Cass Analyst

15 hours ago

City of London, United Kingdom Ultimate Banking Ltd Full time

We are delighted to offer a CASS Analyst opportunity to join an established (9 years and counting), fast-growing team looking to create permanent positive change in the finance industry. Their focus is to create innovative, fair, and accessible digital financeproducts for the UK market. They want to build for good, from the inside out, so they're focussing on every detail from their brand to their environmental impact.

They offer a highly collaborative culture that also champions individual ownership and autonomy. They want you to be able to make the impact you deserve but understand not everybody goes about this in the same way, so they've created an environment thatfacilitates drive and ambition whilst being friendly to all styles of working. Their goal to drive positive change starts at home in the office, and they never want to stop seeking opportunities for improvement. That's where you come in

**The CASS Analyst**

Working closely with the Senior CASS Analyst and reporting to the CFO, the CASS Analyst will be responsible for assisting the CASS team in complying with the FCA’s CASS rules. The role will also involve other aspects of Finance Operations such as managingISA administration, including ISA transfers and annual ISA reporting.

You will be a part of the wider Finance team working within Operational Oversight and interacting with the wider business, particularly with Customer Operations and Technology. Your responsibilities will include:

- Completing the internal and external client money reconciliations for all client accounts (both retail and corporate) in line with the FCA’s CASS sourcebook and in line with internal processes
- Identifying, investigating and resolving reconciliation breaks and escalating where required
- Identifying and documenting risks to compliance
- Ensuring all incidents are handled in a timely manner and logged appropriately
- Assisting with the completion of the monthly regulatory returns (CMAR)
- Challenging existing processes with a mindset of continuous improvement and automation
- Collaborating with finance team members and wider teams

**About you**

Ideally, you’ll have 2-3 years of client money reconciliations experience within a retail investment-based business, handling and reconciling transactions at scale. You’ll be very familiar with the CASS rules, specifically chapters 7 and 10.

You’ll be a quick learner and able to hit the ground running, operating in a busy environment and dealing with multiple internal teams including Finance, Customer Operations and Technology. As part of a small team, you will need to show good team workingskills.

They are based in the heart of the City of London and operate a hybrid working model based on a purpose for being in the office. That said, they do value collaboration and a team ethos and some of this can only effectively be done in a face to face environmentso tend to be in the office 2-3 days a week. This is a great opportunity for someone looking to pursue a career in CASS Analysis and work in a cutting edge, tech driven fintech.

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