Cass Operations Analyst

3 days ago


London, United Kingdom eFinancial Careers Full time

This is a new opportunity to cover a maternity position within a small team for an individual who has worked in investment banking/asset management within reconciliations and hasa working knowledge of the CASS rules working for a friendly Financial Servicesteam. This will be a hybrid role. Duties will include:
- To conduct daily CASS client money & custody reconciliation, reviewing exceptions, liaising with Operations staff to obtain further details to enable funding decision to be made, and to instruct funding of the client money account where required.
- Where required, to arrange additional shortfall funding from the Treasury Department.
- To co-ordinate the Client Bank account acknowledgement letter process, including period reviews.
- To perform daily due diligence monitoring of sub-custodians to assess any CASS risk.
- To compile data and MI to support the monthly CMAR submission.
- To compile data and MI to support the monthly CASS Committee meetings.
- To continually evaluate the current process and ensure that controls are maintained and followed to ensure a robust and compliant process
- Where required, to support the firm in raising operational error reports and assess their CASS implications.
- To maintain a working knowledge of the CASS rules relevant to SMTB business.
- To maintain records to a standard that would meet audit and regulatory scrutiny
- To compile management information as needed


  • Cass Analyst

    17 hours ago


    City of London, United Kingdom Ultimate Banking Ltd Full time

    We are delighted to offer a CASS Analyst opportunity to join an established (9 years and counting), fast-growing team looking to create permanent positive change in the finance industry. Their focus is to create innovative, fair, and accessible digital financeproducts for the UK market. They want to build for good, from the inside out, so they're focussing...

  • Junior Cass Analyst

    1 week ago


    London, United Kingdom Equifind Full time

    Job DescriptionEquifind have teamed up with an established financial services firm who are looking to add a CASS analyst to the team to cover for the next 6-12 months.The business has been a brand name for years in the investment banking space and they have a great working culture. Its highly professional and collaborative.Key duties and responsibilities for...

  • Junior Cass Analyst

    2 weeks ago


    London, Greater London, United Kingdom Equifind Full time £45,000 - £55,000 per year

    Job DescriptionEquifind have teamed up with an established financial services firm, who are looking to add a CASS analyst to the team, to cover for the next 6-12 months.The business has been a brand name for years in the investment banking space and they have a great working culture. It's highly professional and collaborative.Key duties and responsibilities...

  • Junior Cass Analyst

    1 week ago


    Greater London, United Kingdom Trades Workforce Solutions Full time

    Equifind have teamed up with an established financial services firm, who are looking to add a CASS analyst to the team, to cover for the next 6-12 months. The business has been a brand name for years in the investment banking space and they have a great working culture. It’s highly professional and collaborative. Key duties and responsibilities Performing...


  • London, United Kingdom LMA Full time

    This is a new opportunity to cover a maternity position within a small team for an individual who has worked in investment banking/asset management within reconciliations and has a working knowledge of the CASS rules working for a friendly Financial Servicesteam. This will be a hybrid role. Duties will include: - To conduct daily CASS client money & custody...


  • London, United Kingdom Goodman Masson Full time

    A CASS Analyst is required to join a Global Client Assets (CASS) team and contribute to the safeguarding and protection of our clients' money. The role is with a global asset manager with broad and deep expertise across all major asset classes The CASS Analyst will work flexibly and collaboratively to support the upkeep and development of our regulatory...


  • London, United Kingdom Careers In Group Full time

    **The Audit and Risk Recruitment Company (ARRC)* **has been mandated by our client, a growing wealth management business, in their search for an Operational Risk Analyst to cover all aspects of documentation reviews (including identifying keyrisks and controls) across the operational landscape of the business, as the business prepares for a companywide Risk...


  • London, United Kingdom Careers In Group Full time

    **The Audit and Risk Recruitment Company (ARRC)** has been mandated by our client, a growing wealth management business, in their search for a CASS Risk specialist to cover all aspects of CASS reviews (including identifying key risks and controls)working across the operational landscape of the business, as the business prepares for a companywide Risk...


  • London Area, United Kingdom Kohort Recruitment 🎯 Making CASS, Operational Resilience and Compliance Recruitment Simple 🤝 Full time £60,000 - £100,000 per year

    CASS & Safeguarding Manager – Payments / E-Money (Exclusive Role)I'm working exclusively with a fast-growing PSP/EMI to hire aSafeguarding Manager— a high-impact role owning independent oversight of client money protection.You'll challenge and strengthen safeguarding reconciliations, controls, CASS MI, Breach Management and help the business get ready...


  • Greater London, United Kingdom Trades Workforce Solutions Full time

    A prominent financial services firm in London seeks a CASS analyst for a 6-12 months contract. The role involves cash and asset reconciliations, CASS calculations, and project involvement. Candidates should have strong CASS technical knowledge and financial services experience, ideally in investment management. The position offers a salary of £45k-£55k,...