Risk and Compliance

We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY: Our client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To provide comprehensive advice on regulatory requirementsInterpret and communicate complex regulatory changeTo work closely with key stakeholders and ensure appropriate regulatory advice is providedWork closely...

THE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

Third Party Risk Manager A global trading firm in London is recruiting for Third Party Risk Manager to join their ranks and lead on the remediation activity relating to Procurement and Supplier management, as part of the firms Global Strategic Operational Resilience Road Map. You will review a central list of third parties and undertake a gap analysis to...

Job Title: Risk and Compliance Analyst Location: Central London Salary: to £43,000 depending on experience + excellent benefits Hybrid: 3 office / 2 home Leading, tier 1 law firm are looking for a risk and compliance analyst to join their small team and assist with AML checks, risk and compliance, and conflict checks. This is a varied and generalist role...

Our client, an International Law Firm is seeking an In-House Risk Lawyer to join their dynamic office in London. The role will be varied, contributing to the management and smooth operation of the firm alongside the support of wider compliance team officers.The ideal candidate has 5 years of risk-focused PQE and extensive knowledge of legal/regulatory...

About the Company Our client, a leading sustainability partner to the financial industry, offers top-tier ESG advisory and portfolio analytics solutions. They work with prominent financial institutions to meet rigorous environmental, social, and governance (ESG) requirements. With significant recent growth, the company is expanding its team and aims to...

About the RoleJoining a growing Risk & Compliance function, you will assist and advise across the business on all aspects of regulatory compliance, acting as a first point of contact for escalations and providing overall support to the team. The team deals with interesting and complex matters in the compliance space and remains mindful of the needs of the...

We have been instructed by an established UK Law Firm who are looking for a Risk and Compliance Analyst to join them on a permanent basis. Working closely with the Compliance Manager and other team members, this broad role will support AML, Conflicts, and a variety of other compliance projects, ensuring that the firm complies with relevant regulations. ...

Who are we?Lumon is a leading foreign exchange and international payments company which enables effortless overseas payments by uniting people, technology & expertise. We are passionate about what we do, as we believe helping people and companies achieve their goals is more valuable than just moving their money.Life at LumonPeople are always at the heart of...

Our client is a thriving Investment Management firm who operate within the private markets space. They are searching for an experienced Risk and Compliance professional to join the team in London. This individual will be assist in managing risk and compliance programs, including the implementation and monitoring of risk strategy, providing regulatory advice,...

Job Title: Senior Risk and Compliance Analyst Location: Central London Salary: to £58,000 depending on experience Hybrid: 3 office / 2 home Tier 1 law firm are looking for a senior risk and compliance analyst to join their team and work closely with the Risk and Compliance Manager to help ensure that the firm complies with relevant regulations and...

Robert Half is recruiting for a Compliance & Risk Manager to join a consultancy firm.ROLE: Compliance & Risk ManagerLENGTH: PermLOCATION: Hybrid (London)PAY: up to £70,000 per annum depending on experienceOverall ResponsibilityAs a Manager, you will be responsible for serving clients and ensuring the successful execution of projects. This includes...

Organisational Relationship Reports to the Compliance DirectorLocation: London and remote workingGeneral Summary Working closely with the Risk and Regulation team, this role is responsible for providing support to the team in the discharge of their responsibilities to ensure the firm complies with its regulatory obligationsEssential Duties and...

Well known UK financial services company actively involved with consumer lending is seeking a Head of Risk and Compliance. The postholder will be responsible for risk and compliance matters across the organisation whilst developing effective relationships with key stakeholders. Candidates are expected to demonstrate the following: Previous UK risk and...

Risk and Compliance Manager - London - £80k - Sustainable InvestmentOur client are a leading Investment Advisory firm and are committed to driving sustainable growth through responsible investment and align their services with Environmental, Social, and Governance (ESG) principles to create value and positive impact.This business are right at the forefront...