Regulatory Compliance Manager

2 weeks ago


London, United Kingdom May & Stephens Full time

our client, a global foreign exchange provider, is seeking a Regulatory Compliance Manager for its London office.
As the manager of the regulatory team, you will be responsible for:

- Working closely with the Head of Compliance to build awareness of the firm's regulatory obligations;
- Day-to-day provision of assistance and advice, training and awareness to front office sales and trading departments and other business areas;
- Maintain up to date awareness of rule requirements and regulatory guidance, essentially
EMIR, MiFID II, PSD 2 and BREXIT related changes;
- Research and horizon scan for regulatory change, keep the business advised accordingly;
- Liaise with external legal counsel and interpret advice;
- Review and maintenance of Compliance guidance, policy and procedures;
Regulatory Compliance Manager - what we're looking for:
Previous experience within the Compliance and Regulatory market is essential
Experience working with international payments would be beneficial
Excellent communication skills
Highly organised with the ability to multi-task
High standard of oral and written English
Additional European languages would be highly desirable
What's in it for you?
The chance to work for a rapidly growing firm with plenty of opportunity for development and a fantastic company culture
May & Stephens Ltd is acting as an Employment Agency in relation to this vacancy.



  • london, United Kingdom VRS Regulatory Full time

    A unique opportunity to take a key role on the leadership team of a highly successful and award-winning developer of naturally sourced, sustainable ingredients for regulated consumer products. They are the leader in their field, the market is exploding, this position will be paramount to this regulatory centric business’ continued global growth. The...

  • Compliance Manager

    7 hours ago


    London, United Kingdom ABM GLOBAL COMPLIANCE Full time

    **Leading the Compliance Department to fulfil the client’s requirement as per the Regulatory Guidelines in Specified Time.**: - Develop the AML/KYC policies and procedures for Crypto Assets, Consumer Credit Institutions firms. - Dealing the Regulatory Requirement of Crypto Assets, Consumer Credit Institutions firms Clients. - **Dealing the Application...


  • London, United Kingdom IQ EQ Full time

    **Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description** The overall goal of the Group Risk & Compliance (GRC) function is to protect the Group...


  • London, United Kingdom VRS Regulatory Full time

    An opportunity to join the Product Stewardship / Regulatory Compliance team at a global chemical business; you will ensure the compliance of globally sold, highly complex mixtures. Key duties will be SDS authoring, classifications, labelling, component compliance checks and providing regulatory advice to the technology, R&D, and customer service...


  • London, United Kingdom VRS Regulatory Full time

    Opportunity to join the London based Regulatory Compliance team at a global chemical import and distribution business. Working alongside a highly experienced manager, you will help ensure the compliance of all products and substances sold in the EMEA region, focussing on GHS/CLP and REACH. Duties will be varied and interesting - you will keep track of...

  • Compliance Officer

    2 weeks ago


    London Area, United Kingdom Compliance Professionals Full time £40,000 - £80,000 per year

    THE COMPANY:Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market.THE RESPONSIBILITIES:This role will support the Head of Compliance & MLRO with the following:Compliance advisory: assisting with advice on regulatory issues, maintaining compliance framework, training...

  • Compliance Officer

    2 weeks ago


    City Of London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market. THE RESPONSIBILITIES: Compliance advisory: assisting with advice on regulatory issues, maintaining compliance framework, training the business in key compliance issues, promoting and measuring high...


  • London, United Kingdom Compliance Professionals Full time

    Legal & Compliance Manager - Hedge FundsLegal & Compliance Manager - Hedge Funds1 day ago Be among the first 25 applicantsCompliance Professionals provided pay rangeThis range is provided by Compliance Professionals. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeTHE COMPANY:Our client is...


  • London, United Kingdom eFinancial Careers Full time

    **Regulatory Compliance Manager - Real Assets Investment Manager** **London - Hybrid (Office 1 - 2 days a week)** **Up to £85,000 a year PLUS bonus and benefits** A specialist real assets investment manager focused on secure income strategies. They invest in UK and European assets with predictable secure long term cash flows. They provide market leading and...


  • London, Greater London, United Kingdom Sigma Consulting Group Full time £50,000 - £100,000 per year

    Regulatory / Compliance Manager Location: London (Hybrid) or Remote (UK-Based) Department: Risk & Compliance Employment Type: Full Time Salary: £50,000 + Equity About Zenrox Zenrox Healthcare UK is an AI-powered medical equipment marketplace, trusted by healthcare facilities across the country. Our automated compliance engine verifies MHRA and UKCA...