Ifa File Compliance Reviewer

2 weeks ago


Tamworth, United Kingdom Thomas George Selection Full time

File / Compliance Reviewer opportunity on a part-time basis over three days per week.

The responsibilities of this role will deliver compliance checking for cases being submitted by independent financial advisers.

The practice provides independent financial advice offering solutions in retirement, pensions, investment and wealth planning.

**Role requirements**

Accurately review pre-post advice file checks on advice cases

Identify corrective action and log errors

Ensure that industry regulations and internal policies are met

Maintain accurate client records

Raise any errors or inaccuracies with relevant adviser or colleagues.

Backgrounds welcome in IFA administration, paraplanning, compliance or quality review or ex-advisers seeking a switch to a non-advice focused position

Working knowledge of pensions and investments

High attention to detail and accuracy

An understanding of FCA regulation

You will be analytical, insightful & be an effective communicator with the ability to deal with people at all levels

**Package**

Salary £25,000 - £30,000 pro rata

Pension

Life Cover

Bonus

Free Parking



  • Tamworth, United Kingdom Thomas George Selection Full time

    Full or Part-time options available A highly regarded regional IFA & wealth firm have an opportunity for a Compliance File Reviewer. The duties of this role will be to deliver compliance quality review for cases being submitted by financial advisers. The practice provides independent financial advice with a primary focus towards retirement, pensions,...

  • Ifa File Checker

    1 week ago


    Tamworth, United Kingdom Thomas George Selection Full time

    File Checker opportunity with a well-respected Independent Financial Adviser practice. Part-time hours. Equivalent of three days per week with flexibility on weekly structure. - Providing compliance checking/ reviewing of advice cases being submitted by independent financial advisers. The practice specialises in advising on Financial Services including...


  • Tamworth, United Kingdom Thomas George Selection Full time

    File Reviewer opportunity with a well-respected Independent Financial Advice practice. Part-time hours. Equivalent of three days per week with flexibility on weekly structure. Hybrid, office or work from home flexibility available.Providing compliance checking / reviewing of financial advice cases being submitted by independent financial advisers. The...


  • Tamworth, United Kingdom Eurofins UK Forensic Services Full time

    Company Description **About Us** Eurofins Scientific is an international life sciences company, providing a unique range of analytical testing services to clients across multiple industries, to make life and our environment safer, healthier and more sustainable. From the food you eat, to the water you drink, to the medicines you rely on, Eurofins works with...


  • Tamworth, United Kingdom Robert Walters Full time

    Walters People have partnered with a leading business based in Tamworth who are looking for a Rebates Analyst on a permanent basis. You will report directly into the Head of Finance and play a key role in the team supporting key stakeholders in developingsupplier rebates forecast and budget by providing insightful data. **This position offers remote/hybrid...

  • HR & Quality Officer

    2 weeks ago


    Tamworth, United Kingdom Crown Couriers Full time

    Due to continued growth, Crown SDS are offering an exciting new opportunity to be part of a growing HR team in a rapidly growing business. This role is about being a solution-driven individual who thrives on challenges and actively contributes to the success of the business. **Role** Reporting into HR Manager the focus of the role is to promote and...

  • HR Administrator

    23 hours ago


    Tamworth, United Kingdom Elite EMS Full time

    **ROLE PROFILE** **Job Title** HR Administrator **Department** HR & Recruitment **Location** Tamworth Head Office **Reports to** HR Manager **Job Profile - how the role contributes to the success of Elite EMS** To support the overall growth and performance of the business by undertaking general HR administration activities as directed by the HR...


  • Tamworth, United Kingdom Greenergy International Ltd Full time

    Fleet Support Administrator 3 Month FTC Entrepreneurial zeal and a drive to do things differently have spurred Greenergy to grow from a bedroom start-up to become the UK’s leading fuel supplier. Good customer service is central to our mission, and we constantly strive to be a company that’s easyto deal with by streamlining procedures and eliminating...


  • Tamworth, United Kingdom Howmet Aerospace Full time

    Preparation of all documentation to enable despatch of orders on time. Paperwork will include bills of lading, release notes, test certificates and invoices. - Booking freight forwarders for UK & Export deliveries and raising all necessary paperwork including delivery and collection manifests - Scanning including: test certificates, invoices, and all SAP...

  • Goods in Operative

    22 hours ago


    Tamworth, United Kingdom Workchain Full time

    **Goods-In Coordinator** **Role Purpose: **To oversee supplier deliveries upon receipt and ensure goods received are fit for purpose and as ordered. Coordinate supplier deliveries and drivers on site to ensure safety is a priority. Coordinate with contractors as required.Support and improve quality performance to assist in reducing reject rates. Maintain...