Compliance Analyst

2 weeks ago


London Area, United Kingdom Marks Sattin Full time £40,000 - £80,000 per year

The Role:
Compliance Analyst

The Client:
Alternative Asset Manager

The Location:
London City Centre

A great opportunity to join a collaborative team, reporting directly into the AD of Compliance. Broad position working across not just the BAU but regulatory change projects.

The Role:

  • Undertake testing in line with the Compliance Monitoring Programme
  • Assist in the development of policies and the establishment of reviews of procedures and policies
  • Work closely with internal and external stakeholders such as ACD, custodians, fund boards and committees
  • Review financial promotions and marketing material in line with regulatory responsibilities, supporting on regulatory change projects

Prior Experience:

  • 1- 3 years within the compliance function of an Asset Manager
  • Strong experience with Compliance Monitoring Programme
  • Understanding of AIFMD, MIFID II and SMCR is an advantage
  • Strong communication both verbally and written


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