Current jobs related to Operations/Compliance Analyst - London Area - Stephenson Executive Search

  • Senior Compliance Analyst

    5 days ago

    Manchester Area, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a leading international law firm to recruit a Senior Compliance Analyst in Manchester. In this role, you’ll support the business with client onboarding, due diligence and ongoing monitoring, ensuring compliance with regulatory requirements and internal policies. You’ll also play a key part in guiding junior colleagues and contributing...

  • Risk & Compliance Analyst

    1 week ago

    London, United Kingdom AJ Fox Compliance Full time

    A well-respected professional services firm is seeking to hire a Risk & Compliance Analyst to support the day-to-day operations of their compliance team in London (hybrid working). This is a great opportunity for a Junior Compliance Officer or ComplianceAssistant to step up into a more senior role taking on more responsibility and making an impact in a small...

  • Compliance Analyst

    3 days ago

    London Area, United Kingdom Screen International Group ltd Full time £30,000 - £40,000 per year

    Junior Compliance AML AnalystLocation:City of LondonEmployment Type:Full-TimeDepartment:Compliance / AMLIndustry:FX Brokerage (Essential )Salary£30-40k DOEAbout the RoleMy client is seeking a motivatedJunior Compliance AML Analystto join their Compliance team within a fast-paced and regulated FX brokerage environment. This role is ideal for candidates who...

  • Risk & Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ Fox Compliance Full time

    Our client is a respected global law firm seeking to hire a Risk & Compliance Analyst to join their team in London with the option of 50% home working. The function of this role is to help the firm maintain legal and regulatory compliance across the EMEA. Unfortunately, we will not be able to consider you for this role if you do not have law firm compliance...

  • Compliance Analyst

    6 days ago

    London Area, United Kingdom Career Legal Full time £35,000 - £55,000 per year

    Compliance AnalystTop US Law FirmLondon Office - 4 Days A Week In London Office (Initially)Salary Up To £55,000pa1-2 Years Experience RequiredMy client, a top US law firm, is actively recruiting for an enthusiastic and professional Legal Risk & Compliance Analyst to join them in their London office.The team is responsible for providing risk, legal and...

  • Compliance Analyst

    5 hours ago

    London Area, United Kingdom BMS Group Full time

    Position Title:Compliance Analyst, BMS Group LtdReports to:Head of Regulatory Compliance, BMS Group LtdLocation:LondonOverall Purpose of the RoleTo undertake a range of compliance responsibilities including advisory activity with BMS Group's [BMSG] Specialty Business with a view to ensuring that Business Unit(s) [BU];Implement Regulations in a timely,...

  • Compliance Operations Analyst

    1 week ago

    London, United Kingdom Oliver James Full time

    Oliver James are currently partnered with a leading Insurance firm in their search for a Compliance Operations Analyst. This role is brand new and will report to the Compliance Operations Manager, helping to co-ordinate and oversee the implementation of a wide range of compliance operational and regulatory-related tasks and activities. Key...

  • Escrow –Business Compliance Analyst

    7 hours ago

    London Area, United Kingdom CSC Full time

    Escrow - Business Compliance AnalystLocation:LondonDepartment:AML / KYCJob Type:Permanent, HybridHours:37.5 hours per weekCompanyCSC is a leading provider of escrow and settlement services on M&A and real estate transactions and litigation proceedings.DescriptionThe Escrow Business Compliance Analyst is responsible for assisting with the client onboarding of...

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom Marks Sattin Full time £40,000 - £80,000 per year

    The Role:Compliance AnalystThe Client:Alternative Asset ManagerThe Location:London City CentreA great opportunity to join a collaborative team, reporting directly into the AD of Compliance. Broad position working across not just the BAU but regulatory change projects.The Role:Undertake testing in line with the Compliance Monitoring ProgrammeAssist in the...

  • Compliance Analyst

    2 days ago

    London Area, United Kingdom Arthur Recruitment Full time £40,000 - £60,000 per year

    Arthur have partnered with a growing Lloyd's Managing Agent who are hiring a Compliance Analyst to join their growing Compliance team. This is a newly created position, reporting into the Compliance Manager to support on AR Management. This is a full time, permanent role and is based in London on a hybrid basis (2 days in the office).Main duties:Complete...

Operations/Compliance Analyst

2 weeks ago

London Area, United Kingdom Stephenson Executive Search Full time £40,000 - £80,000 per year

Overview

My client is a London based multi-family office who are looking for added support in their middle/back office as they continue to grow. The Operations & Compliance Analyst role blends investment operations, compliance, and risk management responsibilities - a hybrid position for someone with both technical and regulatory expertise in the buy-side environment.

They will support the firm's operations, compliance, and risk management functions — ensuring investment data integrity, regulatory adherence (FCA, SEC & MiFIR) and workflow efficiency. The analyst acts as a key link between the COO, CCRO and other teams, ensuring the firm operates smoothly and compliantly.

Key Responsibilities

Investment Operations


• Assist in portfolio monitoring, ensuring alignment with target allocations and performance benchmarks.


• Ensure MiFIR compliance


• Provide oversight on portfolio risk factors


• Conduct performance tracking and reporting


• Any other tasks and responsibilities deemed relevant and appropriate by the COO.

Data Management


• Ensure that all data is complete, accurate and compliant


• Prepare and validate data for all month and quarter end performance reports cycles.


• Be able to field any data related queries


• Identify and implement opportunities to enhance data quality and productivity, including leveraging AI-driven tools.

Compliance


• Maintaining the policy and procedures tracker


• Support the CCRO in managing quarterly and annual attestation processes


• Assist with the preparation of documentation for the SMCR


• Record and monitor compliance breaches


• Assist with some FCA regulatory reporting.


• Co-ordinate in-house training & maintaining CPD logs.

Risk Management


• Conduct daily financial crime screening


• Review of third-party payments


• Support the MLRO and the Front Office in preparing periodic financial crime risk management reviews


• Maintain and periodically update the firm's country risk assessments

Qualifications and Experience


• A minimum of 5-10 years related experience within buy-side operations and risk management


• A good understanding of securities especially fund products, direct investments and derivatives


• Familiarity of performance calculations and methodology.


• Good organisational and interpersonal skills.


• Ability to improve workflow efficiency across data management and the compliance/risk functions


• Confidence to flag and mitigate potential risks to the business as well as recommend process improvements


• Experience of regulatory frameworks (FCA, SEC, MiFIR & SMCR)


• Proven ability to identify and mitigate operational and regulatory risks.


• Excellent organisational, analytical, and problem-solving skills.