Compliance Operations Executive

1 week ago

London, United Kingdom Global Reach Group Full time

Global Reach Group is a foreign exchange specialist, working with corporate clients ranging from SMEs, FTSE 100 companies and financial institutions, as well as private individuals. Global Reach provides international payment services, risk management and strategic hedging solutions. Global Reach’s geographical presence spans the UK, Canada, Spain, The Netherlands and Cyprus.

**Role Overview**

To work within the compliance team and provide expertise to assess potential and actual risk of financial crime for new and existing clients in order to maintain adherence to our compliance policies and standards.

The role of the Compliance Executive will be to ensure that new clients are accepted in line with the group’s risk appetite policy and that all clients are monitored in line with the internal compliance programme.

**Duties & Responsibilities**

Onboarding:

- Reviewing potential prospects in line with the firms KYC standards. Identify and escalate any risks present with suggested solutions / outcome.

This includes:

- Working with Front Office to ensure the process is smooth and the correct documentation is obtained to successfully open a client account
- Ensuring all information obtained is accurate and reflected as such within the CRM system
- Conduct PEP/Sanctions screening

Partnerships
- Vetting of partnerships to ensure they meet internal requirements and are appropriately recorded

Client Reviews
- Conduct periodic reviews of existing clients in line with policy

Ongoing Monitoring
- Conduct sanction/PEP screening and investigate potential matches
- Resolve transaction monitoring alerts to ensure suspicious activity is identified
- Investigate unusual activity and make recommendations when escalating suspicions of money laundering and terrorist financing to a senior member of the team for further review.
- To conduct Third Party Payment due diligence

Other
- Proactively support the departments aims and objectives by assisting in ad hoc projects where required.
- Keep up to date with current and future regulatory changes that affect the business and use this knowledge to proactively suggest improvements to compliance policies and procedures.
- Assisting clients with updating their accounts with personal information, documents and other details
- Conduct periodic risk-based reviews of client’s activity
- Draft responses to the bank’s RFI’s

**Qualification & Skills**

Essential
- Excellent analytical skills and detail orientated
- Strong interpersonal and organisational skills
- Ability to manage workload effectively and in a timely manner
- Proficient in the use of Microsoft Office, Excel

**Job Types**: Permanent, Full-time

**Salary**: £27,000.00-£30,000.00 per year

**Benefits**:

- Work from home

Schedule:

- Monday to Friday

Supplemental pay types:

- Yearly bonus

Ability to commute/relocate:

- London: reliably commute or plan to relocate before starting work (required)

Work authorisation:

- United Kingdom (required)

Work Location: Hybrid remote in London

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