:

  • Bachelor’s degree in Information Technology, Computer Science, Information Security, or a related field. A Master’s degree or relevant certifications (e.g., CISA, CRISC, CISSP) is highly desirable.
  • Extensive years of experience in IT risk management, compliance, or information security,
  • Proven ability to lead and mentor teams, with a track record of driving successful risk and compliance initiatives.
  • Strategic thinking with the ability to navigate complex, dynamic environments.
  • In-depth knowledge of IT risk management frameworks, cybersecurity best practices, and regulatory compliance requirements (e.g., GDPR, ISO 27001, NIST).
  • Strong understanding of enterprise IT systems, cloud computing, and emerging technologies.
  • Strong experience with SOX / IT Internal Controls audit, implementation and design improvement
  • Strong knowledge of IT auditing concepts and principles alongside understanding of IT General Controls, and ideally IT Automated Controls and IT-Dependent Controls.
  • SME level expertise in respect to information security (at least two domains of expertise) risk management processes, frameworks and regulatory aspects.

Advantageous

  • Insurance Industry experience, financial services industry experience
  • Agile delivery qualifications (eg SAFe)


The rewards:

  • A negotiable basic salary and all the normal benefits you’d expect (Holiday, company pension etc.)
  • A collaborative, open and honest environment that is designed to deliver the best outcomes to our clients and staff
  • A flexible working methodology to enable you to be where you need to be, if you don’t need to be in an office then don’t, if you want to be in an office your welcome to use one.
  • An environment built around supporting and developing our staff with funding available for relevant professional qualifications.



We are an Equal Opportunity Employer. We take pride in the diversity of our team and seek diversity in our applicants.


  • Compliance Manager

    4 weeks ago


    London,, UK, United Kingdom Compliance Professionals Full time

    (12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

  • Compliance Manager

    4 weeks ago


    London,, UK, United Kingdom Compliance Professionals Full time

    12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

  • Compliance Officer

    2 weeks ago


    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...


  • London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

  • Compliance Manager

    4 weeks ago


    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...


  • London, UK, United Kingdom Paritas Recruitment - Risk Full time

    Third Party Risk Manager A global trading firm in London is recruiting for Third Party Risk Manager to join their ranks and lead on the remediation activity relating to Procurement and Supplier management, as part of the firms Global Strategic Operational Resilience Road Map. You will review a central list of third parties and undertake a gap analysis to...

  • Risk and Compliance

    2 weeks ago


    London , London, UK, United Kingdom Montresor Recruitment Limited Full time

    We are excited to offer a fantastic opportunity for a motivated and enthusiastic individual to join the Risk and Compliance department at a leading London law firm. The team is growing, and they are looking for a Compliance assistant who is eager to take on more responsibility and contribute to the firm’s continued success. As part of the Risk and...

  • Compliance Officer

    4 weeks ago


    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To provide comprehensive advice on regulatory requirementsInterpret and communicate complex regulatory changeTo work closely with key stakeholders and ensure appropriate regulatory advice is providedWork closely...

  • Head of Compliance

    4 weeks ago


    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...


  • London, UK, UK, United Kingdom LB Group Part time

    LB Group Ltd is a leading, UK Top 75 Accountancy firm, with a heritage spanning over 60 years. We have more than 430 employees of which over 300 are accountancy professionals with offices based in Stratford, Colchester, Chelmsford, Ipswich, Halstead, Harlow, Orpington, Sidcup, and Sutton.We advise businesses, government and public sector organisations and...


  • London, UK, UK, United Kingdom LB Group Part time

    LB Group is a leading, UK Top 50 Accountancy firm. With a heritage spanning over 60 years, we have more than 400 accountancy professionals based across the South-East of England. We advise businesses and charity sector organisations and individuals in the UK and internationally across seven principal practice groups: Accountancy & Advisory, Tax and Planning,...

  • Head of Compliance

    2 weeks ago


    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...

  • Compliance Officer

    1 month ago


    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

  • In-House Risk Lawyer

    1 month ago


    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, an International Law Firm is seeking an In-House Risk Lawyer to join their dynamic office in London. The role will be varied, contributing to the management and smooth operation of the firm alongside the support of wider compliance team officers.The ideal candidate has 5 years of risk-focused PQE and extensive knowledge of legal/regulatory...


  • London, UK, United Kingdom MERJE Ltd Full time

    Overseeing advice to support the business in the practical application of the regulatory frameworks. Providing regulatory advice on the existing regulatory frameworks and developments. Providing regulatory advice to the First Line to ensure the best outcomes for clients Provision of advice to various governing bodies and committees. Keeping up-to-date with...


  • London,, UK, United Kingdom Venn Group Full time

    Venn Group is partnered with a large media corporation to recruit a Risk and Compliance Project Manager for a 1 year interim contract. This pivotal role will focus on assessing material risks to the organisation, in response to updated Financial Reporting Council guidance on UK Corporate Governance Codes.Key responsibilities of the role:Ensure financial...


  • London,, UK, United Kingdom Inventum Group Full time

    Junior Risk & Compliance Manager London£35,000 | Hybrid A boutique, full service law firm in London (Mayfair) are looking to hire their first Compliance Manager. You will be working alongside Partners, Fee-Earners and the Senior Management Team, and will be taking responsibility for the following: Answering day-to-day AML queries from fee earnersAssessing...

  • Compliance Associate

    2 weeks ago


    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring some expertise and knowledge to the team.THE RESPONSIBILITIES:Support ongoing annual compliance programme delivery: review of...


  • London,, UK, United Kingdom Bates Wells Full time

    About the RoleJoining a growing Risk & Compliance function, you will assist and advise across the business on all aspects of regulatory compliance, acting as a first point of contact for escalations and providing overall support to the team. The team deals with interesting and complex matters in the compliance space and remains mindful of the needs of the...

  • Associate Director

    1 month ago


    London,, UK, United Kingdom Bruin Full time

    Our client is a thriving Investment Management firm who operate within the private markets space. They are searching for an experienced Risk and Compliance professional to join the team in London. This individual will be assist in managing risk and compliance programs, including the implementation and monitoring of risk strategy, providing regulatory advice,...