Compliance Officer

1 week ago


West Midlands Region, United Kingdom IDEX Consulting Ltd Full time

Family comes first at this Chartered IFA practice
They keep family at the centre of everything they do, both for employees and clients, including the advice they provide. It has enabled them to build long, established relationships with clients and in several cases generations of their families who have alsobecome clients.
It's no surprise then that they're looking for a special kind of individual to join the team and continue the great work they do.
As compliance assistant you will:

- Carry out file reviews
- Work closely with the network on new regulation and horizon scanning
- Have regular meetings with the Directors and Practice Manager to discuss any areas of concern and make suggestions for ways in which current compliance processes could be improved

In return this firm offers a highly competitive salary, benefits and flexibility to work from home.

This is undoubtedly a great opportunity to join a practice where you'll become part of the family and where the work you do will be valued.

Visit the IDEX Consulting Ltd website for further opportunities. We value diversity and always provide guidance based on merit. Please note that the information supplied may be retained for up to 3 years for use in connection with future vacancies. For fullinformation on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.


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